Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIGI INTERNATIONAL INCDGII · Entity 4294 | President, Digi SmartSense | December 01, 2021 | December 03, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIGI INTERNATIONAL INC
Report date December 01, 2021 · Filed December 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,890 |
Ending reported balance
After 2021-12-02 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-12-01 · Exercise / conversion · Acquired 781 · Balance 83,671 Row 2 · 2021-12-01 · Exercise / conversion · Acquired 4,502 · Balance 88,173 Row 3 · 2021-12-01 · Sale · Disposed 5,283 · Balance 82,890 F1: Reflects the weighted average price of 5,283 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on December 1, 2021 with sale prices ranging from $22.45 to $22.79 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2021-12-02 · Exercise / conversion · Acquired 11,471 · Balance 94,361 Row 5 · 2021-12-02 · Sale · Disposed 11,471 · Balance 82,890 F2: Reflects the weighted average price of 11,471 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on December 1, 2021 with sale prices ranging from $22.00 to $22.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.87 · Expires 2025-11-10 | Direct | 9,375 |
Reported balance
After 2021-12-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-12-01 · Exercise / conversion · Disposed 781 · Balance 9,375 F3: Fully vested. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.94 · Expires 2026-11-27 | Direct | 28,831 |
Reported balance
After 2021-12-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-12-01 · Exercise / conversion · Disposed 4,502 · Balance 28,831 F4: The option vests as to 25% of the shares on November 27, 2020 and thereafter in 36 monthly installments. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.94 · Expires 2026-11-27 | Direct | 17,360 |
Reported balance
After 2021-12-02 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-12-02 · Exercise / conversion · Disposed 11,471 · Balance 17,360 F4: The option vests as to 25% of the shares on November 27, 2020 and thereafter in 36 monthly installments. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 5,283 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on December 1, 2021 with sale prices ranging from $22.45 to $22.79 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 11,471 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on December 1, 2021 with sale prices ranging from $22.00 to $22.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Fully vested.
F4: The option vests as to 25% of the shares on November 27, 2020 and thereafter in 36 monthly installments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2018 Filed Nov 21, 2018 21:41 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | GrantEmployee Stock Option (right to buy) · Derivative | 37,500 | $0.00 Strike: $11.87 | $0.00 |
DisclosureSEC source: 0001179110-18-013092 · edgar.xml · derivative · entry 4 Riley Kevin C. · CIK 0001568056 · President, IOT Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2025-11-20 F2 · derivative.exercise_date: The option vests as to 25% of the shares on November 20, 2019 and thereafter in 36 monthly installments. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 21:41 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | GrantCommon Stock | 13,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013092 · edgar.xml · nonDerivative · entry 3 Riley Kevin C. · CIK 0001568056 · President, IOT Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,854.594 F1 · shares: Restricted stock units scheduled to vest in four substantially equal increments on each of November 20, 2019, 2020, 2021 and 2022. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 21:41 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Tax withholdingCommon Stock | 1,243 | $11.87 | $14,754.41 |
DisclosureSEC source: 0001179110-18-013092 · edgar.xml · nonDerivative · entry 2 Riley Kevin C. · CIK 0001568056 · President, IOT Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,788.594 Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 21:41 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Tax withholdingCommon Stock | 909 | $11.94 | $10,853.46 |
DisclosureSEC source: 0001179110-18-013092 · edgar.xml · nonDerivative · entry 1 Riley Kevin C. · CIK 0001568056 · President, IOT Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,031.594 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:37 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $9.59 | $0.00 |
DisclosureSEC source: 0001179110-18-002872 · edgar.xml · derivative · entry 3 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Underlying: Common Stock · 20,000 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:37 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | SaleCommon Stock | 20,000 | $10.45 | $209,000.00 |
DisclosureSEC source: 0001179110-18-002872 · edgar.xml · nonDerivative · entry 2 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,940.594 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:37 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Exercise / conversionCommon Stock | 20,000 | $9.59 | $191,800.00 |
DisclosureSEC source: 0001179110-18-002872 · edgar.xml · nonDerivative · entry 1 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,940.594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 23:00 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $9.59 | $0.00 |
DisclosureSEC source: 0001179110-18-002427 · edgar.xml · derivative · entry 3 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,000 Underlying: Common Stock · 4,000 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 23:00 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | SaleEmployee Stock Option (right to buy) | 4,000 | $10.50 | $42,000.00 |
DisclosureSEC source: 0001179110-18-002427 · edgar.xml · nonDerivative · entry 2 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,940.594 Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 23:00 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Exercise / conversionCommon Stock | 4,000 | $9.59 | $38,360.00 |
DisclosureSEC source: 0001179110-18-002427 · edgar.xml · nonDerivative · entry 1 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,940.594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:34 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | GrantEmployee Stock Option (right to buy) · Derivative | 37,500 | $0.00 Strike: $10.33 | $0.00 |
DisclosureSEC source: 0001179110-17-014744 · edgar.xml · derivative · entry 2 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-11-28 F2 · derivative.exercise_date: The option vests as to 25% of the shares on November 28, 2018 and thereafter in 36 monthly installments. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 22:34 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | GrantCommon Stock | 15,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-014744 · edgar.xml · nonDerivative · entry 1 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,940.594 F1 · shares: Restricted stock units scheduled to vest in four substantially equal increments on each of November 28, 2018, 2019, 2020 and 2021. Read SEC document |
| November 21, 2017 Filed Nov 27, 2017 22:36 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Tax withholdingCommon Stock | 1,124 | $10.05 | $11,296.20 |
DisclosureSEC source: 0001179110-17-014641 · edgar.xml · nonDerivative · entry 1 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,758.594 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 01:18 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Tax withholdingCommon Stock | 1,365 | $10.15 | $13,854.75 |
DisclosureSEC source: 0001179110-17-014476 · edgar.xml · nonDerivative · entry 2 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,882.594 Read SEC document |
| November 19, 2017 Filed Nov 22, 2017 01:18 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Tax withholdingCommon Stock | 998 | $9.75 | $9,730.50 |
DisclosureSEC source: 0001179110-17-014476 · edgar.xml · nonDerivative · entry 1 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,247.594 F1 · balance_after: Includes 718.531 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between December 30, 2016 and June 30, 2017. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 22:46 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Tax withholdingCommmon Stock | 2,918 | $13.60 | $39,684.80 |
DisclosureSEC source: 0001179110-17-001019 · edgar.xml · nonDerivative · entry 1 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,527.063 Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 23:02 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | Tax withholdingCommmon Stock | 2,364 | $13.50 | $31,914.00 |
DisclosureSEC source: 0001179110-16-032229 · edgar.xml · nonDerivative · entry 1 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,445.063 Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 22:08 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | GrantEmployee Stock Option (right to buy) · Derivative | 37,500 | $0.00 Strike: $13.50 | $0.00 |
DisclosureSEC source: 0001179110-16-032092 · edgar.xml · derivative · entry 2 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2024-11-21 F3 · derivative.exercise_date: Options scheduled to vest as to 25% of the shares on November 21, 2017 and thereafter in 36 monthly installments. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 22:08 UTC | DIGI INTERNATIONAL INC DGII · Entity 4294 | GrantCommon Stock | 13,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032092 · edgar.xml · nonDerivative · entry 1 Riley Kevin C. · CIK 0001568056 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,809.063 F1 · shares: Restricted stock units scheduled to vest in four substantially equal installments on each of November 21, 2017, 2018, 2019 and 2020. F2 · balance_after: Includes 1,051.295 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between April 1, 2016 and September 30, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.