Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Senior Vice President | August 31, 2009 | September 03, 2009 |
| AXCELIS TECHNOLOGIES INCACLS · Entity 4152 | Director | May 22, 2026 | May 26, 2026 |
| FORMFACTOR INCFORM · Entity 3670 | Director | June 15, 2026 | June 17, 2026 |
| VEECO INSTRUMENTS INCVECO · Entity 4322 | Director | May 11, 2026 | May 13, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date August 31, 2009 · Filed September 03, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 267,938 |
Reported balance
After 2009-08-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2009-08-31 · Tax withholding · Disposed 4,469 · Balance 267,938 F1: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 236,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date). |
| Common StockSEC Table I · non-derivative | IndirectBy the 401(k) Plan | 7,435.395 |
Reported balance
Holding disclosure · report date 2009-08-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,435.395 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
F2: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 236,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 112,500 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 78,750 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 45,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/09 and (ii) as to 22,500 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date).
AXCELIS TECHNOLOGIES INC
Report date May 22, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,695 |
Reported balance
After 2026-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-22 · Sale · Disposed 900 · Balance 17,695 F1: Of the shares held after this sale on May 22, 2026, 1,440 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. |
Filing footnotes · ownership attribution and instrument terms
F1: Of the shares held after this sale on May 22, 2026, 1,440 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.
FORMFACTOR INC
Report date June 15, 2026 · Filed June 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,333 |
Ending reported balance
After 2026-06-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-15 · Sale · Disposed 2,800 · Balance 29,073 Row 2 · 2026-06-16 · Gift · Disposed 740 · Balance 28,333 F1: Gift of shares to a charitable foundation. |
Filing footnotes · ownership attribution and instrument terms
F1: Gift of shares to a charitable foundation.
VEECO INSTRUMENTS INC
Report date May 11, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 61,697 |
Reported balance
After 2026-05-11 transaction · row 1
1 source rowRow 1 · 2026-05-11 · Sale · Disposed 1,400 · Balance 61,697 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2026 Filed Jun 17, 2026 00:31 UTC | FORMFACTOR INC FORM · Entity 3670 | GiftCommon Stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-043696 · wk-form4_1781656264.xml · nonDerivative · entry 2 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,333 F1 · kind: Gift of shares to a charitable foundation. Read SEC document |
| June 15, 2026 Filed Jun 17, 2026 00:31 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 2,800 | $151.49 | $424,172.00 |
DisclosureSEC source: 0001628280-26-043696 · wk-form4_1781656264.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,073 Read SEC document |
| May 22, 2026 Filed May 26, 2026 21:05 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 900 | $155.37 | $139,833.00 |
DisclosureSEC source: 0001339595-26-000008 · form4-05262026_050503.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,695 F1 · balance_after: Of the shares held after this sale on May 22, 2026, 1,440 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 19, 2026 Filed May 21, 2026 21:48 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 1,000 | $115.84 | $115,839.90 |
DisclosureSEC source: 0001628280-26-037428 · wk-form4_1779400111.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,873 F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $115.80 through $115.84. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:05 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 1,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001339595-26-000006 · form4-05182026_050510.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,595 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2026. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2027. F2 · balance_after: Of the shares held as of May 15, 2026, 1,440 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2026 Filed May 19, 2026 23:10 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantCommon Stock | 1,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-036647 · wk-form4_1779232213.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,873 F1 · date: The reporting person was granted restricted stock units ("RSUs") pursuant to a grant approved by the Board in April 2026. F2 · shares: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other applicable agreements between the reporting person and Issuer. F3 · shares: RSUs vest monthly and become exercisable on the earlier of the 2027 Annual Meeting of Stockholders and May 15, 2027. Read SEC document |
| May 11, 2026 Filed May 13, 2026 20:30 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | SaleCommon Stock | 1,400 | $61.93 | $86,702.00 |
DisclosureSEC source: 0001339595-26-000004 · form4-05132026_040505.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,697 Read SEC document |
| May 08, 2026 Filed May 11, 2026 20:40 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 2,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001339595-26-000002 · form4-05112026_040503.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,097 F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2027 Annual Meeting of stockholders and (ii) the first anniversary of the award date. Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 22:58 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 1,830 | $94.24 | $172,460.30 |
DisclosureSEC source: 0001628280-26-007388 · wk-form4_1770850704.xml · nonDerivative · entry 2 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,526 Read SEC document |
| February 10, 2026 Filed Feb 11, 2026 22:58 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 5,601 | $93.71 | $524,894.35 |
