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person · Reporting owner

HARSHMAN RICHARD J

Disclosed activity across 4 companies

Tapewire entity
1347
SEC CIK
0001200244

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMEREN CORPAEE · Entity 3150DirectorJanuary 05, 2026January 08, 2026
ATI INCATI · Entity 944Director · Executive ChairmanFebruary 27, 2019March 02, 2019
KENNAMETAL INCKMT · Entity 1346DirectorSeptember 04, 2026September 08, 2026
PNC FINANCIAL SERVICES GROUP, INC.PNC · Entity 2924DirectorOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMEREN CORP

Report date January 05, 2026 · Filed January 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 Par ValueSEC Table I · non-derivativeDirect22,135 Reported balance After 2026-01-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-05 · Grant · Acquired 1,686 · Balance 22,135

F1: Director compensation.

F2: Amount includes a total of 71 shares acquired during the fourth quarter of 2025 through reinvested dividends.

Filing footnotes · ownership attribution and instrument terms

F1: Director compensation.

F2: Amount includes a total of 71 shares acquired during the fourth quarter of 2025 through reinvested dividends.

ATI INC

Report date February 27, 2019 · Filed March 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.10 per shareSEC Table I · non-derivativeDirect515,860.7688 Last balance in matching sequence After 2019-02-28 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2019-02-27 · Tax withholding · Disposed 11,193 · Balance 482,372.7688

F1: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.

F2: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

F3: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Row 2 · 2019-02-28 · Exercise / conversion · Acquired 78,742 · Balance 561,114.7688

F4: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F5: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Row 3 · 2019-02-28 · Tax withholding · Disposed 34,474 · Balance 526,640.7688

F6: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F5: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Row 4 · 2019-02-28 · Sale · Disposed 10,780 · Balance 515,860.7688

F7: Shares sold pursuant to a 10b5-1 Trading Plan.

F5: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.

F2: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

F3: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

F4: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F5: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F6: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F7: Shares sold pursuant to a 10b5-1 Trading Plan.

KENNAMETAL INC

Report date September 04, 2026 · Filed September 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,000 Reported balance After 2026-09-04 transaction · row 1
1 source row

Row 1 · 2026-09-04 · Purchase · Acquired 5,000 · Balance 5,000

PNC FINANCIAL SERVICES GROUP, INC.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitSEC Table II · derivative / convertible securityIndirectDeferred Compensation Plan2,336 Reported balance After 2026-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 30 · Balance 2,336

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect9,828 Reported balance Holding disclosure · report date 2026-10-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 9,828

F3: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's equity incentive plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F4: Includes DSUs acquired by the reporting person as dividend equivalents under the Program in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F2: Includes phantom stock units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

F3: Deferred stock units ("DSUs") granted pursuant to the PNC Directors Deferred Stock Unit Program (the "Program") under PNC's equity incentive plan. Each DSU represents the right to receive at retirement one share of PNC common stock, or in limited circumstances cash equal to the fair market value of one share of PNC common stock on the payment determination date, pursuant to the terms of the Program.

F4: Includes DSUs acquired by the reporting person as dividend equivalents under the Program in transactions exempt from reporting that occurred after the date of the reporting person's most recent filing on Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 3, 2019 17:45 UTC PNC FINANCIAL SERVICES GROUP, INC. PNC · Entity 2924 GrantPhantom Stock Unit · Derivative 93 $126.91 $11,802.63
Disclosure

SEC source: 0001209191-19-022987 · doc4.xml · derivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Deferred Compensation Plan

Disclosed balance after: 93

Underlying: $5 Par Common Stock · 93 shares

Expires not disclosed

F1 · derivative.exercise_price: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.exercise_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

F1 · derivative.expiration_date: One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") common stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:47 UTC ATI INC ATI · Entity 944 SaleCommon Stock, par value $0.10 per share 10,780 $29.13 $314,021.40
Disclosure

SEC source: 0001209191-19-015240 · doc4.xml · nonDerivative · entry 4

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,860.7688

F7 · shares: Shares sold pursuant to a 10b5-1 Trading Plan.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:47 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, par value $0.10 per share 34,474 $28.92 $996,988.08
Disclosure

SEC source: 0001209191-19-015240 · doc4.xml · nonDerivative · entry 3

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,640.7688

F6 · shares: Shares withheld for payment of taxes in connection with the February 28, 2019 settlement of the 2016-2018 PSUs.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 28, 2019 Filed Mar 2, 2019 00:47 UTC ATI INC ATI · Entity 944 Exercise / conversionCommon Stock, par value $0.10 per share 78,742 $28.92 $2,277,218.64
Disclosure

