Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Decibel Therapeutics, Inc.DBTX · Entity 109458 | Director | February 11, 2021 | February 16, 2021 |
| JOHNSON & JOHNSONJNJ · Entity 2722 | Director · Vice Chairman | February 12, 2009 | February 18, 2009 |
| NEUROCRINE BIOSCIENCES INCNBIX · Entity 2655 | Director | May 27, 2026 | May 29, 2026 |
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Director | September 10, 2026 | September 14, 2026 |
| REGENERON PHARMACEUTICALS, INC.REGN · Entity 2010 | Director | January 02, 2026 | January 06, 2026 |
| SHERWIN WILLIAMS COSHW · Entity 2948 | Director | April 04, 2025 | April 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Decibel Therapeutics, Inc.
Report date February 11, 2021 · Filed February 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2031-02-10 | Direct | 20,000 |
Reported balance
After 2021-02-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-02-11 · Grant · Acquired 20,000 · Balance 20,000 F1: The option was granted on February 11, 2021 for 20,000 shares. The shares underlying the option vest in equal monthly installments until the third anniversary of the grant date, subject to the reporting person's continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: The option was granted on February 11, 2021 for 20,000 shares. The shares underlying the option vest in equal monthly installments until the third anniversary of the grant date, subject to the reporting person's continued service.
JOHNSON & JOHNSON
Report date February 12, 2009 · Filed February 18, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 55,711 |
Ending reported balance
After 2009-02-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2009-02-13 · Exercise / conversion · Acquired 17,141 · Balance 61,942 Row 2 · 2009-02-13 · Tax withholding · Disposed 6,231 · Balance 55,711 |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,165 |
Reported balance
After 2009-02-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2009-02-12 · Grant · Acquired 3,949 · Balance 16,165 F3: The Phantom Stock converts into Common Stock on a one-for-one basis. F4: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on February 12, 2009 at $56.97 per share are to be settled in cash upon the Reporting Person's Retirement. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2009-02-13 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2009-02-13 · Exercise / conversion · Disposed 17,141 · Balance 0 F5: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 13, 2006, represents a contingent right to receive one share of Company Common Stock. F6: Not applicable. |
| CommonSEC Table I · non-derivative | IndirectJohnson & Johnson Stock Fund under the 401(k) Savings Plan | 16 |
Reported balance
Holding disclosure · report date 2009-02-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 16 F1: Shares held in the Johnson & Johnson Stock Fund under Johnson & Johnson's 401(k) Savings Plan as of Plan's most recent reporting date (01/30/2009). |
| CommonSEC Table I · non-derivative | IndirectESOP under the 401(k) Savings Plan | 162 |
Reported balance
Holding disclosure · report date 2009-02-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 162 F2: Shares held by ESOP under Johnson & Johnson's 401(k) Savings Plan as of Plan's most recent reporting date (01/30/2009). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held in the Johnson & Johnson Stock Fund under Johnson & Johnson's 401(k) Savings Plan as of Plan's most recent reporting date (01/30/2009).
F2: Shares held by ESOP under Johnson & Johnson's 401(k) Savings Plan as of Plan's most recent reporting date (01/30/2009).
F3: The Phantom Stock converts into Common Stock on a one-for-one basis.
F4: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on February 12, 2009 at $56.97 per share are to be settled in cash upon the Reporting Person's Retirement.
F5: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 13, 2006, represents a contingent right to receive one share of Company Common Stock.
F6: Not applicable.
NEUROCRINE BIOSCIENCES INC
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restriced Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,567 |
Reported balance
After 2026-05-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 2,567 · Balance 2,567 F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting. F2: The RSUs will vest in full on May 27, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting.
F2: The RSUs will vest in full on May 27, 2027.
PRUDENTIAL FINANCIAL INC
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Notional Shares - MandatorySEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,840 |
Reported balance
After 2026-09-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 161 · Balance 13,840 F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. |
| Notional Shares - OptionalSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,248 |
Reported balance
After 2026-09-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-10 · Grant · Acquired 49 · Balance 4,248 F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. |
| 2026 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,798 |
Reported balance
After 2026-09-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-10 · Grant · Acquired 21 · Balance 1,798 F5: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.
F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.
F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.
F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.
F5: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock.
F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027.
REGENERON PHARMACEUTICALS, INC.