DisclosureSEC source: 0001628280-26-007388 · wk-form4_1770850704.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,356 Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 01:05 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 2,000 | $49.85 | $99,693.00 |
DisclosureSEC source: 0001628280-25-052756 · wk-form4_1763427954.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,957 Read SEC document |
| May 29, 2025 Filed May 30, 2025 23:26 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 3,000 | $31.24 | $93,720.30 |
DisclosureSEC source: 0001039399-25-000065 · wk-form4_1748647571.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,957 Read SEC document |
| May 16, 2025 Filed May 17, 2025 00:33 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantCommon Stock | 6,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001039399-25-000048 · wk-form4_1747441980.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,957 F1 · date: The reporting person was granted restricted stock units ("RSUs") pursuant to a grant approved by the Board in May 2025. F2 · shares: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other applicable agreements between the reporting person and Issuer. F3 · shares: RSUs vest monthly and become exercisable on the earlier of the 2026 Annual Meeting of Stockholders and May 16, 2026. Read SEC document |
| May 15, 2025 Filed May 15, 2025 21:00 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 3,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-013216 · form4-05152025_050516.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,155 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2025. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2026. F2 · balance_after: Of the shares held as of May 15, 2025, 3,586 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 09, 2025 Filed May 9, 2025 20:30 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 8,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-012515 · form4-05092025_040504.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,152 F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2026 Annual Meeting of stockholders and (ii) the first anniversary of the award date. Read SEC document |
| November 05, 2024 Filed Nov 6, 2024 21:11 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 3,100 | $39.11 | $121,233.25 |
DisclosureSEC source: 0001039399-24-000037 · wk-form4_1730927494.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,429 F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $39.10 through $39.135. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2024 Filed May 21, 2024 23:28 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantCommon Stock | 3,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001339595-24-000004 · wk-form4_1716334078.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,529 F1 · date: The reporting person was granted restricted stock units ("RSUs") pursuant to a grant approved by the Board in March 2024. F2 · shares: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. F3 · shares: RSUs vest monthly and become exercisable on the earlier of the 2025 Annual Meeting of Stockholders and May 17, 2025 (the earliest to occur, the Settlement Date). Settlements of vested units into common stock will occur on the earlier of the Settlement Date and the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. Read SEC document |
| May 15, 2024 Filed May 15, 2024 20:15 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 1,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013222 · form4-05152024_040526.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,069 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2024. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2025. F2 · balance_after: Of the shares held as of May 15, 2024, 1,162 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2024 Filed May 16, 2024 20:16 UTC Amendment | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 1,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013330 · form4a-05162024_040542.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,569 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan on May 15, 2024. Assuming completion of the director's current term of service on the Board of Directors, these restricted stock units will vest on May 15, 2025. F2 · balance_after: Of the shares held as of May 15, 2024, 1,662 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 13, 2024 Filed May 14, 2024 20:30 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | SaleCommon Stock | 4,000 | $37.72 | $150,892.00 |
DisclosureSEC source: 0001415889-24-013128 · form4-05142024_040501.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,861 F1 · price: Reflects average weighted purchase price. Actual purchase prices ranged from $37.585 to $37.900 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 10, 2024 Filed May 10, 2024 20:30 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 3,677 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012873 · form4-05102024_040508.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,861 F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2025 Annual Meeting of stockholders and (ii) the first anniversary of the award date. Read SEC document |
| May 10, 2024 Filed May 13, 2024 20:47 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 2,000 | $56.30 | $112,600.00 |
DisclosureSEC source: 0001339595-24-000002 · wk-form4_1715633220.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,701 Read SEC document |
| November 30, 2023 Filed Dec 1, 2023 21:15 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | SaleCommon Stock | 7,005 | $28.52 | $199,782.60 |
DisclosureSEC source: 0001415889-23-015689 · form4-12012023_091208.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,184 F1 · price: Reflects average weighted purchase price. Actual purchase prices ranged from $28.32 to $28.65 per share. The reporting person undertakes to provide, upon the request of the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 14, 2023 Filed Nov 15, 2023 23:22 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 3,792 | $38.24 | $144,988.26 |