SEC source: 0001209191-19-015240 · doc4.xml · nonDerivative · entry 2

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,114.7688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Settlement of performance-vested restricted stock units that were granted in 2016, the vesting of which was contingent upon the Issuer's achievement of specified performance criteria during the period from January 1, 2016 through December 31, 2018 (the "2016-2018 PSUs"). The Issuer's partial achievement of such performance criteria was certified, and a corresponding portion of the shares underlying the 2016-2018 PSUs became payable, as of February 28, 2019.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 28, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 00:47 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, par value $0.10 per share 11,193 $29.26 $327,451.22
Disclosure

SEC source: 0001209191-19-015240 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,372.7688

F1 · shares: Shares withheld for payment of taxes on performance/restricted stock granted in 2014 that vested on February 27, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 01:38 UTC ATI INC ATI · Entity 944 SaleCommon Stock, $0.10 par value per share 20,208 $29.12 $588,456.96
Disclosure

SEC source: 0001209191-19-014324 · doc4.xml · nonDerivative · entry 3

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,565.7688

F5 · shares: These shares were sold pursuant to a 10b5-1 Trading Plan.

F6 · price: Represents the weighted average sale price with respect to multiple trades ranging in price from $28.89 to $29.17 per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:38 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, $0.10 par value per share 8,355 $29.13 $243,381.15
Disclosure

SEC source: 0001209191-19-014324 · doc4.xml · nonDerivative · entry 2

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,773.7688

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 25, 2019 Filed Feb 28, 2019 01:38 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, $0.10 par value per share 12,628 $29.13 $367,853.64
Disclosure

SEC source: 0001209191-19-014324 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,128.7688

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 25, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 25, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 21, 2019 Filed Feb 22, 2019 23:34 UTC ATI INC ATI · Entity 944 SaleCommon Stock, par value $0.10 per share 7,140 $28.99 $206,988.60
Disclosure

SEC source: 0001209191-19-012761 · doc4.xml · nonDerivative · entry 2

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,756.7688

F4 · shares: These shares were sold pursuant to a 10b5-1 Trading Plan.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 23:34 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, par value $0.10 per share 7,360 $28.80 $211,968.00
Disclosure

SEC source: 0001209191-19-012761 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,896.7688

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 20, 2018. One-third of such restricted stock units vested by their terms on February 20, 2019.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 20, 2019.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:57 UTC AMEREN CORP AEE · Entity 3150 GrantCommon Stock, $.01 Par Value 2,125 $0.00 $0.00
Disclosure

SEC source: 0001002910-19-000044 · edgar.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,964

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 64 shares acquired during the fourth quarter of 2018 through reinvested dividends at prices ranging from $64.79 to $70.19 per share.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 22:16 UTC AMEREN CORP AEE · Entity 3150 GiftCommon Stock, $.01 Par Value 6,875 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000149 · edgar.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,775

F1 · kind: The securities were gifted to the Harshman Family Foundation, an Internal Revenue Code section 501(c)(3) entity. Mr. Harshman has sole discretion of the investment authority of the Foundation.

F2 · balance_after: Amount includes a total of 354 shares acquired during the first through third quarters of 2018 through reinvested dividends at prices ranging from $53.84 to $65.01 per share.

Read SEC document
November 29, 2018 Filed Dec 3, 2018 21:36 UTC ATI INC ATI · Entity 944 GiftCommon Stock, $0.10 par value per share 17,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060580 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,388.7688

F1 · kind: The securities were gifted to The Harshman Family Foundation, which is an Internal Revenue Code section 501(c)(3) charitable organization. Mr. Harshman has sole investment authority with respect to the Foundation's assets.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:49 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, $0.10 par value per share 11,132 $26.10 $290,545.20
Disclosure

SEC source: 0001209191-18-016744 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,756.7688

F1 · shares: Shares withheld for payment of taxes on shares of previously-restricted stock, the restrictions on which lapsed by their terms on March 1, 2018.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on March 1, 2018.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 00:31 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, $0.10 par value per share 12,628 $27.12 $342,471.36
Disclosure

SEC source: 0001209191-18-014252 · doc4.xml · nonDerivative · entry 2

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,888.7688

F4 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 25, 2016. One-third of such restricted stock units vested by their terms on February 26, 2018.

F5 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 26, 2018.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 23, 2018 Filed Feb 28, 2018 00:31 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, $0.10 par value per share 8,356 $27.00 $225,612.00
Disclosure

SEC source: 0001209191-18-014252 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,516.7688

F1 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 23, 2017. One-third of such restricted stock units vested by their terms on February 23, 2018.

F2 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 23, 2018.

