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Van Siclen John

Disclosed activity across 1 company

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133366
SEC CIK
0001258772

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dynatrace, Inc.DT · Entity 697Director · Chief Executive OfficerNovember 15, 2021November 17, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dynatrace, Inc.

Report date November 15, 2021 · Filed November 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote281,335 Reported balance After 2021-11-15 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2021-11-15 · Sale · Disposed 28,690 · Balance 281,335

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F2: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.375 to $69.325, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnote256,115 Reported balance After 2021-11-15 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2021-11-15 · Sale · Disposed 25,220 · Balance 256,115

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F4: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.33 to $70.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnote249,354 Reported balance After 2021-11-15 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2021-11-15 · Sale · Disposed 6,761 · Balance 249,354

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F5: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.33 to $71.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnote246,025 Reported balance After 2021-11-15 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2021-11-15 · Sale · Disposed 3,329 · Balance 246,025

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F6: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.45 to $72.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeIndirectSee Footnote3,645 Reported balance Holding disclosure · report date 2021-11-15 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 3,645

F13: Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Common StockSEC Table I · non-derivativeDirect345,569 Ending reported balance After 2021-11-16 transaction · row 9
5 source rows · reconciled sequence

Row 5 · 2021-11-15 · Sale · Disposed 13,327 · Balance 392,633

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F7: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.3050 to $69.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Row 6 · 2021-11-15 · Sale · Disposed 19,983 · Balance 372,650

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F8: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.32 to $70.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Row 7 · 2021-11-15 · Sale · Disposed 17,596 · Balance 355,054

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F9: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.32 to $71.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Row 8 · 2021-11-15 · Sale · Disposed 4,094 · Balance 350,960

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F10: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.425 to $72.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Row 9 · 2021-11-16 · Sale · Disposed 5,391 · Balance 345,569

F11: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

F12: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.2814 to $69.2783, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2020.

F2: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.375 to $69.325, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Shares held by Van Siclen Holdings LLC whose initial member is the John W. Van Siclen 2019 Irrevocable Trust, for which the Concord Trust Company serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.33 to $70.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F5: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.33 to $71.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F6: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.45 to $72.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F7: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.3050 to $69.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F8: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.32 to $70.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F9: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.32 to $71.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F10: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.425 to $72.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F11: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.

F12: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.2814 to $69.2783, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F13: Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2020 Filed Aug 19, 2020 17:20 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 49,902 $37.87 $1,889,629.05
Disclosure

SEC source: 0001773383-20-000094 · wf-form4_159787201270212.xml · nonDerivative · entry 2

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,925

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F3 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.37 to $38.365, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 17:20 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 4,802 $37.04 $177,885.29
Disclosure

SEC source: 0001773383-20-000094 · wf-form4_159787201270212.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268,827

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.36 to $37.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 20:31 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 300,000 $40.90 $12,270,000.00
Disclosure

SEC source: 0001773383-20-000083 · wf-form4_159684659327872.xml · nonDerivative · entry 2

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,645

F1 · kind: Shares sold by the Reporting Person in an underwritten public offering pursuant to the Company's registration statement on Form S-3 (File No. 333-240287).

F2 · ownership.nature: Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 05, 2020 Filed Aug 7, 2020 20:31 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 125,532 $40.90 $5,134,258.80
Disclosure

SEC source: 0001773383-20-000083 · wf-form4_159684659327872.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,273,629

F1 · kind: Shares sold by the Reporting Person in an underwritten public offering pursuant to the Company's registration statement on Form S-3 (File No. 333-240287).