DisclosureSEC source: 0001339595-23-000009 · wk-form4_1700090507.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,701 F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $37.95 through $38.50. Reporting person undertakes to provide, upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 19, 2023 Filed May 31, 2023 00:37 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantCommon Stock | 6,770 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-020199 · wf-form4_168549345097358.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,493 F1 · date: The reporting person was granted restricted stock units ("RSUs") pursuant to a grant approved by the Board in March 2023 F2 · shares: Restricted Stock Units Vest and become exercisable on May 19, 2024. Settlements of vested units into common stock will occur on the earlier of May 19, 2024 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F3 · shares: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. F4 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 6,770 RSUs. The reporting person has reported prior awards of RSUs in Table II of Form 4. The total reported in Column 5 includes the 6,770 newly awarded RSUs, 4,833 RSUs previously reported in Table II, 4,833 of which vested on May 27, 2023, and 30,890 shares of common stock. Read SEC document |
| May 15, 2023 Filed May 15, 2023 20:23 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 1,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-029455 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,907 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on May 15, 2024. F2 · balance_after: Of the shares held after this grant on of May 15, 2023, 3,971 shares were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 12, 2023 Filed May 15, 2023 20:25 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 6,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-007982 · form4-05152023_080544.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,189 F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2024 Annual Meeting of stockholders and (ii) the first anniversary of the award date. Read SEC document |
| February 16, 2023 Filed Feb 17, 2023 21:32 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 13,000 | $32.31 | $419,972.80 |
DisclosureSEC source: 0001039399-23-000007 · wf-form4_167666951649336.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,890 F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $31.995 through $32.67. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 13, 2023 Filed Feb 13, 2023 21:27 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 12,000 | $127.02 | $1,524,240.00 |
DisclosureSEC source: 0001209191-23-008723 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,625 F1 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $127.01 to $127.18, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Of the shares held as of February 13, 2023, 2,689 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| November 18, 2022 Filed Nov 18, 2022 21:16 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 3,000 | $76.66 | $229,980.00 |
DisclosureSEC source: 0001209191-22-057842 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,625 F1 · balance_after: Of the shares held as of November 18, 2022, 2,689 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 21:06 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantRestricted Stock Units · Derivative | 4,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-22-000051 · wf-form4_165411755661108.xml · derivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,833 Underlying: Common Stock · 4,833 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable on May 27, 2023. Settlements of vested units into common stock will occur on the earlier of May 27, 2023 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity GrantPolicy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 16, 2022 Filed May 16, 2022 20:31 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 2,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-029147 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,625 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on May 16, 2023. F2 · balance_after: Of the shares held after this grant on of May 16, 2022, 2,689 shares were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 16, 2022 Filed May 17, 2022 20:39 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | PurchaseCommon Stock | 2,500 | $21.60 | $54,000.00 |
DisclosureSEC source: 0001415889-22-005145 · form4-05172022_010530.xml · nonDerivative · entry 2 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,429 Read SEC document |
| May 14, 2022 Filed May 17, 2022 23:05 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionRestricted Stock Units · Derivative | 3,792 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-22-000029 · wf-form4_165282870681963.xml · derivative · entry 2 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable on May 14, 2022. Settlements of vested units into common stock will occur on the earlier of May 14, 2022 or the date the reporting person ceases to provideservice to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 14, 2022 Filed May 17, 2022 23:05 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 3,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001039399-22-000029 · wf-form4_165282870681963.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2022 Filed May 17, 2022 20:39 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 6,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005145 · form4-05172022_010530.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2023 Annual Meeting of stockholders and (ii) the first anniversary of the award date. Read SEC document |
| February 10, 2022 Filed Feb 10, 2022 21:35 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 3,000 | $72.81 | $218,430.00 |
DisclosureSEC source: 0001209191-22-008484 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,936 Read SEC document |
| February 08, 2022 Filed Feb 9, 2022 23:49 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 6,000 | $41.63 | $249,773.40 |
