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ASHMAN STEPHEN N

Disclosed activity across 1 company

Tapewire entity
133115
SEC CIK
0001076562

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Capital Bancorp IncCBNK · Entity 5367DirectorNovember 23, 2021November 24, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Capital Bancorp Inc

Report date November 23, 2021 · Filed November 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Stephen Ashman Revocable Trust288,909 Reported balance After 2021-11-23 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-11-23 · Sale · Disposed 3,959 · Balance 288,909

Common StockSEC Table I · non-derivativeIndirectShari G. Ashman Trust95,807 Reported balance Holding disclosure · report date 2021-11-23 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 95,807

Common StockSEC Table I · non-derivativeDirect12,882 Reported balance Holding disclosure · report date 2021-11-23 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 12,882

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $12.38 · Expires 2022-12-31Direct2,700 Reported balance Holding disclosure · report date 2021-11-23 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 2,700

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $11.38 · Expires 2023-12-31Direct4,800 Reported balance Holding disclosure · report date 2021-11-23 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 4,800

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $14.54 · Expires 2024-12-30Direct4,050 Reported balance Holding disclosure · report date 2021-11-23 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 4,050

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $13.89 · Expires 2025-12-31Direct3,375 Reported balance Holding disclosure · report date 2021-11-23 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 3,375

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2019 Filed Jan 25, 2019 11:25 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionStock Options · Derivative 6,400 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · derivative · entry 7

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,400 shares

Expires 2019-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 11:25 UTC Capital Bancorp Inc CBNK · Entity 5367 Tax withholdingCommon Stock 12,743 $11.28 $143,741.04
Disclosure

SEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · nonDerivative · entry 6

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,457

Read SEC document
January 23, 2019 Filed Jan 25, 2019 11:25 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 5,300 $8.50 $45,050.00
Disclosure

SEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · nonDerivative · entry 5

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 11:25 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 7,500 $7.50 $56,250.00
Disclosure

SEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · nonDerivative · entry 4

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 11:25 UTC Capital Bancorp Inc CBNK · Entity 5367 Exercise / conversionCommon Stock 6,400 $6.63 $42,432.00
Disclosure

SEC source: 0001628280-19-000553 · wf-form4_154843351510724.xml · nonDerivative · entry 3

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 13:28 UTC Capital Bancorp Inc CBNK · Entity 5367 GrantStock Options · Derivative 9,600 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001628280-19-000005 · wf-form4_154645368922537.xml · derivative · entry 3

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Common Stock · 9,600 shares

Expires 2023-12-31

F1 · derivative.exercise_date: The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.

Read SEC document
December 28, 2018 Filed Feb 11, 2019 16:56 UTC Capital Bancorp Inc CBNK · Entity 5367 GrantCommon Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-001166 · wf-form5_154992214975342.xml · nonDerivative · entry 1

ASHMAN STEPHEN N · CIK 0001076562 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Stephen Ashman Revocable Trust

Disclosed balance after: 469,678

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.