Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Senior Vice President | August 31, 2009 | September 03, 2009 |
| AXCELIS TECHNOLOGIES INCACLS · Entity 4152 | Director | May 22, 2026 | May 26, 2026 |
| FORMFACTOR INCFORM · Entity 3670 | Director | June 15, 2026 | June 17, 2026 |
| VEECO INSTRUMENTS INCVECO · Entity 4322 | Director | May 11, 2026 | May 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date August 31, 2009 · Filed September 03, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 267,938 |
Reported balance
After 2009-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-08-31 · Tax withholding · Disposed 4,469 · Balance 267,938 F1: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 236,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). |
| Common StockSEC Table I · non-derivative | IndirectBy the 401(k) Plan | 7,435.395 |
Reported balance
Holding disclosure · report date 2009-08-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,435.395 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 236,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date).
AXCELIS TECHNOLOGIES INC
Report date May 22, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,695 |
Reported balance
After 2026-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-22 · Sale · Disposed 900 · Balance 17,695 F1: Of the shares held after this sale on May 22, 2026, 1,440 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the shares held after this sale on May 22, 2026, 1,440 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.
FORMFACTOR INC
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,333 |
Ending reported balance
After 2026-06-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-15 · Sale · Disposed 2,800 · Balance 29,073 Row 2 · 2026-06-16 · Gift · Disposed 740 · Balance 28,333 F1: Gift of shares to a charitable foundation. |
Filing footnotes · ownership attribution and instrument terms
F1: Gift of shares to a charitable foundation.
VEECO INSTRUMENTS INC
Report date May 11, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,697 |
Reported balance
After 2026-05-11 transaction · row 1
1 source rowRow 1 · 2026-05-11 · Sale · Disposed 1,400 · Balance 61,697 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 25, 2017 00:38 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 17,597 | $7.52 | $132,329.44 |
DisclosureSEC source: 0001039399-17-000006 · wf-form4_148798308818167.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,368 | $7.52 Strike: $7.52 | $55,407.36 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · derivative · entry 11 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,347 Underlying: Common Stock · 7,368 shares Expires 2017-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 7,368 | $11.95 | $88,047.60 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 8 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,933 F1 · price: All shares sold at an exact price. Read SEC document |
| February 21, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 7,368 | $7.52 | $55,407.36 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 7 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 84,214 | $7.52 Strike: $7.52 | $633,289.28 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · derivative · entry 10 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,715 Underlying: Common Stock · 84,214 shares Expires 2017-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 77,965 | $11.85 | $923,893.05 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 6 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,933 F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $11.85 through $11.875. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 6,249 | $11.90 | $74,363.10 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 5 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,898 F1 · price: All shares sold at an exact price. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 84,214 | $7.52 | $633,289.28 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 4 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 105,100 | $7.52 Strike: $7.52 | $790,352.00 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · derivative · entry 9 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,929 Underlying: Common Stock · 105,100 shares Expires 2017-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 100,000 | $11.79 | $1,179,440.00 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 3 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,933 F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $11.75 through $11.875. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 5,100 | $11.98 | $61,072.50 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 2 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,933 F1 · price: All shares sold at an exact price. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 22:52 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 105,100 | $7.52 | $790,352.00 |
DisclosureSEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 22:53 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 58,170 | $7.52 Strike: $7.52 | $437,438.40 |
DisclosureSEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · derivative · entry 9 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,029 Underlying: Common Stock · 58,170 shares Expires 2017-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 22:53 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 58,170 | $12.13 | $705,677.72 |
DisclosureSEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 6 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,933 F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.05 through $12.20. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2017 Filed Feb 15, 2017 22:53 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 58,170 | $7.52 | $437,438.40 |
DisclosureSEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 5 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:53 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 80,397 | $7.52 Strike: $7.52 | $604,585.44 |
DisclosureSEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · derivative · entry 8 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,199 Underlying: Common Stock · 80,397 shares Expires 2017-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:53 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 80,397 | $12.01 | $965,222.26 |
DisclosureSEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 4 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,933 F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.00 through $12.05. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 22:53 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 80,397 | $7.52 | $604,585.44 |
DisclosureSEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 3 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:53 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 18,404 | $7.52 Strike: $7.52 | $138,398.08 |
DisclosureSEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · derivative · entry 7 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,596 Underlying: Common Stock · 18,404 shares Expires 2017-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:53 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 18,404 | $12.15 | $223,649.09 |
DisclosureSEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 2 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,933 F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.15 through $12.175. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 22:53 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 18,404 | $7.52 | $138,398.08 |
DisclosureSEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2009 Filed Sep 3, 2009 01:28 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,469 | $13.18 | $58,901.42 |
DisclosureSEC source: 0001181431-09-042574 · rrd252159.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,938 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 236,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). Read SEC document |
| July 15, 2009 Filed Jul 18, 2009 00:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 8,938 | $12.31 | $110,026.78 |
DisclosureSEC source: 0001181431-09-035725 · rrd248672.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,543 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 248,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 performance shares are scheduled to vest on 8/31/09; (b) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| March 09, 2009 Filed Mar 12, 2009 01:45 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 600,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001181431-09-015212 · rrd237067.xml · derivative · entry 3 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2014-03-09 F4 · derivative.exercise_date: Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment). Read SEC document |
| December 30, 2008 Filed Jan 2, 2009 22:44 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 40,000 | $10.04 | $401,600.00 |
DisclosureSEC source: 0001181431-09-000232 · rrd228254.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,651 F1 · balance_after: Number of shares includes 273,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09; (b) 12,500 performance shares are scheduled to vest on 8/31/09; (c) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (d) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (e) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2008 Filed Dec 24, 2008 01:47 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 36,599 | $10.13 | $370,747.87 |
DisclosureSEC source: 0001181431-08-069182 · rrd227584.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,651 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares consists of 273,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09; (b) 12,500 performance shares are scheduled to vest on 8/31/09; (c) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (d) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (e) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment). Read SEC document |
| December 16, 2008 Filed Dec 19, 2008 02:19 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 34,000 | $10.48 | $356,320.00 |
DisclosureSEC source: 0001181431-08-068281 · rrd226763.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,250 F1 · balance_after: Number of shares consists of 356,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 12,500 performance shares are scheduled to vest on 8/31/09, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 08, 2008 Filed Dec 11, 2008 01:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 35,000 | $9.94 | $347,900.00 |
DisclosureSEC source: 0001181431-08-066806 · rrd226022.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,250 F1 · balance_after: Number of shares includes 356,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 12,500 performance shares are scheduled to vest on 8/31/09, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2008 Filed Sep 4, 2008 00:24 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,469 | $17.92 | $80,084.48 |
DisclosureSEC source: 0001181431-08-051437 · rrd217680.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,250 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 356,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 12,500 performance shares are scheduled to vest on 8/31/09, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| July 15, 2008 Filed Jul 18, 2008 00:17 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 8,938 | $18.07 | $161,509.66 |
DisclosureSEC source: 0001181431-08-043539 · rrd213377.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,265 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 368,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 19, 2007 Filed Dec 22, 2007 02:45 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 25,735 | $17.59 | $452,678.65 |
DisclosureSEC source: 0001181431-07-077374 · rrd183789.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,749 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 393,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest in two equal annual installments beginning 7/15/08, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Read SEC document |
| December 10, 2007 Filed Dec 13, 2007 02:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-075175 · rrd182031.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,484 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment). F2 · balance_after: Number of shares also includes 300,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in two equal annual installments beginning 7/15/08; 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2007 Filed Sep 6, 2007 01:55 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,469 | $21.36 | $95,457.84 |