DisclosureSEC source: 0001039399-22-000005 · wf-form4_164445056610087.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,098 F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $41.58 through $41.72. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 30, 2021 Filed Aug 30, 2021 21:04 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 3,500 | $50.32 | $176,120.00 |
DisclosureSEC source: 0001209191-21-053855 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,936 F1 · kind: This sale of shares was made to cover the tax liability incident to the 2020 vesting of shares on restricted stock units previously granted to the director. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $50.27 to $50.49, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Of the shares held as of August 30, 2021, 3,497 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2021 Filed May 17, 2021 20:39 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 3,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033178 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,436 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 17, 2021. F2 · balance_after: Of the shares held after this grant on of May 17, 2021, 3,497 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 17, 2021 Filed May 18, 2021 23:22 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionRestricted Stock Units · Derivative | 7,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-21-000029 · wf-form4_162138008146693.xml · derivative · entry 2 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 17, 2021 Filed May 18, 2021 23:22 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 7,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001039399-21-000029 · wf-form4_162138008146693.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2021 Filed May 18, 2021 23:22 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantRestricted Stock Units · Derivative | 3,792 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-21-000029 · wf-form4_162138008146693.xml · derivative · entry 3 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,792 Underlying: Common Stock · 3,792 shares Expires not disclosed F3 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 14, 2021 and ending on May 14, 2022. Settlements of vested units into common stock will occur on the earlier of May 14, 2022 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 07, 2021 Filed May 10, 2021 20:40 UTC | VEECO INSTRUMENTS INC VECO · Entity 4322 | GrantCommon Stock | 5,378 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005056 · edgar.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,338 F1 · shares: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2022 Annual Meeting of stockholders and (ii) the first anniversary of the award date. Read SEC document |
| May 18, 2020 Filed May 19, 2020 22:09 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionRestricted Stock Units · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-20-000044 · wf-form4_158992612482635.xml · derivative · entry 2 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Units Vest and become exercisable in 12 equal monthly installments with the vesting dates beginning on June 17, 2019 and ending on May 17, 2020. Settlements of vested units into common stock will occur on the earlier of May 17, 2020 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 18, 2020 Filed May 19, 2020 22:09 UTC | FORMFACTOR INC FORM · Entity 3670 | Exercise / conversionCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001039399-20-000044 · wf-form4_158992612482635.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 15, 2020 12:55 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | GrantCommon Stock | 6,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-029482 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,939 F1 · price: These shares are issuable on vesting of restricted stock units granted under the Company's 2012 Equity Incentive Plan. Assuming continuation of service on the Board of Directors, these restricted stock units will vest on November 15, 2020. F2 · balance_after: Of the shares held as of May 15, 2020, 6,881 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:09 UTC | FORMFACTOR INC FORM · Entity 3670 | GrantRestricted Stock Units · Derivative | 7,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001039399-20-000044 · wf-form4_158992612482635.xml · derivative · entry 3 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,098 Underlying: Common Stock · 7,098 shares Expires not disclosed F3 · derivative.exercise_date: Restricted Stock Units vest and became exercisable in 12 equal monthly installments with the vesting dates beginning on June 15, 2020 and ending on May 15, 2021. Settlements of vested units into common stock will occur on the earlier of May 15, 2021 or the date the reporting person ceases to provide service to the Issuer, and thereafter on the first market trading day if the applicable date is not a market trading day. F2 · derivative.expiration_date: If the reporting person ceases to provide services to the Issuer for any reason, all Restricted Stock Units that have not yet vested shall be forfeited without consideration except as provided in our Equity Grant Policy for Outside Directors and any other agreements between the reporting person and Issuer, regarding award vesting and exercisability. Read SEC document |
| May 11, 2020 Filed May 11, 2020 20:27 UTC | AXCELIS TECHNOLOGIES INC ACLS · Entity 4152 | SaleCommon Stock | 6,000 | $26.61 | $159,660.00 |
DisclosureSEC source: 0001209191-20-028273 · doc4.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,058 F1 · kind: This sale of shares was made to cover the tax liability incident to the 2019 vesting of shares on restricted stock units previously granted to the director. F2 · price: The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $26.61 to $26.64, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 11, 2020 Filed May 12, 2020 22:22 UTC | FORMFACTOR INC FORM · Entity 3670 | SaleCommon Stock | 6,000 | $24.78 | $148,686.60 |
DisclosureSEC source: 0001039399-20-000030 · wf-form4_158932212174979.xml · nonDerivative · entry 1 St Dennis Thomas · CIK 0001339595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $24.70 through $24.91. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.