Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRG ENERGY, INC.NRG · Entity 3216 | Sr VP & Chief Accounting Offic | November 01, 2021 | November 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRG ENERGY, INC.
Report date November 01, 2021 · Filed November 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 21,396 |
Reported balance
After 2021-11-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-11-01 · Grant · Acquired 80 · Balance 21,396 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2: Includes 465 dividend equivalent rights and 120 shares acquired under NRG Energy, Inc's Employee Stock Purchase Plan since the Reporting Person's last filing date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
F2: Includes 465 dividend equivalent rights and 120 shares acquired under NRG Energy, Inc's Employee Stock Purchase Plan since the Reporting Person's last filing date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2019 Filed Jan 8, 2019 02:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 39,828 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000542 · edgar.xml · nonDerivative · entry 3 Callen David · CIK 0001636160 · SVP,Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The Reporting Person was issued 19,914 Market Stock Units by NRG under the LTIP on January 4, 2016 that vested on January 4, 2019. On the vesting date the Reporting Person was entitled to receive a maximum of 39,828 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 19,914 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 14,935 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 4, 2019 he vested in 39,828 shares. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 02:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 4,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000542 · edgar.xml · nonDerivative · entry 2 Callen David · CIK 0001636160 · SVP,Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,437 F3 · price: On January 4, 2018, Mr. Callen was issued 37,566 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 4, 2019, 12,522 shares vested. Mr. Callen elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 4,232 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 387 DERs vested. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 03, 2019 Filed Jan 8, 2019 02:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,376 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000542 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP,Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,669 F1 · price: On January 3, 2017, Mr. Callen was issued 12,564 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 3, 2019, 4,188 shares vested. Mr. Callen elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,376 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: In connection with the vesting of the RSUs described above, 41 DERs vested. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 7,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000447 · edgar.xml · derivative · entry 3 Callen David · CIK 0001636160 · SVP,Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,244 Underlying: Common Stock, par value $.01 per share · 14,488 shares Expires 2022-01-02 F5 · derivative.exercise_price: The Reporting Person was issued 7,244 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2019. The RPSUs will convert to shares of NRG Common Stock on January 2, 2022 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F6 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 14,488 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 7,244 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 1,811 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F7 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 681 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-000447 · edgar.xml · nonDerivative · entry 2 Callen David · CIK 0001636160 · SVP,Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,045 F3 · price: On January 2, 2018, Mr. Callen was issued 5,540 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2019, 1,844 shares vested. Mr. Callen elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 681 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 7 DERs vested, resulting in the reporting person holding 1,345 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:53 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 4,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000447 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP,Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,726 F1 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 22:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 61 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-012576 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP,Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,440 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1,338 Dividend Equivalent Rights. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 20:10 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value $.01 per share | 5,380 | $33.21 | $178,649.36 |
DisclosureSEC source: 0001179110-18-010341 · edgar.xml · nonDerivative · entry 2 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,379 F2 · price: This transaction was executed in multiple trades at prices ranging from $33.20 to $33.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 20:10 UTC | NRG ENERGY, INC. NRG · Entity 3216 | SaleCommon Stock, par value, $.01 per share | 3,820 | $33.23 | $126,920.26 |
DisclosureSEC source: 0001179110-18-010341 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,759 F1 · price: This transaction was executed in multiple trades at prices ranging from $33.20 to $33.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:56 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 71 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-010235 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP,Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,579 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1,277 Dividend Equivalent Rights. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:06 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 74 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006155 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,508 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1,206 dividend equivalent rights. F3 · balance_after: Includes 414 shares of common stock acquired pursuant to a dividend reinvestment feature in a brokerage account. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:05 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 86 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001555 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,115 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1,132 dividend equivalent rights. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:36 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value, $.01 per share | 1,536 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-000635 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP,Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,029 F1 · price: On January 3, 2017 Mr. Callen was issued 12,577 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG's Long Term Incentive Plan ("LTIP"). Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 3, 2018, 4,188 shares vested. Mr. Callen elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,536 shares of common stock to satisfy the grantee's tax withholding obligation. F2 · balance_after: 25 DERs converted in NRG common stock in connection with the vesting of the RSUs described above. Following these transactions, the reporting person holds 1,046 DERs in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units or market stock units which become exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 9,088 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000528 · edgar.xml · derivative · entry 3 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,088 Underlying: Common Stock, par value $.01 per share · 18,176 shares Expires 2021-01-02 F5 · shares: The Reporting Person was issued 9,088 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2018. The RPSUs will convert to shares of NRG Common Stock on January 2, 2021 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F6 · derivative.underlying_shares: Reporting Person will receive (i) a maximum of 18,176 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 9,088 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 2,272 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F7 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value, $.01 per share | 757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-000528 · edgar.xml · nonDerivative · entry 2 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,565 F3 · price: On January 2, 2015, Mr. Callen was issued 5,394 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan that vest ratably over a three year period. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2018, 1,798 shares vested. Mr. Callen elected to satisfy his tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 757 shares of common stock to satisfy the grantee's tax withholding obligation. F4 · balance_after: In connection with the vesting of the RSUs described above, 102 DERs vested, resulting in the reporting person holding 1,071 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 23:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 5,540 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-000528 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,322 F1 · price: Represents Restricted Stock Units ("RSUs") issued to Reporting Person under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan ("LTIP"). F2 · balance_after: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:21 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-013725 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,782 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 5 DERs as a result of rounding fractional shares, resulting in the Reporting Person holding 1,173 shares in the aggregate. Read SEC document |
| August 01, 2017 Filed Aug 4, 2017 00:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 82 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011092 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,696 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1087 dividend equivalent rights. F3 · balance_after: Includes 179 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing. Read SEC document |
| May 01, 2017 Filed May 4, 2017 00:45 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-006546 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,435 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1005 dividend equivalent rights. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 01:01 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001731 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,314 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes the conversion of 280 dividend equivalent rights ("DERs") in NRG common stock in connection with the vesting of the Restricted Stock Units issued to Reporting Person under NRG Energy, Inc.'s Long Term Incentive Plan ("LTIP") resulting in the Reporting Person holding 884 DERs in the aggregate. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:07 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 19,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000556 · edgar.xml · derivative · entry 2 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,740 Underlying: Common Stock,par value $.01 per share · 39,480 shares Expires 2020-01-03 F4 · derivative.exercise_price: The Reporting Person was issued 19,740 Relative Performance Stock Units ("RPSUs") by NRG under the LTIP on January 3, 2017. The RPSUs will convert to shares of NRG Common Stock on January 3, 2020 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The number of shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F5 · derivative.underlying_shares: The Reporting Person will receive (i) a maximum of 39,480 shares of Common Stock if the Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 19,740 shares of Common Stock if the Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,935 shares of Common Stock if the Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period (the "Threshold"). The Reporting Person will not receive any shares of Common Stock if the Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 01:07 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 12,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000556 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,191 F1 · shares: Represents Restricted Stock Units ("RSUs") issued to Reporting Person under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan ("LTIP"). F2 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. F3 · balance_after: The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2017 Filed Jan 5, 2017 02:05 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value, $.01 per share | 1,458 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-000430 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,614 F1 · price: On January 2, 2014, Mr. Callen was issued 4,919 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG's Long Term Incentive Plan ("LTIP") that vest ratably over a three year period. Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01. On January 2, 2017, 1,640 shares vested. On January 2, 2015, 5,394 RSUs were issued to Mr. Callen under the LTIP that vest ratably over a three year period. On January 2, 2017, 1,798 shares vested. F2 · price: Mr. Callen elected to satisfy his tax obligations upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligations. This form is being filed to reflect the surrender of 1,458 shares of common stock to satisfy the grantee's tax withholding obligations. F3 · balance_after: Reflects that 203 DERs converted in NRG common stock in connection with the vesting of the RSUs described above. Following these transactions, the reporting person holds 1,041 DERs in the aggregate. Dividend equivalent rights accrue on the reporting person's restricted stock units or market stock units, which become exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.Includes 179 shares acquired under NRG Energy, Inc.'s Employee Stock Purchase Plan since the Reporting Person's last filing. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 01:16 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-031206 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,893 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units or market stock units, which becomes exercisable proportionately with the restricted stock units or market stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1244 dividend equivalent rights. F3 · balance_after: Includes 7 shares acquired through a dividend reinvestment feature. Read SEC document |
| November 23, 2015 Filed May 3, 2018 20:00 UTC | NRG ENERGY, INC. NRG · Entity 3216 | OtherCommon Stock, par value $.01 per share | 3,095 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006143 · edgar.xml · nonDerivative · entry 1 Callen David · CIK 0001636160 · SVP,Chief Accounting Offficer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,020 F1 · price: The Reporting Person transferred 3,095 shares of NRG common stock to his ex-wife pursuant to a divorce settlement. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife. F1 · balance_after: The Reporting Person transferred 3,095 shares of NRG common stock to his ex-wife pursuant to a divorce settlement. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.