Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GREENBRIER COMPANIES INCGBX · Entity 4790 | EVP and President, GMO | October 23, 2021 | October 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GREENBRIER COMPANIES INC
Report date October 23, 2021 · Filed October 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,522 |
Reported balance
After 2021-10-23 transaction · row 1
1 source rowRow 1 · 2021-10-23 · Tax withholding · Disposed 5,384 · Balance 63,522 F1: Shares withheld in payment of tax liability incident to the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld in payment of tax liability incident to the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2017 Filed Oct 26, 2017 23:37 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 4,853 | $51.65 | $250,657.45 |
DisclosureSEC source: 0001209191-17-058083 · doc4.xml · nonDerivative · entry 2 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,093 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 23:37 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 15,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-058083 · doc4.xml · nonDerivative · entry 1 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,946 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 22, 2015, the Reporting Person was awarded 9,000 performance-based restricted stock units ("RSUs"), including 4,500 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 4,500 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance at between target and stretch levels against the adjusted EBITDA performance objective and the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 168.4% and 173.0% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 15,363 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 24, 2017. Read SEC document |
| July 12, 2017 Filed Jul 12, 2017 23:22 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 3,000 | $43.30 | $129,900.00 |
DisclosureSEC source: 0001209191-17-044960 · doc4.xml · nonDerivative · entry 2 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,583 Read SEC document |
| July 11, 2017 Filed Jul 12, 2017 23:22 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 3,000 | $43.05 | $129,150.00 |
DisclosureSEC source: 0001209191-17-044960 · doc4.xml · nonDerivative · entry 1 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,583 Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:35 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034769 · doc4.xml · derivative · entry 3 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,702 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,000 restricted stock units vested on May 22, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,000 restricted stock units vested on May 22, 2017. F3 · derivative.underlying_shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, 3,000 restricted stock units vested on May 22, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:35 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 820 | $44.45 | $36,449.00 |
DisclosureSEC source: 0001209191-17-034769 · doc4.xml · nonDerivative · entry 2 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,583 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 22, 2015, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:35 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034769 · doc4.xml · nonDerivative · entry 1 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:52 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030561 · doc4.xml · derivative · entry 3 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,702 Underlying: Common Stock · 1,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 1,928 restricted stock units vested on May 5, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 1,928 restricted stock units vested on May 5, 2017. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:52 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 527 | $43.15 | $22,740.05 |
DisclosureSEC source: 0001209191-17-030561 · doc4.xml · nonDerivative · entry 2 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,403 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| May 05, 2017 Filed May 8, 2017 19:52 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 1,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-030561 · doc4.xml · nonDerivative · entry 1 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 20:53 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | SaleCommon stock - GBX | 8,000 | $48.10 | $384,800.00 |
DisclosureSEC source: 0001209191-17-026578 · doc4.xml · nonDerivative · entry 1 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,002 Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023927 · doc4.xml · derivative · entry 3 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,630 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F3 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 5,000 restricted stock units vested on March 30, 2017. F3 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, 5,000 restricted stock units vested on March 30, 2017. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 1,354 | $43.15 | $58,425.10 |
DisclosureSEC source: 0001209191-17-023927 · doc4.xml · nonDerivative · entry 2 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,002 F1 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated March 30, 2016, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 21:43 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023927 · doc4.xml · nonDerivative · entry 1 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:32 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | GrantRestricted Stock Units · Derivative | 20,702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023601 · doc4.xml · derivative · entry 1 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,630 Underlying: Common Stock · 20,702 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of GBX common stock. F2 · derivative.exercise_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. F2 · derivative.expiration_date: One-half of the restricted stock units vest in three equal annual installments beginning on March 27, 2018 and the remaining one-half vest based upon achievement of performance criteria. Vested shares will be delivered to the Reporting Person on the anniversary dates of the grant or upon a determination that the performance criteria have been met. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:50 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionRestricted Stock Units · Derivative | 5,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146563 · doc4.xml · derivative · entry 3 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,928 Underlying: Common Stock · 5,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of GBX common stock. F4 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 5,784 RSUs vested on October 19, 2016. F4 · derivative.exercise_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 5,784 RSUs vested on October 19, 2016. F4 · derivative.expiration_date: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, 5,784 RSUs vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:50 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Tax withholdingCommon stock - GBX | 3,162 | $35.55 | $112,409.10 |
DisclosureSEC source: 0001209191-16-146563 · doc4.xml · nonDerivative · entry 2 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,356 F2 · shares: Pursuant to the terms of the Restricted Stock Unit Award Agreement dated May 5, 2014, common shares otherwise issuable to the Reporting Person upon vesting of the award were surrendered to the Company to settle the statutory withholding tax obligation incurred upon vesting of the award. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 18:50 UTC | GREENBRIER COMPANIES INC GBX · Entity 4790 | Exercise / conversionCommon stock - GBX | 11,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146563 · doc4.xml · nonDerivative · entry 1 Centurion Alejandro · CIK 0001386723 · EVP and President, GMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 5, 2014, the Reporting Person was awarded 5,784 performance-based restricted stock units ("RSUs"), including 2,892 RSUs subject to vesting based on the Issuer's achievement of adjusted EBITDA performance objectives and 2,892 RSUs subject to vesting based on the issuer's achievement of ROE performance objectives. The issuer achieved performance above the stretch level against the adjusted EBITDA performance objectives and achieved performance above the stretch level against the ROE performance objectives, resulting in the Reporting Person being entitled to receive the number of shares of the Company's common stock equal to 200% and 200% of the adjusted EBITDA and ROE RSUs awarded to the Reporting Person, respectively. Accordingly, 11,568 shares of the Company's common stock were issued to the Reporting Person as of the determination date, October 19, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.