F3 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:45 UTC ATI INC ATI · Entity 944 GrantCommon Stock, $0.10 par value per share 50,495 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012692 · doc4.xml · nonDerivative · entry 2

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,872.7688

F3 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:45 UTC ATI INC ATI · Entity 944 Disposition to issuerCommon Stock, $0.10 par value per share 13,081.73 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012692 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,377.7688

F1 · shares: Forfeiture of restricted shares, including accumulated dividends, granted under the 2015 Long-Term Shareholder Value Program.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 21:25 UTC ATI INC ATI · Entity 944 Disposition to issuerCommon Stock, $0.10 par value per share 24,529.096 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005117 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,459.4988

F1 · shares: Forfeiture of restricted shares, including accumulated dividends, granted under the 2015 Performance/Restricted Stock Program.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:45 UTC AMEREN CORP AEE · Entity 3150 GrantCommon Stock, $.01 Par Value 2,056 $0.00 $0.00
Disclosure

SEC source: 0001002910-18-000038 · edgar.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,296

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 407 shares acquired during the first through fourth quarters of 2017 through reinvested dividends at prices ranging from $54.69 to $59.02 per share.

Read SEC document
February 27, 2017 Filed Feb 28, 2017 00:15 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, $0.10 par value 13,381 $19.65 $262,936.65
Disclosure

SEC source: 0001209191-17-014985 · doc4.xml · nonDerivative · entry 3

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,988.5948

F5 · shares: Shares withheld for payment of taxes on restricted stock units awarded on February 27, 2016. One-third of such restricted stock units vested by their terms on February 27, 2017.

F6 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 27, 2017.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. Mr. Harshman disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

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February 23, 2017 Filed Feb 28, 2017 00:15 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, $0.10 par value 9,159.9794 $19.44 $178,070.00
Disclosure

SEC source: 0001209191-17-014985 · doc4.xml · nonDerivative · entry 2

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,369.5948

F3 · shares: Shares withheld for payment of taxes on shares of previously-restricted stock awarded on February 23, 2012, the restrictions on which lapsed by their terms on the fifth anniversary of the grant date.

F4 · price: Represents the average of the high and low trading prices for one share of the Issuer's common stock on the New York Stock Exchange on February 23, 2017.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. Mr. Harshman disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

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February 23, 2017 Filed Feb 28, 2017 00:15 UTC ATI INC ATI · Entity 944 GrantCommon Stock, $0.10 par value 57,253 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014985 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,529.5742

F1 · shares: Award of restricted stock units, which are settled in shares of stock upon vesting. The award vests in three equal annual installments on each of the first three anniversaries of the grant date.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. Mr. Harshman disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

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January 27, 2017 Filed Jan 31, 2017 21:31 UTC ATI INC ATI · Entity 944 Disposition to issuerCommon Stock, $0.10 par value 25,565.7637 $21.75 $556,055.36
Disclosure

SEC source: 0001209191-17-006392 · doc4.xml · nonDerivative · entry 4

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,276.5742

F5 · shares: Forfeiture of restricted shares, including accumulated dividends, granted under the 2014 Performance/Restricted Stock Program.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

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January 27, 2017 Filed Jan 31, 2017 21:31 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, $0.10 par value 15,813.6855 $21.75 $343,947.66
Disclosure

SEC source: 0001209191-17-006392 · doc4.xml · nonDerivative · entry 3

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,842.3379

F4 · shares: Shares withheld for payment of taxes on shares of previously restricted stock awarded in February 2014 under the 2014-2016 Long-Term Shareholder Value Program. Vesting of these shares was contingent on the successful achievement of predetermined goals during the 2014-2016 performance period and became payable on January 27, 2017.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

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January 27, 2017 Filed Jan 31, 2017 21:31 UTC ATI INC ATI · Entity 944 Tax withholdingCommon Stock, $0.10 par value 13,158 $21.75 $286,186.50
Disclosure

SEC source: 0001209191-17-006392 · doc4.xml · nonDerivative · entry 2

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,656.0234

F3 · shares: Shares withheld for payment of taxes on the 2014-2016 TSR award paid on January 27, 2017 as described in footnote 1 above.

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

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January 27, 2017 Filed Jan 31, 2017 21:31 UTC ATI INC ATI · Entity 944 GrantCommon Stock, $0.10 par value 28,191 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006392 · doc4.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,814.0234

F1 · shares: Shares awarded under the Company's 2014-2016 Total Shareholder Return Program ("TSR").

F2 · balance_after: This amount includes 25,687 shares of common stock owned indirectly by Mr. Harshman's wife. The reporting person disclaims beneficial ownership of the shares held directly or indirectly by his spouse, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for the purposes of Section 16 or for any other purpose.

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January 03, 2017 Filed Jan 5, 2017 21:24 UTC AMEREN CORP AEE · Entity 3150 GrantCommon Stock, $.01 Par Value 2,005 $0.00 $0.00
Disclosure

SEC source: 0001002910-17-000018 · edgar.xml · nonDerivative · entry 1

HARSHMAN RICHARD J · CIK 0001200244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

F1 · shares: Director compensation.

F2 · balance_after: Amount includes a total of 356 shares acquired during the first through fourth quarters of 2016 through reinvested dividends at prices ranging from $49.45 to $52.89 per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.