organization · Reporting owner
Ares Trading S.A.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vera Therapeutics, Inc.VERA · Entity 4358 | 10% owner | May 13, 2021 | May 14, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vera Therapeutics, Inc.
Report date May 13, 2021 · Filed May 14, 2021
Jointly reported with Merck KGaA, MERCK SERONO S.A.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-05-13 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Series C Preferred Stock is convertible into Class A Common Stock on a 11.5869:1 basis (on an adjusted basis, after giving effect to the reverse stock split of the Class A Common Stock effected by the Issuer on May 7, 2021) and has no expiration date. Upon filing of the Issuer's Restated Certificate of Incorporation in connection with the Issuer's initial public offering, all shares of Series C Preferred Stock will be converted into shares of Class A Common Stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The Series C Preferred Stock is convertible into Class A Common Stock on a 11.5869:1 basis (on an adjusted basis, after giving effect to the reverse stock split of the Class A Common Stock effected by the Issuer on May 7, 2021) and has no expiration date. Upon filing of the Issuer's Restated Certificate of Incorporation in connection with the Issuer's initial public offering, all shares of Series C Preferred Stock will be converted into shares of Class A Common Stock of the Issuer.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PRECIGEN, INC.
Report date October 12, 2021 · Filed October 14, 2021
Section 16 reporting ended · disclosed 2021-10-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,647,152 |
Ending reported balance
After 2021-10-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-10-12 · Sale · Disposed 63,900 · Balance 20,727,048 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021.The plan was terminated effective October 13, 2021. Row 2 · 2021-10-13 · Sale · Disposed 79,896 · Balance 20,647,152 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021.The plan was terminated effective October 13, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021.The plan was terminated effective October 13, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 13, 2021 Filed Oct 14, 2021 22:02 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 79,896 | $4.60 | $367,281.91 |
DisclosureSEC source: 0001104659-21-126314 · tm2130009-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,647,152 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021.The plan was terminated effective October 13, 2021. Read SEC document |
| October 12, 2021 Filed Oct 14, 2021 22:02 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 63,900 | $4.69 | $299,473.74 |
DisclosureSEC source: 0001104659-21-126314 · tm2130009-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,727,048 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021.The plan was terminated effective October 13, 2021. Read SEC document |
| October 11, 2021 Filed Oct 12, 2021 22:59 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 68,900 | $4.67 | $321,632.09 |
DisclosureSEC source: 0001104659-21-125461 · tm2129781-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,790,948 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 08, 2021 Filed Oct 12, 2021 22:59 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 47,304 | $4.69 | $222,073.36 |
DisclosureSEC source: 0001104659-21-125461 · tm2129781-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,859,848 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 07, 2021 Filed Oct 8, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 65,300 | $4.84 | $316,326.26 |
DisclosureSEC source: 0001104659-21-124738 · tm2129601-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,907,152 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 06, 2021 Filed Oct 8, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 47,800 | $4.88 | $233,307.02 |
DisclosureSEC source: 0001104659-21-124738 · tm2129601-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,972,452 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 65,654 | $5.05 | $331,322.91 |
DisclosureSEC source: 0001104659-21-123731 · tm2129384-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,020,252 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 04, 2021 Filed Oct 6, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 9,700 | $5.02 | $48,699.82 |
DisclosureSEC source: 0001104659-21-123731 · tm2129384-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,085,906 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 3,000 | $5.11 | $15,339.90 |
DisclosureSEC source: 0001104659-21-122492 · tm2129152-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,095,606 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 100 | $5.10 | $510.00 |
DisclosureSEC source: 0001104659-21-122492 · tm2129152-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,098,606 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 22:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 4,584 | $6.29 | $28,813.65 |
DisclosureSEC source: 0001104659-21-115586 · tm2127591-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,098,706 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 22:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 88,221 | $6.31 | $556,445.14 |
DisclosureSEC source: 0001104659-21-114763 · tm2127333-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,103,290 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 22:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 2,400 | $6.23 | $14,956.56 |
DisclosureSEC source: 0001104659-21-114763 · tm2127333-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,191,511 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 22:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 29,065 | $6.42 | $186,507.20 |
DisclosureSEC source: 0001104659-21-113889 · tm2127143d1_4.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,193,911 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 02, 2021 Filed Sep 3, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 139,415 | $6.24 | $869,364.06 |
DisclosureSEC source: 0001104659-21-113025 · tm2126964-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,222,976 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| September 01, 2021 Filed Sep 3, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 254,932 | $6.21 | $1,583,076.73 |
DisclosureSEC source: 0001104659-21-113025 · tm2126964-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,362,391 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 31, 2021 Filed Sep 1, 2021 22:02 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 20,000 | $5.96 | $119,126.00 |
DisclosureSEC source: 0001104659-21-112129 · tm2126772d1_4.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,617,323 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 22:02 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 30,000 | $5.97 | $179,049.00 |
DisclosureSEC source: 0001104659-21-112129 · tm2126772d1_4.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,637,323 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 27, 2021 Filed Aug 30, 2021 22:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 91,600 | $5.98 | $547,923.72 |
DisclosureSEC source: 0001104659-21-111143 · tm2126532-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,667,323 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 22:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 111,229 | $5.95 | $661,478.86 |
