Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hewlett Packard Enterprise CoHPE · Entity 2984 | SVP, Controller & PAO | December 14, 2021 | December 16, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hewlett Packard Enterprise Co
Report date December 14, 2021 · Filed December 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-12-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-12-14 · Sale · Disposed 30,947 · Balance 0 F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21. Row 2 · 2021-12-15 · Exercise / conversion · Acquired 1,240 · Balance 1,240 Row 3 · 2021-12-15 · Tax withholding · Disposed 1,240 · Balance 0 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,728 |
Reported balance
After 2021-12-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-12-15 · Exercise / conversion · Disposed 1,240 · Balance 35,728 F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3: As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/21.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 12/10/20 the reporting person was granted 53,630 Restricted Stock Units ("RSUs"), 17,876 of which vested on 12/10/21, and 17,257 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2016 Filed Nov 3, 2016 22:44 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | Exercise / conversionCommon Stock | 14,554 | $22.02 | $320,479.08 |
DisclosureSEC source: 0001179706-16-000483 · edgar.xml · nonDerivative · entry 1 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2016 Filed Nov 3, 2016 22:44 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 74.1729 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-16-000483 · edgar.xml · derivative · entry 7 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,673.1637 Underlying: Common Stock · 74.1729 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F6 · shares: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 74.1729 dividend equivalent rights being reported reflect 74.1729 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F6 · price: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 74.1729 dividend equivalent rights being reported reflect 74.1729 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F6 · derivative.exercise_date: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 74.1729 dividend equivalent rights being reported reflect 74.1729 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F6 · derivative.expiration_date: As previously reported, on 12/09/15 the reporting person was granted 30,303 RSUs, 10,101 of which will vest on each of 12/09/16, 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 74.1729 dividend equivalent rights being reported reflect 74.1729 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. Read SEC document |
| October 31, 2016 Filed Nov 3, 2016 22:44 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 19.6429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-16-000483 · edgar.xml · derivative · entry 5 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,292.1568 Underlying: Common Stock · 19.6429 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F4 · shares: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 19.6429 dividend equivalent rights being reported reflect 19.6429 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F4 · price: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 19.6429 dividend equivalent rights being reported reflect 19.6429 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F4 · derivative.exercise_date: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 19.6429 dividend equivalent rights being reported reflect 19.6429 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F4 · derivative.expiration_date: As previously reported, on 12/10/14 the reporting person was granted 6,692 RSUs, 2,230 of which vested early on 09/17/15, 4,012 of which will vest on 12/10/16, and 4,013 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 19.6429 dividend equivalent rights being reported reflect 19.6429 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. Read SEC document |
| October 31, 2016 Filed Nov 3, 2016 22:44 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 18.3431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-16-000483 · edgar.xml · derivative · entry 4 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,813.7436 Underlying: Common Stock · 18.3431 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F3 · shares: As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 18.3431 dividend equivalent rights being reported reflect 18.3431 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F3 · price: As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 18.3431 dividend equivalent rights being reported reflect 18.3431 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F3 · derivative.exercise_date: As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 18.3431 dividend equivalent rights being reported reflect 18.3431 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F3 · derivative.expiration_date: As previously reported, on 05/23/14 the reporting person was granted 12,500 RSUs, 4,166 of which vested on 05/23/15, 7,494 of which vested on 05/23/16, and 7,494 of which will vest on 05/23/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 18.3431 dividend equivalent rights being reported reflect 18.3431 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. Read SEC document |
| October 31, 2016 Filed Nov 3, 2016 22:44 UTC | Hewlett Packard Enterprise Co HPE · Entity 2984 | GrantRestricted Stock Units · Derivative | 14.2701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179706-16-000483 · edgar.xml · derivative · entry 3 Ricci Jeff T · CIK 0001591357 · SVP, Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,133.8936 Underlying: Common Stock · 14.2701 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. F2 · shares: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 14.2701 dividend equivalent rights being reported reflect 14.2701 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F2 · price: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 14.2701 dividend equivalent rights being reported reflect 14.2701 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F2 · derivative.exercise_date: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 14.2701 dividend equivalent rights being reported reflect 14.2701 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. F2 · derivative.expiration_date: As previously reported, on 12/11/13 the reporting person was granted 9,726 restricted stock units ("RSUs"), 3,242 of which vested on 12/11/14, 3,246 of which vested early on 09/17/15, and 5,830 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 14.2701 dividend equivalent rights being reported reflect 14.2701 dividend equivalent rights at $22.47 per RSU credited to the reporting person's account on 10/31/16. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.