Read SEC document
July 15, 2020 Filed Jul 16, 2020 17:06 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 15,199 $41.94 $637,479.50
Disclosure

SEC source: 0001773383-20-000074 · wf-form4_159493359452942.xml · nonDerivative · entry 2

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399,161

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F3 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.57 to $42.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 17:06 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 39,801 $41.11 $1,636,386.27
Disclosure

SEC source: 0001773383-20-000074 · wf-form4_159493359452942.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,414,360

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.51 to $41.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:54 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 10,860 $38.58 $418,991.83
Disclosure

SEC source: 0001773383-20-000064 · wf-form4_159242724997000.xml · nonDerivative · entry 4

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,161

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F5 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.44 to $38.72, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:54 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 22,907 $38.04 $871,430.38
Disclosure

SEC source: 0001773383-20-000064 · wf-form4_159242724997000.xml · nonDerivative · entry 3

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,021

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F4 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.44 to $38.435, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:54 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 11,057 $36.56 $404,281.51
Disclosure

SEC source: 0001773383-20-000064 · wf-form4_159242724997000.xml · nonDerivative · entry 2

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487,928

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F3 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.165 to $37.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 16:54 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 10,176 $35.55 $361,797.50
Disclosure

SEC source: 0001773383-20-000064 · wf-form4_159242724997000.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498,985

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.08 to $36.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:10 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 300,000 $34.30 $10,290,000.00
Disclosure

SEC source: 0001773383-20-000059 · wf-form4_159165059808564.xml · nonDerivative · entry 2

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 303,645

F1 · kind: These shares were sold by the Reporting Person in connection with the Company's Follow-On Offering at a net price of $34.30 (after underwriting discounts and commissions).

F2 · ownership.nature: Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 17:10 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 125,532 $34.30 $4,305,747.60
Disclosure

SEC source: 0001773383-20-000059 · wf-form4_159165059808564.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,161

F1 · kind: These shares were sold by the Reporting Person in connection with the Company's Follow-On Offering at a net price of $34.30 (after underwriting discounts and commissions).

Read SEC document
May 15, 2020 Filed May 19, 2020 20:42 UTC Dynatrace, Inc. DT · Entity 697 GrantStock Option (Right to Buy) · Derivative 283,600 $0.00 Strike: $33.03 $0.00
Disclosure

SEC source: 0001773383-20-000040 · wf-form4_158993534186884.xml · derivative · entry 5

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,600

Underlying: Common Stock · 283,600 shares

Expires 2030-05-15

F6 · derivative.exercise_date: Stock options granted under the Dynatrace, Inc. 2019 Equity Incentive Plan on May 15, 2020, 25% of which shall vest and become exercisable on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:42 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 55,000 $32.97 $1,813,251.00
Disclosure

SEC source: 0001773383-20-000040 · wf-form4_158993534186884.xml · nonDerivative · entry 2

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,634,693

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F3 · shares: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.475 to $33.39, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:42 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 107,600 $0.00 $0.00
Disclosure

SEC source: 0001773383-20-000040 · wf-form4_158993534186884.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689,693

F1 · shares: Consists of Restricted Stock Units ("RSUs") granted under the Dynatrace, Inc. 2019 Equity Incentive Plan on May 15, 2020. Each RSU represents the right to receive one share of Common Stock, 25% of which shall vest on May 15, 2021, with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 17:08 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 55,000 $24.79 $1,363,587.50
Disclosure

SEC source: 0001773383-20-000031 · wf-form4_158707129719391.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582,093

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.26 to $25.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:49 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 8,138 $21.30 $173,373.58
Disclosure

SEC source: 0001773383-20-000022 · wf-form4_158473735943674.xml · nonDerivative · entry 2

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,637,093

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F3 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.06 to $21.615, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 16:49 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 13,065 $20.61 $269,304.93
Disclosure

SEC source: 0001773383-20-000022 · wf-form4_158473735943674.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,645,231

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.05 to $21.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 16:38 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 4,601 $20.06 $92,283.64
Disclosure

SEC source: 0001773383-20-000020 · wf-form4_158456390112181.xml · nonDerivative · entry 3

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,658,296

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F4 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 16:38 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 7,321 $21.31 $156,027.35
Disclosure

SEC source: 0001773383-20-000020 · wf-form4_158456390112181.xml · nonDerivative · entry 2

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662,897

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F3 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.005 to $21.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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March 16, 2020 Filed Mar 18, 2020 16:38 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 21,875 $20.45 $447,240.94
Disclosure

SEC source: 0001773383-20-000020 · wf-form4_158456390112181.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670,218

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.00 to $20.985, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 25, 2020 Filed Feb 26, 2020 16:38 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 1,500 $33.55 $50,326.95
Disclosure

SEC source: 0001773383-20-000011 · wf-form4_158275306522793.xml · nonDerivative · entry 3

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 6,031

F1 · shares: These shares were sold by the Reporting Person in connection with the Company's Follow-On Offering at a net price of $33.55125 (after underwriting discounts and commissions).

