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St Dennis Thomas

Disclosed activity across 4 companies

Tapewire entity
13267
SEC CIK
0001339595

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APPLIED MATERIALS INC /DEAMAT · Entity 2812Senior Vice PresidentAugust 31, 2009September 03, 2009
AXCELIS TECHNOLOGIES INCACLS · Entity 4152DirectorMay 22, 2026May 26, 2026
FORMFACTOR INCFORM · Entity 3670DirectorJune 15, 2026June 17, 2026
VEECO INSTRUMENTS INCVECO · Entity 4322DirectorMay 11, 2026May 13, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APPLIED MATERIALS INC /DE

Report date August 31, 2009 · Filed September 03, 2009

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect267,938 Reported balance After 2009-08-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2009-08-31 · Tax withholding · Disposed 4,469 · Balance 267,938

F1: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 236,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date).

Common StockSEC Table I · non-derivativeIndirectBy the 401(k) Plan7,435.395 Reported balance Holding disclosure · report date 2009-08-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 7,435.395

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 236,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date).

AXCELIS TECHNOLOGIES INC

Report date May 22, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,695 Reported balance After 2026-05-22 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-22 · Sale · Disposed 900 · Balance 17,695

F1: Of the shares held after this sale on May 22, 2026, 1,440 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

Filing footnotes · ownership attribution and instrument terms

F1: Of the shares held after this sale on May 22, 2026, 1,440 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.

FORMFACTOR INC

Report date June 15, 2026 · Filed June 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect28,333 Ending reported balance After 2026-06-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-15 · Sale · Disposed 2,800 · Balance 29,073

Row 2 · 2026-06-16 · Gift · Disposed 740 · Balance 28,333

F1: Gift of shares to a charitable foundation.

Filing footnotes · ownership attribution and instrument terms

F1: Gift of shares to a charitable foundation.

VEECO INSTRUMENTS INC

Report date May 11, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect61,697 Reported balance After 2026-05-11 transaction · row 1
1 source row

Row 1 · 2026-05-11 · Sale · Disposed 1,400 · Balance 61,697

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2017 Filed Feb 25, 2017 00:38 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 17,597 $7.52 $132,329.44
Disclosure

SEC source: 0001039399-17-000006 · wf-form4_148798308818167.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,368 $7.52 Strike: $7.52 $55,407.36
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · derivative · entry 11

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,347

Underlying: Common Stock · 7,368 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 7,368 $11.95 $88,047.60
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 8

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F1 · price: All shares sold at an exact price.

Read SEC document
February 21, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 7,368 $7.52 $55,407.36
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 7

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 84,214 $7.52 Strike: $7.52 $633,289.28
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · derivative · entry 10

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,715

Underlying: Common Stock · 84,214 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 77,965 $11.85 $923,893.05
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 6

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $11.85 through $11.875. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 6,249 $11.90 $74,363.10
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 5

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,898

F1 · price: All shares sold at an exact price.

Read SEC document
February 17, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 84,214 $7.52 $633,289.28
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 4

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 105,100 $7.52 Strike: $7.52 $790,352.00
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · derivative · entry 9

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,929

Underlying: Common Stock · 105,100 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 100,000 $11.79 $1,179,440.00
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $11.75 through $11.875. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 5,100 $11.98 $61,072.50
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,933

F1 · price: All shares sold at an exact price.

Read SEC document
February 16, 2017 Filed Feb 21, 2017 22:52 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 105,100 $7.52 $790,352.00
Disclosure

SEC source: 0001039399-17-000005 · wf-form4_148771753156239.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 15, 2017 22:53 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 58,170 $7.52 Strike: $7.52 $437,438.40
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · derivative · entry 9

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,029

Underlying: Common Stock · 58,170 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 15, 2017 Filed Feb 15, 2017 22:53 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 58,170 $12.13 $705,677.72
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 6

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F3 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.05 through $12.20. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2017 Filed Feb 15, 2017 22:53 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 58,170 $7.52 $437,438.40
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 5

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:53 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 80,397 $7.52 Strike: $7.52 $604,585.44
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · derivative · entry 8

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,199

Underlying: Common Stock · 80,397 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:53 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 80,397 $12.01 $965,222.26
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 4

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F2 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.00 through $12.05. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 22:53 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 80,397 $7.52 $604,585.44
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 3

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:53 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,404 $7.52 Strike: $7.52 $138,398.08
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · derivative · entry 7

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,596

Underlying: Common Stock · 18,404 shares

Expires 2017-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:53 UTC FORMFACTOR INC FORM · Entity 3670 SaleCommon Stock 18,404 $12.15 $223,649.09
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,933

F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.15 through $12.175. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 22:53 UTC FORMFACTOR INC FORM · Entity 3670 Exercise / conversionCommon Stock 18,404 $7.52 $138,398.08
Disclosure

SEC source: 0001039399-17-000003 · wf-form4_148719919407596.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2009 Filed Sep 3, 2009 01:28 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 4,469 $13.18 $58,901.42
Disclosure

SEC source: 0001181431-09-042574 · rrd252159.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,938

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 236,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date).