DisclosureSEC source: 0001181431-07-056076 · rrd171593.xml · nonDerivative · entry 2 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,484 F2 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F1 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 300,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in two equal annual installments beginning 7/15/08; 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| August 31, 2007 Filed Sep 6, 2007 01:55 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 20,000 | $21.40 | $428,086.00 |
DisclosureSEC source: 0001181431-07-056076 · rrd171593.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,953 F1 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 300,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in two equal annual installments beginning 7/15/08; 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| July 15, 2007 Filed Jul 18, 2007 01:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | OtherPerformance Shares (or Restricted Stock Units) · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-046328 · rrd166182.xml · derivative · entry 6 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires not disclosed F5 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F8 · derivative.exercise_price: Not applicable. F9 · shares: These shares, which remain unvested, will now be reported on Table I. Please see footnote 3 above. F7 · derivative.exercise_date: 25,000 shares vested on 7/15/07 and 25,000 shares to become vested on each of 7/15/08 and 7/15/09 (subject to continued employment). F8 · derivative.expiration_date: Not applicable. Read SEC document |
| July 15, 2007 Filed Jul 18, 2007 01:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionPerformance Shares (or Restricted Stock Units) · Derivative | 16,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-046328 · rrd166182.xml · derivative · entry 5 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 16,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F8 · derivative.exercise_price: Not applicable. F7 · derivative.exercise_date: 25,000 shares vested on 7/15/07 and 25,000 shares to become vested on each of 7/15/08 and 7/15/09 (subject to continued employment). F8 · derivative.expiration_date: Not applicable. Read SEC document |
| July 15, 2007 Filed Jul 18, 2007 01:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingPerformance Shares (or Restricted Stock Units) · Derivative | 8,938 | $0.00 Strike: $20.48 | $0.00 |
DisclosureSEC source: 0001181431-07-046328 · rrd166182.xml · derivative · entry 4 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,062 Underlying: Common Stock · 8,938 shares Expires not disclosed F5 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F6 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F7 · derivative.exercise_date: 25,000 shares vested on 7/15/07 and 25,000 shares to become vested on each of 7/15/08 and 7/15/09 (subject to continued employment). F8 · derivative.expiration_date: Not applicable. Read SEC document |
| July 15, 2007 Filed Jul 18, 2007 01:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | OtherCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-046328 · rrd166182.xml · nonDerivative · entry 2 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,499 F3 · shares: Represents a change in reporting of 50,000 performance shares (or restricted stock units) previously reported on Table II that will now instead be reported on this Table I. These shares remain unvested and will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in two equal annual installments beginning 7/15/08 (subject to continued employment). Read SEC document |
| July 15, 2007 Filed Jul 18, 2007 01:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Exercise / conversionCommon Stock | 16,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-046328 · rrd166182.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance shares (or restricted stock units) that were converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting on 7/15/07. F2 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 262,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment). Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 23:44 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-006514 · rrd144430.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,983 F1 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F2 · shares: The performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments commencing 12/19/07 (assuming continued employment). F3 · balance_after: Number of shares includes 37,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment). Read SEC document |
| September 06, 2006 Filed Sep 9, 2006 01:12 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 4,469 | $16.90 | $75,526.10 |
DisclosureSEC source: 0001181431-06-051937 · rrd129926.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,983 F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects (a) periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 and (b) 37,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments (assuming continued employment). Read SEC document |
| December 13, 2005 Filed Dec 16, 2005 02:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $19.20 | $0.00 |
DisclosureSEC source: 0001181431-05-067139 · rrd100268.xml · derivative · entry 3 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2012-12-13 F4 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning 8/31/06 (assuming continued employment). Read SEC document |
| December 13, 2005 Filed Dec 16, 2005 02:29 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantPerformance Shares (or Restricted Stock Units) | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-067139 · rrd100268.xml · nonDerivative · entry 2 St Dennis Thomas · CIK 0001339595 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F2 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting. F3 · shares: The performance shares are scheduled to vest in four equal annual installments beginning 8/31/06 (assuming continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.