Report date January 02, 2026 · Filed January 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,219 |
Reported balance
After 2026-01-02 transaction · row 1
1 source rowRow 1 · 2026-01-02 · Grant · Acquired 155 · Balance 5,219 F1: Reflects an acquisition of time-based vesting restricted stock units each representing a contingent right to receive one share of the Issuer's common stock. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $772.76 · Expires 2036-01-02 | Direct | 1,962 |
Reported balance
After 2026-01-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-02 · Grant · Acquired 1,962 · Balance 1,962 F2: On the date of the Issuer's first annual meeting of shareholders following the date of grant, a portion of these stock options equal to the portion of one year that has passed from the date of grant shall then become exercisable, and the remainder shall become exercisable on the first anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects an acquisition of time-based vesting restricted stock units each representing a contingent right to receive one share of the Issuer's common stock.
F2: On the date of the Issuer's first annual meeting of shareholders following the date of grant, a portion of these stock options equal to the portion of one year that has passed from the date of grant shall then become exercisable, and the remainder shall become exercisable on the first anniversary of the date of grant.
SHERWIN WILLIAMS CO
Report date April 04, 2025 · Filed April 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDeferred Fee Plan | 2,573.38 |
Reported balance
After 2025-04-04 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-04-04 · Grant · Acquired 4.11 · Balance 2,573.38 F1: Represents the number of deferred stock units acquired by the Reporting Person, in an exempt transaction, pursuant to the 2005 Director Deferred Fee Plan ("Deferred Fee Plan"). Each deferred stock unit is the economic equivalent of one share of common stock. The deferred stock units become payable solely in stock, generally following the Reporting Person's separation from service as a Director of the Company. F2: Represents the weighted average share price on the transaction date used to determine the number of deferred stock units credited to the Reporting Person's account. F3: These securities consist of deferred stock units, held pursuant to the Deferred Fee Plan, and include deferred stock units acquired pursuant to the dividend reinvestment feature of such Plan. |
| Common StockSEC Table I · non-derivative | Direct | 12,386 |
Reported balance
Holding disclosure · report date 2025-04-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,386 F4: These securities consist of 1,150 restricted stock units ("RSUs") and 11,236 shares of common stock. Each RSU represents the Reporting Person's right to receive one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of deferred stock units acquired by the Reporting Person, in an exempt transaction, pursuant to the 2005 Director Deferred Fee Plan ("Deferred Fee Plan"). Each deferred stock unit is the economic equivalent of one share of common stock. The deferred stock units become payable solely in stock, generally following the Reporting Person's separation from service as a Director of the Company.
F2: Represents the weighted average share price on the transaction date used to determine the number of deferred stock units credited to the Reporting Person's account.
F3: These securities consist of deferred stock units, held pursuant to the Deferred Fee Plan, and include deferred stock units acquired pursuant to the dividend reinvestment feature of such Plan.
F4: These securities consist of 1,150 restricted stock units ("RSUs") and 11,236 shares of common stock. Each RSU represents the Reporting Person's right to receive one share of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2018 Filed May 10, 2018 17:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2017 Restricted Stock Units · Derivative | 1,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016903 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018. Read SEC document |
| May 08, 2018 Filed May 10, 2018 17:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Disposition to issuerCommon Stock | 1,431 | $100.10 | $143,243.10 |
DisclosureSEC source: 0001127602-18-016903 · form4.xml · nonDerivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,583 Read SEC document |
| May 08, 2018 Filed May 10, 2018 17:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 1,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016903 · form4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2018 Filed Apr 9, 2018 21:08 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 19 | $395.69 | $7,518.11 |
DisclosureSEC source: 0001209191-18-024376 · doc4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 464 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 11 | $108.49 | $1,193.39 |
DisclosureSEC source: 0001127602-18-011980 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431 Underlying: Common Stock · 11 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 22 | $108.49 Strike: $0.00 | $2,386.78 |
DisclosureSEC source: 0001127602-18-011980 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,779 Underlying: Common Stock · 22 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:03 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 74 | $108.49 Strike: $0.00 | $8,028.26 |
DisclosureSEC source: 0001127602-18-011980 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,055 Underlying: Common Stock · 74 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 21:16 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 361 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-009959 · doc4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,438 F1 · kind: Grant of restricted stock units under The Sherwin-Williams Company 2006 Stock Plan for Nonemployee Directors. F2 · balance_after: Of shares listed, 1,196 are restricted stock units. Read SEC document |
| January 05, 2018 Filed Jan 9, 2018 21:14 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 19 | $419.79 | $7,976.01 |
DisclosureSEC source: 0001209191-18-002921 · doc4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 444 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 21:10 UTC | REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,439 | $0.00 Strike: $380.95 | $0.00 |
DisclosureSEC source: 0001237899-18-000001 · edgardoc.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,439 Underlying: Common Stock · 7,439 shares Expires 2028-01-02 F1 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 16:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 9 | $114.47 | $1,030.23 |
DisclosureSEC source: 0001127602-17-034862 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419 Underlying: Common Stock · 9 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 16:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 17 | $114.47 Strike: $0.00 | $1,945.99 |