Read SEC document
July 15, 2009 Filed Jul 18, 2009 00:01 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 8,938 $12.31 $110,026.78
Disclosure

SEC source: 0001181431-09-035725 · rrd248672.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,543

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 248,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 performance shares are scheduled to vest on 8/31/09; (b) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment).

Read SEC document
March 09, 2009 Filed Mar 12, 2009 01:45 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantEmployee Stock Option (right to buy) · Derivative 600,000 $0.00 Strike: $8.58 $0.00
Disclosure

SEC source: 0001181431-09-015212 · rrd237067.xml · derivative · entry 3

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2014-03-09

F4 · derivative.exercise_date: Shares become exercisable in three equal annual installments beginning on April 1, 2010 (assuming continued employment).

Read SEC document
December 30, 2008 Filed Jan 2, 2009 22:44 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 40,000 $10.04 $401,600.00
Disclosure

SEC source: 0001181431-09-000232 · rrd228254.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,651

F1 · balance_after: Number of shares includes 273,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09; (b) 12,500 performance shares are scheduled to vest on 8/31/09; (c) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (d) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (e) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment).

Read SEC document
December 19, 2008 Filed Dec 24, 2008 01:47 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 36,599 $10.13 $370,747.87
Disclosure

SEC source: 0001181431-08-069182 · rrd227584.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,651

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares consists of 273,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09; (b) 12,500 performance shares are scheduled to vest on 8/31/09; (c) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (d) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (e) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment).

Read SEC document
December 16, 2008 Filed Dec 19, 2008 02:19 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 34,000 $10.48 $356,320.00
Disclosure

SEC source: 0001181431-08-068281 · rrd226763.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,250

F1 · balance_after: Number of shares consists of 356,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 12,500 performance shares are scheduled to vest on 8/31/09, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

Read SEC document
December 08, 2008 Filed Dec 11, 2008 01:32 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 35,000 $9.94 $347,900.00
Disclosure

SEC source: 0001181431-08-066806 · rrd226022.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,250

F1 · balance_after: Number of shares includes 356,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 12,500 performance shares are scheduled to vest on 8/31/09, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

Read SEC document
August 31, 2008 Filed Sep 4, 2008 00:24 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 4,469 $17.92 $80,084.48
Disclosure

SEC source: 0001181431-08-051437 · rrd217680.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,250

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 356,250 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 12,500 performance shares are scheduled to vest on 8/31/09, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

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July 15, 2008 Filed Jul 18, 2008 00:17 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 8,938 $18.07 $161,509.66
Disclosure

SEC source: 0001181431-08-043539 · rrd213377.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,265

F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 368,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 performance shares are scheduled to vest on 7/15/09, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

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December 19, 2007 Filed Dec 22, 2007 02:45 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 25,735 $17.59 $452,678.65
Disclosure

SEC source: 0001181431-07-077374 · rrd183789.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,749

F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Number of shares includes 393,750 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest in two equal annual installments beginning 7/15/08, (b) 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (c) 168,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (d) provided specified performance goals are achieved, 150,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment).

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December 10, 2007 Filed Dec 13, 2007 02:57 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-075175 · rrd182031.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,484

F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/08 (subject to continued employment).

F2 · balance_after: Number of shares also includes 300,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in two equal annual installments beginning 7/15/08; 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

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August 31, 2007 Filed Sep 6, 2007 01:55 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 4,469 $21.36 $95,457.84
Disclosure

SEC source: 0001181431-07-056076 · rrd171593.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,484

F2 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F1 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 300,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in two equal annual installments beginning 7/15/08; 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

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August 31, 2007 Filed Sep 6, 2007 01:55 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 SaleCommon Stock 20,000 $21.40 $428,086.00
Disclosure

SEC source: 0001181431-07-056076 · rrd171593.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,953

F1 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 300,000 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 50,000 performance shares are scheduled to vest in two equal annual installments beginning 7/15/08; 25,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

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July 15, 2007 Filed Jul 18, 2007 01:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 OtherPerformance Shares (or Restricted Stock Units) · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-046328 · rrd166182.xml · derivative · entry 6

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F5 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting.

