Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Statera Biopharma, Inc.STAB · Entity 128906 | Director | September 09, 2021 | October 19, 2021 |
| TRACTOR SUPPLY CO /DE/TSCO · Entity 3294 | President & COO | June 17, 2019 | June 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Statera Biopharma, Inc.
Report date September 09, 2021 · Filed October 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.005 per shareSEC Table I · non-derivative | Direct | 60,000 |
Reported balance
After 2021-09-09 transaction · row 1
1 source rowRow 1 · 2021-09-09 · Grant · Acquired 60,000 · Balance 60,000 F1: These securities are restricted stock units (RSUs) that were granted pursuant to the Cleveland Biolabs, Inc. Equity Incentive Plan. The RSUs will be settled solely with Issuer Common Stock and vest in equal monthly portions over the period of 36 months from the grant date, provided that the Reporting Person continues to provide services to the Issuer through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are restricted stock units (RSUs) that were granted pursuant to the Cleveland Biolabs, Inc. Equity Incentive Plan. The RSUs will be settled solely with Issuer Common Stock and vest in equal monthly portions over the period of 36 months from the grant date, provided that the Reporting Person continues to provide services to the Issuer through each vesting date.
TRACTOR SUPPLY CO /DE/
Report date June 17, 2019 · Filed June 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 43,838 |
Ending reported balance
After 2019-06-17 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2019-06-17 · Exercise / conversion · Acquired 13,882 · Balance 60,258 F1: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on May 17, 2019. F2: Granted pursuant to the Tractor Supply Company 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable as follows: 33 1/3% on May 2, 2017, 33 1/3% on May 2, 2018, and 33 1/3% on May 2, 2019. Row 2 · 2019-06-17 · Sale · Disposed 13,882 · Balance 46,376 F1: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on May 17, 2019. F2: Granted pursuant to the Tractor Supply Company 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable as follows: 33 1/3% on May 2, 2017, 33 1/3% on May 2, 2018, and 33 1/3% on May 2, 2019. Row 3 · 2019-06-17 · Exercise / conversion · Acquired 16,819 · Balance 63,195 F1: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on May 17, 2019. F3: Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable, or will vest, subject to conditions, and become exercisable as follows: 33 1/3% on February 7, 2019, 33 1/3% on February 7, 2020, and 33 1/3% on February 7, 2021. Row 4 · 2019-06-17 · Sale · Disposed 16,819 · Balance 46,376 F1: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on May 17, 2019. F3: Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable, or will vest, subject to conditions, and become exercisable as follows: 33 1/3% on February 7, 2019, 33 1/3% on February 7, 2020, and 33 1/3% on February 7, 2021. Row 5 · 2019-06-17 · Sale · Disposed 2,538 · Balance 43,838 F1: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on May 17, 2019. |
| Common stockSEC Table I · non-derivative | IndirectStock Purchase Plan | 98 |
Reported balance
After 2019-06-17 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2019-06-17 · Sale · Disposed 2,869 · Balance 98 F1: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on May 17, 2019. |
| Employee stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $94.66 · Expires 2026-05-02 | Direct | 0 |
Reported balance
After 2019-06-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-06-17 · Exercise / conversion · Disposed 13,882 · Balance 0 F2: Granted pursuant to the Tractor Supply Company 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable as follows: 33 1/3% on May 2, 2017, 33 1/3% on May 2, 2018, and 33 1/3% on May 2, 2019. |
| Employee stock optionSEC Table II · derivative / convertible security · Conversion / exercise price $67.28 · Expires 2028-02-07 | Direct | 33,640 |
Reported balance
After 2019-06-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-06-17 · Exercise / conversion · Disposed 16,819 · Balance 33,640 F3: Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable, or will vest, subject to conditions, and become exercisable as follows: 33 1/3% on February 7, 2019, 33 1/3% on February 7, 2020, and 33 1/3% on February 7, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on May 17, 2019.
F2: Granted pursuant to the Tractor Supply Company 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable as follows: 33 1/3% on May 2, 2017, 33 1/3% on May 2, 2018, and 33 1/3% on May 2, 2019.
