Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESTEE LAUDER COMPANIES INCEL · Entity 3097 | Group President, International | November 01, 2021 | November 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESTEE LAUDER COMPANIES INC
Report date November 01, 2021 · Filed November 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 181,288 |
Ending reported balance
After 2021-11-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-01 · Exercise / conversion · Acquired 9,750 · Balance 186,470 F1: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 4, 2018, September 3, 2019, and September 3, 2020. F2: Not applicable. Row 2 · 2021-11-01 · Tax withholding · Disposed 5,182 · Balance 181,288 F3: Represents the withholding of shares for tax purposes. |
| Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2021-11-01 | Direct | 0 |
Reported balance
After 2021-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-11-01 · Exercise / conversion · Disposed 3,915 · Balance 0 F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F2: Not applicable. F5: RSUs from grant dated September 4, 2018. |
| Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-11-01 | Direct | 2,932 |
Reported balance
After 2021-11-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-11-01 · Exercise / conversion · Disposed 2,932 · Balance 2,932 F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F2: Not applicable. F6: RSUs from grant dated September 3, 2019. Assuming continued employment, these RSUs will vest and be paid out as follows: 2,932 on November 1, 2022. |
| Restricted Stock Units (Share Payout)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2023-11-01 | Direct | 5,808 |
Reported balance
After 2021-11-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-11-01 · Exercise / conversion · Disposed 2,903 · Balance 5,808 F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F2: Not applicable. F7: RSUs from grant dated September 3, 2020. Assuming continued employment, these RSUs will vest and be paid out as follows: 2,904 on November 1, 2022; and 2,904 on November 1, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Payout of shares upon vesting of portions of Restricted Stock Units ("RSUs") granted September 4, 2018, September 3, 2019, and September 3, 2020.
F2: Not applicable.
F3: Represents the withholding of shares for tax purposes.
F4: RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. RSUs generally vest in three approximately equal installments. Upon payout, additional shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
F5: RSUs from grant dated September 4, 2018.
F6: RSUs from grant dated September 3, 2019. Assuming continued employment, these RSUs will vest and be paid out as follows: 2,932 on November 1, 2022.
F7: RSUs from grant dated September 3, 2020. Assuming continued employment, these RSUs will vest and be paid out as follows: 2,904 on November 1, 2022; and 2,904 on November 1, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2016 Filed Nov 1, 2016 17:51 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | Exercise / conversionClass A Common Stock | 16,980 | $0.00 | $0.00 |
DisclosureSEC source: 0001001250-16-000241 · edgar.xml · nonDerivative · entry 1 PROUVE CEDRIC · CIK 0001206140 · Group President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:13 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantRestricted Stock Units (Share Payout) · Derivative | 15,853 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001001250-16-000219 · edgar.xml · derivative · entry 4 PROUVE CEDRIC · CIK 0001206140 · Group President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,168 Underlying: Class A Common Stock · 15,853 shares Expires not disclosed F4 · derivative.exercise_price: Not applicable. Restricted Stock Units ("RSUs") vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. F5 · price: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 5,284 on October 31, 2017; 5,284 on October 31, 2018; and 5,285 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 16,980 on October 31, 2016; 16,652 on October 31, 2017; 11,251 on October 31, 2018; and 5,285 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F5 · derivative.exercise_date: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 5,284 on October 31, 2017; 5,284 on October 31, 2018; and 5,285 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 16,980 on October 31, 2016; 16,652 on October 31, 2017; 11,251 on October 31, 2018; and 5,285 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F5 · derivative.expiration_date: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 5,284 on October 31, 2017; 5,284 on October 31, 2018; and 5,285 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 16,980 on October 31, 2016; 16,652 on October 31, 2017; 11,251 on October 31, 2018; and 5,285 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. F5 · balance_after: Assuming continued employment, the RSUs granted on September 6, 2016 will vest and be paid out as follows: 5,284 on October 31, 2017; 5,284 on October 31, 2018; and 5,285 on October 31, 2019. Assuming continued employment, the RSUs held by the Reporting Person will vest and be paid out as follows: 16,980 on October 31, 2016; 16,652 on October 31, 2017; 11,251 on October 31, 2018; and 5,285 on October 31, 2019. Upon payout, shares will be withheld to cover minimum statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:13 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantOption (Right to Buy) · Derivative | 58,341 | Not disclosed Strike: $89.47 | Not disclosed |
DisclosureSEC source: 0001001250-16-000219 · edgar.xml · derivative · entry 3 PROUVE CEDRIC · CIK 0001206140 · Group President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,341 Underlying: Class A Common Stock · 58,341 shares Expires 2026-09-06 F3 · price: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 19,447 shares exercisable from and after January 1, 2018; 19,447 shares exercisable from and after January 1, 2019; and 19,447 shares exercisable from and after January 1, 2020. F3 · derivative.exercise_date: Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 19,447 shares exercisable from and after January 1, 2018; 19,447 shares exercisable from and after January 1, 2019; and 19,447 shares exercisable from and after January 1, 2020. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:13 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | Tax withholdingClass A Common Stock | 8,822 | $89.40 | $788,686.80 |
DisclosureSEC source: 0001001250-16-000219 · edgar.xml · nonDerivative · entry 2 PROUVE CEDRIC · CIK 0001206140 · Group President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,253 F2 · kind: Represents the withholding of shares for tax purposes in connection with the payout of the PSUs. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:13 UTC | ESTEE LAUDER COMPANIES INC EL · Entity 3097 | GrantClass A Common Stock | 17,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001001250-16-000219 · edgar.xml · nonDerivative · entry 1 PROUVE CEDRIC · CIK 0001206140 · Group President, International 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,075 F1 · kind: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013. F1 · shares: Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 4, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.