F8 · derivative.exercise_price: Not applicable.

F9 · shares: These shares, which remain unvested, will now be reported on Table I. Please see footnote 3 above.

F7 · derivative.exercise_date: 25,000 shares vested on 7/15/07 and 25,000 shares to become vested on each of 7/15/08 and 7/15/09 (subject to continued employment).

F8 · derivative.expiration_date: Not applicable.

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July 15, 2007 Filed Jul 18, 2007 01:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionPerformance Shares (or Restricted Stock Units) · Derivative 16,062 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-046328 · rrd166182.xml · derivative · entry 5

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 16,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting.

F8 · derivative.exercise_price: Not applicable.

F7 · derivative.exercise_date: 25,000 shares vested on 7/15/07 and 25,000 shares to become vested on each of 7/15/08 and 7/15/09 (subject to continued employment).

F8 · derivative.expiration_date: Not applicable.

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July 15, 2007 Filed Jul 18, 2007 01:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingPerformance Shares (or Restricted Stock Units) · Derivative 8,938 $0.00 Strike: $20.48 $0.00
Disclosure

SEC source: 0001181431-07-046328 · rrd166182.xml · derivative · entry 4

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,062

Underlying: Common Stock · 8,938 shares

Expires not disclosed

F5 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting.

F6 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F7 · derivative.exercise_date: 25,000 shares vested on 7/15/07 and 25,000 shares to become vested on each of 7/15/08 and 7/15/09 (subject to continued employment).

F8 · derivative.expiration_date: Not applicable.

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July 15, 2007 Filed Jul 18, 2007 01:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 OtherCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-046328 · rrd166182.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,499

F3 · shares: Represents a change in reporting of 50,000 performance shares (or restricted stock units) previously reported on Table II that will now instead be reported on this Table I. These shares remain unvested and will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in two equal annual installments beginning 7/15/08 (subject to continued employment).

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July 15, 2007 Filed Jul 18, 2007 01:02 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Exercise / conversionCommon Stock 16,062 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-046328 · rrd166182.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents performance shares (or restricted stock units) that were converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting on 7/15/07.

F2 · balance_after: Increased number of shares also reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 262,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur as follows: 37,500 performance shares are scheduled to vest in three equal annual installments beginning 8/31/07; and, provided specified performance goals are achieved, 225,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/07 (all vesting is subject to continued employment).

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January 25, 2007 Filed Jan 29, 2007 23:44 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantPerformance Shares (or Restricted Stock Units) 225,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-006514 · rrd144430.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,983

F1 · security: The performance shares (or restricted stock units) will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting.

F2 · shares: The performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments commencing 12/19/07 (assuming continued employment).

F3 · balance_after: Number of shares includes 37,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments beginning 8/31/07 (assuming continued employment).

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September 06, 2006 Filed Sep 9, 2006 01:12 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 Tax withholdingCommon Stock 4,469 $16.90 $75,526.10
Disclosure

SEC source: 0001181431-06-051937 · rrd129926.xml · nonDerivative · entry 1

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,983

F1 · shares: Represents shares that were automatically withheld to cover tax withholding obligations in a transaction exempt under Rule 16b-3.

F2 · balance_after: Increased number of shares reflects (a) periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3 and (b) 37,500 performance shares (or restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in three equal annual installments (assuming continued employment).

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December 13, 2005 Filed Dec 16, 2005 02:29 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $19.20 $0.00
Disclosure

SEC source: 0001181431-05-067139 · rrd100268.xml · derivative · entry 3

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2012-12-13

F4 · derivative.exercise_date: Shares become exercisable in four equal annual installments beginning 8/31/06 (assuming continued employment).

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December 13, 2005 Filed Dec 16, 2005 02:29 UTC APPLIED MATERIALS INC /DE AMAT · Entity 2812 GrantPerformance Shares (or Restricted Stock Units) 50,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-05-067139 · rrd100268.xml · nonDerivative · entry 2

St Dennis Thomas · CIK 0001339595 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F2 · security: The performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting.

F3 · shares: The performance shares are scheduled to vest in four equal annual installments beginning 8/31/06 (assuming continued employment).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.