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February 25, 2020 Filed Feb 26, 2020 16:38 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 300,000 $33.55 $10,065,390.00
Disclosure

SEC source: 0001773383-20-000011 · wf-form4_158275306522793.xml · nonDerivative · entry 2

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 603,645

F1 · shares: These shares were sold by the Reporting Person in connection with the Company's Follow-On Offering at a net price of $33.55125 (after underwriting discounts and commissions).

F2 · ownership.nature: Shares held by the Nancy R. Van Siclen 2019 Irrevocable Trust, for which John Van Siclen serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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February 25, 2020 Filed Feb 26, 2020 16:38 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 124,032 $33.55 $4,161,434.84
Disclosure

SEC source: 0001773383-20-000011 · wf-form4_158275306522793.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692,093

F1 · shares: These shares were sold by the Reporting Person in connection with the Company's Follow-On Offering at a net price of $33.55125 (after underwriting discounts and commissions).

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February 18, 2020 Filed Feb 18, 2020 17:50 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 1,442 $36.05 $51,977.90
Disclosure

SEC source: 0001258772-20-000002 · wf-form4_158206620906930.xml · nonDerivative · entry 2

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,816,125

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F3 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.015 to $36.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 18, 2020 Filed Feb 18, 2020 17:50 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 53,558 $35.57 $1,905,261.58
Disclosure

SEC source: 0001258772-20-000002 · wf-form4_158206620906930.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817,567

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.

F2 · price: The price reported in Column 4 represents a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.01 to $36.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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December 10, 2019 Filed Dec 11, 2019 16:21 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 425,532 $24.01 $10,215,959.49
Disclosure

SEC source: 0001773383-19-000026 · wf-form4_157609926402190.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,871,125

F1 · shares: These shares were sold by the Reporting Person in connection with the Company's Follow-On Offering at a net price of $24.0075 (after underwriting discounts and commissions).

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August 05, 2019 Filed Aug 7, 2019 17:17 UTC Dynatrace, Inc. DT · Entity 697 SaleCommon Stock 407,170 $15.14 $6,165,531.01
Disclosure

SEC source: 0000899243-19-021261 · doc4.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296,657

F1 · shares: These shares were sold by the Reporting Person in connection with Company's Initial Public Offering (the "IPO") at a net price per share of $15.1424 (after underwriting discounts and commissions). The reporting person was a Selling Stockholder in the IPO.

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July 31, 2019 Filed Aug 2, 2019 18:38 UTC Dynatrace, Inc. DT · Entity 697 GrantStock Option (Right to Buy) · Derivative 553,000 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000899243-19-020929 · doc4.xml · derivative · entry 5

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,000

Underlying: Common Stock · 553,000 shares

Expires 2029-07-31

F4 · derivative.exercise_date: Stock options granted on July 31, 2019, 25% of which shall vest and become exercisable on August 15, 2020, with the remainder vesting in 12 equal quarterly installments thereafter.

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July 31, 2019 Filed Aug 2, 2019 18:38 UTC Dynatrace, Inc. DT · Entity 697 GrantCommon Stock 83,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020929 · doc4.xml · nonDerivative · entry 1

Van Siclen John · CIK 0001258772 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,703,827

F1 · shares: Consists of Restricted Stock Units ("RSUs") issued under the Dynatrace, Inc. 2019 Equity Incentive Plan. Each RSU represents the right to receive one share of Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.