DisclosureSEC source: 0001127602-17-034862 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,756 Underlying: Common Stock · 17 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 16:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 58 | $114.47 Strike: $0.00 | $6,639.26 |
DisclosureSEC source: 0001127602-17-034862 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,981 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 19:06 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 21 | $379.83 | $7,976.43 |
DisclosureSEC source: 0001209191-17-056392 · doc4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 424 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 18:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 10 | $101.97 | $1,019.70 |
DisclosureSEC source: 0001127602-17-027595 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410 Underlying: Common Stock · 10 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 18:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 19 | $101.97 Strike: $0.00 | $1,937.43 |
DisclosureSEC source: 0001127602-17-027595 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738 Underlying: Common Stock · 19 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 18:51 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 65 | $101.97 Strike: $0.00 | $6,628.05 |
DisclosureSEC source: 0001127602-17-027595 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,922 Underlying: Common Stock · 65 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 12:50 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 24 | $349.41 | $8,385.84 |
DisclosureSEC source: 0001209191-17-044722 · doc4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 402 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 9 | $108.28 | $974.52 |
DisclosureSEC source: 0001127602-17-021718 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Underlying: Common Stock · 9 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 18 | $108.28 Strike: $0.00 | $1,949.04 |
DisclosureSEC source: 0001127602-17-021718 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,718 Underlying: Common Stock · 18 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 60 | $108.28 Strike: $0.00 | $6,496.80 |
DisclosureSEC source: 0001127602-17-021718 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,857 Underlying: Common Stock · 60 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:09 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion2016 Restricted Stock Units · Derivative | 2,006 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017732 · form4.xml · derivative · entry 4 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,006 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F3 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F3 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:09 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017732 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390 Underlying: Common Stock · 1,390 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:09 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Disposition to issuerCommon Stock | 2,006 | $107.88 | $216,407.28 |
DisclosureSEC source: 0001127602-17-017732 · form4.xml · nonDerivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,583 Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:09 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017732 · form4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 19:58 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 26 | $312.39 | $8,122.14 |
DisclosureSEC source: 0001209191-17-026406 · doc4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 378 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2016 Restricted Stock Units · Derivative | 13 | $111.62 Strike: $0.00 | $1,451.06 |
DisclosureSEC source: 0001127602-17-012408 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,006 Underlying: Common Stock · 13 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 18 | $111.62 Strike: $0.00 | $2,009.16 |
DisclosureSEC source: 0001127602-17-012408 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,700 Underlying: Common Stock · 18 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:39 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 58 | $111.62 Strike: $0.00 | $6,473.96 |
DisclosureSEC source: 0001127602-17-012408 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,796 Underlying: Common Stock · 58 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:44 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 539 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011010 · doc4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077 F1 · kind: Grant of restricted stock units under The Sherwin-Williams Company 2006 Stock Plan for Nonemployee Directors. F2 · balance_after: Of shares listed, 184 are restricted stock and 1,338 are restricted stock units. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:19 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 30 | $277.55 | $8,326.50 |
DisclosureSEC source: 0001209191-17-002933 · doc4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 351 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 21:48 UTC | REGENERON PHARMACEUTICALS, INC. REGN · Entity 2010 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,830 | $0.00 Strike: $376.69 | $0.00 |
DisclosureSEC source: 0001237899-17-000008 · edgardoc.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,830 Underlying: Common Stock · 7,830 shares Expires 2027-01-03 F1 · derivative.exercise_date: The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2016 Restricted Stock Units · Derivative | 12 | $107.08 Strike: $0.00 | $1,284.96 |
DisclosureSEC source: 0001127602-16-070385 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,993 Underlying: Common Stock · 12 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 17 | $107.08 Strike: $0.00 | $1,820.36 |
DisclosureSEC source: 0001127602-16-070385 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,681 Underlying: Common Stock · 17 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 19:26 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 56 | $107.08 Strike: $0.00 | $5,996.48 |
DisclosureSEC source: 0001127602-16-070385 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,737 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 12:38 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 29 | $266.36 | $7,724.44 |
DisclosureSEC source: 0001209191-16-145506 · doc4.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 320 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 21:24 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2016 Restricted Stock Units · Derivative | 17 | $80.45 Strike: $0.00 | $1,367.65 |
DisclosureSEC source: 0001127602-16-062830 · form4.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,980 Underlying: Common Stock · 17 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive the economic equivalent of one share of PRU common stock. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2017. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 21:24 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 22 | $80.45 Strike: $0.00 | $1,769.90 |
