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DAVID GEORGE AL

Disclosed activity across 2 companies

Tapewire entity
13221
SEC CIK
0001184174

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CITIGROUP INCC · Entity 2837DirectorApril 01, 2008April 03, 2008
RTX CorpUTX · Entity 2823Director · ChairmanDecember 15, 2009December 17, 2009

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CITIGROUP INC

Report date April 01, 2008 · Filed April 03, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote (2)7,265.2 Last balance in matching sequence After 2008-04-01 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2008-04-01 · Grant · Acquired 101.9 · Balance 6,853.7

F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Row 2 · 2008-04-01 · Grant · Acquired 411.5 · Balance 7,265.2

F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Common StockSEC Table I · non-derivativeDirect10,000 Reported balance Holding disclosure · report date 2008-04-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 10,000

Filing footnotes · ownership attribution and instrument terms

F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

RTX Corp

Report date December 15, 2009 · Filed December 17, 2009

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,609,056 Ending reported balance After 2009-12-16 transaction · row 10
10 source rows · reconciled sequence

Row 1 · 2009-12-15 · Exercise / conversion · Acquired 300,000 · Balance 1,889,056

Row 2 · 2009-12-15 · Tax withholding · Disposed 60,505 · Balance 1,828,551

Row 3 · 2009-12-15 · Tax withholding · Disposed 160,677 · Balance 1,667,874

Row 4 · 2009-12-16 · Sale · Disposed 2,287 · Balance 1,665,587

Row 5 · 2009-12-16 · Sale · Disposed 7,203 · Balance 1,658,384

Row 6 · 2009-12-16 · Sale · Disposed 7,713 · Balance 1,650,671

Row 7 · 2009-12-16 · Sale · Disposed 8,818 · Balance 1,641,853

Row 8 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,631,853

Row 9 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,621,853

Row 10 · 2009-12-16 · Sale · Disposed 12,797 · Balance 1,609,056

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.63 · Expires 2011-01-01Direct0 Reported balance After 2009-12-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2009-12-15 · Exercise / conversion · Disposed 300,000 · Balance 0

Common StockSEC Table I · non-derivativeIndirectby Trusts278,686 Reported balance Holding disclosure · report date 2009-12-15 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 278,686

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 800 $94.15 $75,320.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 15

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,993

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 300 $94.13 $28,239.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 14

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,793

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 600 $94.12 $56,472.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 13

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,093

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 700 $94.11 $65,877.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 12

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,693

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,500 $94.10 $235,250.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 11

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,393

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,400 $94.09 $131,726.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 10

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,893

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 900 $94.08 $84,672.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 9

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858,293

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 900 $94.06 $84,654.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 8

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,193

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 200 $94.05 $18,810.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 7

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,093

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 400 $94.04 $37,616.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 6

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,293

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,600 $94.01 $244,426.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 5

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,693

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 7,000 $94.00 $658,000.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 4

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,293

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,100 $94.59 $104,049.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 24

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,293

F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 600 $94.57 $56,742.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 23

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786,393

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,900 $94.56 $179,664.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 22

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786,993

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 900 $94.55 $85,095.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 21

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,893

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 300 $94.50 $28,350.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 20

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,793

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 100 $94.49 $9,449.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 19

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,093

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 200 $94.48 $18,896.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 18

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,193

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 400 $94.47 $37,788.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 17

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,393

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 500 $94.46 $47,230.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 16

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,793

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 200 $94.44 $18,888.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 15

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,293

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,200 $94.43 $113,316.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 14

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,493

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,300 $94.34 $122,642.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 13

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,693

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 3,000 $94.33 $282,990.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 12

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,993

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 100 $94.32 $9,432.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 11

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,993

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,300 $94.31 $216,913.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 10

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,093

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 2,600 $94.30 $245,180.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 9

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,393

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,400 $94.29 $132,006.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 8

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801,993

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 900 $94.28 $84,852.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 7

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,393

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 3,500 $94.27 $329,945.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 6

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,293

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 600 $94.26 $56,556.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 5

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,793

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 900 $94.25 $84,825.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 4

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,393

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 200 $94.23 $18,846.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,293

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 500 $94.21 $47,105.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,493

Read SEC document
November 02, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,200 $94.20 $113,040.00
Disclosure

SEC source: 0000101829-04-000247 · dav335.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,993

Read SEC document
November 01, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $19.56 $0.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · derivative · entry 26

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2005-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 Tax withholdingCommon Stock 49,920 $94.80 $4,732,416.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,293

Read SEC document
November 01, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 Tax withholdingCommon Stock 41,272 $94.80 $3,912,585.60
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,213

Read SEC document
November 01, 2004 Filed Nov 3, 2004 21:53 UTC RTX Corp UTX · Entity 2823 Exercise / conversionCommon Stock 200,000 $19.56 $3,912,500.00
Disclosure

SEC source: 0000101829-04-000246 · dav334.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2004 Filed Oct 5, 2004 16:48 UTC CITIGROUP INC C · Entity 2837 OtherCommon Stock 30.9 $46.97 $1,451.37
Disclosure

SEC source: 0001181431-04-046695 · rrd53212.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 3,731

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2004 Filed Oct 5, 2004 16:48 UTC CITIGROUP INC C · Entity 2837 GrantCommon Stock 79.9 $46.97 $3,752.90
Disclosure

SEC source: 0001181431-04-046695 · rrd53212.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2).

Disclosed balance after: 3,700.1

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
September 20, 2004 Filed Sep 21, 2004 19:18 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 3,600 $95.51 $343,836.00
Disclosure

SEC source: 0000101829-04-000224 · dav324.xml · nonDerivative · entry 7

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,485

F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock.

F2 · balance_after: This Form 4 represents the second of two Form 4s to be filed today due to the sale of 130,000 shares of United Technologies Corporation common stock on September 20, 2004.

Read SEC document
September 20, 2004 Filed Sep 21, 2004 19:18 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 1,400 $95.59 $133,826.00
Disclosure

SEC source: 0000101829-04-000224 · dav324.xml · nonDerivative · entry 6

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,085

Read SEC document
September 20, 2004 Filed Sep 21, 2004 19:18 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 4,900 $95.12 $466,088.00
Disclosure

SEC source: 0000101829-04-000224 · dav324.xml · nonDerivative · entry 5

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,485

Read SEC document
September 20, 2004 Filed Sep 21, 2004 19:18 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 100 $95.27 $9,527.00
Disclosure

SEC source: 0000101829-04-000224 · dav324.xml · nonDerivative · entry 4

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,385

Read SEC document
September 20, 2004 Filed Sep 21, 2004 19:18 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 5,000 $95.00 $475,000.00
Disclosure

SEC source: 0000101829-04-000224 · dav324.xml · nonDerivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,485

Read SEC document
September 20, 2004 Filed Sep 21, 2004 19:18 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 4,700 $95.06 $446,782.00
Disclosure

SEC source: 0000101829-04-000224 · dav324.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,485

Read SEC document
September 20, 2004 Filed Sep 21, 2004 19:18 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 300 $95.12 $28,536.00
Disclosure

SEC source: 0000101829-04-000224 · dav324.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,185

Read SEC document
September 20, 2004 Filed Sep 21, 2004 19:18 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 3,300 $95.01 $313,533.00
Disclosure

SEC source: 0000101829-04-000225 · dav323.xml · nonDerivative · entry 29

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801,485

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.