F3: Granted pursuant to the 2009 Stock Incentive Plan. The shares subject to this option vested and became exercisable, or will vest, subject to conditions, and become exercisable as follows: 33 1/3% on February 7, 2019, 33 1/3% on February 7, 2020, and 33 1/3% on February 7, 2021.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
At Home Group Inc.
Report date July 22, 2021 · Filed August 03, 2021
Section 16 reporting ended · disclosed 2021-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,132 |
Reported balance
After 2021-07-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-07-22 · Other · Disposed 34,934 · Balance 5,132 F1: This amount consists of shares deliverable upon vesting and settlement of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-07-23 · Disposition to issuer · Disposed 5,132 · Balance 0 F2: These restricted stock units were cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. and Ambience Merger Sub, Inc. in exchange for a cash payment equal to the market value of the underlying issuer common stock on the effective date of the merger ($37 per share). |
Filing footnotes · ownership attribution and instrument terms
F1: This amount consists of shares deliverable upon vesting and settlement of restricted stock units.
F2: These restricted stock units were cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. and Ambience Merger Sub, Inc. in exchange for a cash payment equal to the market value of the underlying issuer common stock on the effective date of the merger ($37 per share).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 09, 2017 Filed Mar 10, 2017 23:22 UTC | TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 | SaleCommon stock | 15,014 | $72.59 | $1,089,866.26 |
DisclosureSEC source: 0000916365-17-000035 · wf-form4_148918812727025.xml · nonDerivative · entry 2 Barbarick Steve K · CIK 0001559824 · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,436 F1 · kind: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on 2/6/2017. F1 · acquired: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on 2/6/2017. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 23:22 UTC | TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 | Exercise / conversionCommon stock | 15,014 | $42.54 | $638,695.56 |
DisclosureSEC source: 0000916365-17-000035 · wf-form4_148918812727025.xml · nonDerivative · entry 1 Barbarick Steve K · CIK 0001559824 · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on 2/6/2017. F1 · acquired: This transaction was made pursuant to a 10b5-1 plan established by Mr. Barbarick on 2/6/2017. Read SEC document |
| February 08, 2017 Filed Feb 8, 2017 23:44 UTC | TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 | GrantEmployee stock option · Derivative | 70,517 | $73.18 Strike: $73.18 | $5,160,434.06 |
DisclosureSEC source: 0000916365-17-000020 · wf-form4_148659746886910.xml · derivative · entry 5 Barbarick Steve K · CIK 0001559824 · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,517 Underlying: Common stock · 70,517 shares Expires 2027-02-08 F3 · derivative.exercise_date: Granted pursuant to the 2009 Stock Incentive Plan. In general, the shares subject to this option will vest and become exercisable as follows: 33 1/3% on February 8, 2018, 33 1/3% on February 8, 2019, and 33 1/3% on February 8, 2020. Read SEC document |
| February 08, 2017 Filed Feb 8, 2017 23:44 UTC | TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 | GrantCommon stock | 6,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000916365-17-000020 · wf-form4_148659746886910.xml · nonDerivative · entry 2 Barbarick Steve K · CIK 0001559824 · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,436 F2 · kind: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest on the third anniversary of the grant date. F2 · acquired: Shares were acquired pursuant to a grant of restricted stock units (RSUs) under the Tractor Supply Company 2009 Stock Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock. The RSUs vest on the third anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 23:44 UTC | TRACTOR SUPPLY CO /DE/ TSCO · Entity 3294 | Tax withholdingCommon stock | 1,191 | $72.88 | $86,794.13 |
DisclosureSEC source: 0000916365-17-000020 · wf-form4_148659746886910.xml · nonDerivative · entry 1 Barbarick Steve K · CIK 0001559824 · President & CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,944 F1 · kind: This transaction represents the number of shares withheld to satisfy tax withholding liabilities incident to the lapse of vesting restrictions on the restricted stock units. F1 · acquired: This transaction represents the number of shares withheld to satisfy tax withholding liabilities incident to the lapse of vesting restrictions on the restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.