DisclosureSEC source: 0001127602-16-062830 · form4.xml · derivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,664 Underlying: Common Stock · 22 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 21:24 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 74 | $80.45 Strike: $0.00 | $5,953.30 |
DisclosureSEC source: 0001127602-16-062830 · form4.xml · derivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,681 Underlying: Common Stock · 74 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 00:12 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Exercise / conversionRestricted Share Units · Derivative | 17,141 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-09-000045 · edgar.xml · derivative · entry 6 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,141 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 13, 2006, represents a contingent right to receive one share of Company Common Stock. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 00:12 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Tax withholdingCommon | 6,231 | $57.31 | $357,098.61 |
DisclosureSEC source: 0000200406-09-000045 · edgar.xml · nonDerivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,711 Read SEC document |
| February 13, 2009 Filed Feb 18, 2009 00:12 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | Exercise / conversionCommon | 17,141 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-09-000045 · edgar.xml · nonDerivative · entry 1 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2009 Filed Feb 18, 2009 00:12 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | GrantPhantom Stock Units · Derivative | 3,949 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-09-000045 · edgar.xml · derivative · entry 5 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,165 Underlying: Common Stock · 3,949 shares Expires not disclosed F3 · derivative.exercise_price: The Phantom Stock converts into Common Stock on a one-for-one basis. F4 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on February 12, 2009 at $56.97 per share are to be settled in cash upon the Reporting Person's Retirement. F4 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on February 12, 2009 at $56.97 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 19:44 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock Units · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-09-000003 · edgar.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,216 Underlying: Common Stock · 95 shares Expires not disclosed F2 · security: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on December 31, 2008 at $58.73 per share are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.exercise_price: The Phantom Stock converts into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on December 31, 2008 at $58.73 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on December 31, 2008 at $58.73 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 19:44 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 2 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-09-000003 · edgar.xml · nonDerivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · 401 (k) and ESOP Savings Plans Disclosed balance after: 178 F1 · security: Share acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plans' most recent reporting date (12/31/2008). F1 · price: Share acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plans' most recent reporting date (12/31/2008). Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 13:51 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock Units · Derivative | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-08-000137 · edgar.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,121 Underlying: Common Stock · 81 shares Expires not disclosed F2 · security: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on September 30, 2008 at $68.38 per share are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.exercise_price: The Phantom Stock converts into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on September 30, 2008 at $68.38 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on September 30, 2008 at $68.38 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| September 30, 2008 Filed Oct 2, 2008 13:51 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-08-000137 · edgar.xml · nonDerivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · 401 (k) and ESOP Savings Plans Disclosed balance after: 176 F1 · security: Share acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plans' most recent reporting date (09/30/2008). F1 · price: Share acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plans' most recent reporting date (09/30/2008). Read SEC document |
| June 30, 2008 Filed Jul 1, 2008 22:18 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock Units · Derivative | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-08-000104 · edgar.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,040 Underlying: Common Stock · 86 shares Expires not disclosed F2 · security: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on June 30, 2008 at $64.06 per share are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.exercise_price: The Phantom Stock converts into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on June 30, 2008 at $64.06 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on June 30, 2008 at $64.06 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
| May 30, 2008 Filed Jul 1, 2008 22:18 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherCommon | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000200406-08-000104 · edgar.xml · nonDerivative · entry 2 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · 401 (k) and ESOP Savings Plans Disclosed balance after: 175 F1 · security: Share acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plans' most recent reporting date (05/30/2008). F1 · price: Share acquired under Johnson & Johnson's 401(k) and ESOP Savings Plans at Plans' most recent reporting date (05/30/2008). Read SEC document |
| March 31, 2008 Filed Apr 2, 2008 21:55 UTC | JOHNSON & JOHNSON JNJ · Entity 2722 | OtherPhantom Stock Units · Derivative | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0000200406-08-000068 · edgar.xml · derivative · entry 3 POON CHRISTINE A · CIK 0001189014 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,954 Underlying: Common Stock · 77 shares Expires not disclosed F2 · security: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on March 31, 2008 at $64.53 per share are to be settled in cash upon the Reporting Person's Retirement. F3 · derivative.exercise_price: The Phantom Stock converts into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on March 31, 2008 at $64.53 per share are to be settled in cash upon the Reporting Person's Retirement. F2 · derivative.expiration_date: The Phantom Stock Units acquired under the Issuer's Executive Income Deferral Plan on March 31, 2008 at $64.53 per share are to be settled in cash upon the Reporting Person's Retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.