DisclosureSEC source: 0001104659-21-111143 · tm2126532-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,758,923 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 25, 2021 Filed Aug 26, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 45,200 | $5.79 | $261,802.92 |
DisclosureSEC source: 0001104659-21-109874 · tm2125980-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,870,152 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 24, 2021 Filed Aug 26, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 33,407 | $5.86 | $195,928.71 |
DisclosureSEC source: 0001104659-21-109874 · tm2125980-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,915,352 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 22:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 6,313 | $6.13 | $38,711.95 |
DisclosureSEC source: 0001104659-21-107083 · tm2125302-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,948,759 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 22:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 52,031 | $6.20 | $322,368.47 |
DisclosureSEC source: 0001104659-21-107083 · tm2125302-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,955,072 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 50,684 | $6.11 | $309,785.68 |
DisclosureSEC source: 0001104659-21-105280 · tm2125087-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,007,103 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 11, 2021 Filed Aug 13, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 257,800 | $6.11 | $1,574,281.48 |
DisclosureSEC source: 0001104659-21-105280 · tm2125087-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,057,787 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 252,933 | $6.02 | $1,521,695.51 |
DisclosureSEC source: 0001104659-21-103607 · tm2124829-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,315,587 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 56,528 | $5.59 | $316,183.72 |
DisclosureSEC source: 0001104659-21-103607 · tm2124829-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,568,520 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 06, 2021 Filed Aug 9, 2021 22:03 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 72,700 | $5.55 | $403,245.09 |
DisclosureSEC source: 0001104659-21-102315 · tm2124513d1_4.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,625,048 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 05, 2021 Filed Aug 9, 2021 22:03 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 159,703 | $5.50 | $877,887.39 |
DisclosureSEC source: 0001104659-21-102315 · tm2124513d1_4.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,697,748 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 22:02 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 25,698 | $5.47 | $140,627.17 |
DisclosureSEC source: 0001104659-21-100886 · tm2124246-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,857,451 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 22:02 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 2,100 | $5.49 | $11,535.93 |
DisclosureSEC source: 0001104659-21-100886 · tm2124246-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,883,149 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 22:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 18,247 | $5.69 | $103,745.14 |
DisclosureSEC source: 0001104659-21-098999 · tm2123831-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,885,249 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 24,839 | $6.88 | $170,775.58 |
DisclosureSEC source: 0001104659-21-087731 · tm2121103-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,903,496 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 180,470 | $6.81 | $1,229,397.73 |
DisclosureSEC source: 0001104659-21-086356 · tm2120822-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,928,335 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 178,623 | $6.77 | $1,209,634.96 |
DisclosureSEC source: 0001104659-21-086356 · tm2120822-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,108,805 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 55,541 | $7.13 | $396,007.33 |
DisclosureSEC source: 0001104659-21-081605 · tm2119766-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,287,428 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 509,467 | $7.57 | $3,857,531.28 |
DisclosureSEC source: 0001104659-21-081605 · tm2119766-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,342,969 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 91,991 | $7.09 | $652,556.56 |
DisclosureSEC source: 0001104659-21-080317 · tm2119479-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,852,436 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 155,227 | $7.22 | $1,120,614.76 |
DisclosureSEC source: 0001104659-21-080317 · tm2119479-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,944,427 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 226,256 | $7.15 | $1,618,137.66 |
DisclosureSEC source: 0001104659-21-078927 · tm2119251-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,099,654 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 203,233 | $6.97 | $1,416,716.92 |
DisclosureSEC source: 0001104659-21-078927 · tm2119251-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,325,910 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 22:06 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 76,685 | $6.66 | $510,407.69 |
DisclosureSEC source: 0001104659-21-077813 · tm2118981-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,529,143 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 22:06 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 83,992 | $6.59 | $553,801.25 |
DisclosureSEC source: 0001104659-21-077813 · tm2118981-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,605,828 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 121,400 | $6.61 | $802,660.38 |
DisclosureSEC source: 0001104659-21-076504 · tm2118406-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,689,820 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 106,600 | $6.63 | $706,619.42 |
DisclosureSEC source: 0001104659-21-076504 · tm2118406-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,811,220 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 22:01 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 72,811 | $6.79 | $494,452.22 |
DisclosureSEC source: 0001104659-21-075183 · tm2118084-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,917,820 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 27, 2021 Filed May 28, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 166,147 | $6.80 | $1,129,168.24 |
DisclosureSEC source: 0001104659-21-074379 · tm2117915-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,990,631 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 26, 2021 Filed May 28, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 169,000 | $6.60 | $1,115,822.50 |
DisclosureSEC source: 0001104659-21-074379 · tm2117915-1_4seq1.xml · nonDerivative · entry 1 Ares Trading S.A. · CIK 0001720283 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,156,778 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
| May 25, 2021 Filed May 26, 2021 22:00 UTC | PRECIGEN, INC. PGEN · Entity 4356 | SaleCommon Stock | 86,288 | $6.46 | $557,282.42 |
DisclosureSEC source: 0001104659-21-072540 · tm2117610-1_4seq1.xml · nonDerivative · entry 2 Ares Trading S.A. · CIK 0001720283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,325,778 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Ares Trading, S.A. on April 29, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.