Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director | April 01, 2008 | April 03, 2008 |
| RTX CorpUTX · Entity 2823 | Director · Chairman | December 15, 2009 | December 17, 2009 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date April 01, 2008 · Filed April 03, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote (2) | 7,265.2 |
Last balance in matching sequence
After 2008-04-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2008-04-01 · Grant · Acquired 101.9 · Balance 6,853.7 F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Row 2 · 2008-04-01 · Grant · Acquired 411.5 · Balance 7,265.2 F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. |
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2008-04-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.
F2: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.
F3: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.
RTX Corp
Report date December 15, 2009 · Filed December 17, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,609,056 |
Ending reported balance
After 2009-12-16 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2009-12-15 · Exercise / conversion · Acquired 300,000 · Balance 1,889,056 Row 2 · 2009-12-15 · Tax withholding · Disposed 60,505 · Balance 1,828,551 Row 3 · 2009-12-15 · Tax withholding · Disposed 160,677 · Balance 1,667,874 Row 4 · 2009-12-16 · Sale · Disposed 2,287 · Balance 1,665,587 Row 5 · 2009-12-16 · Sale · Disposed 7,203 · Balance 1,658,384 Row 6 · 2009-12-16 · Sale · Disposed 7,713 · Balance 1,650,671 Row 7 · 2009-12-16 · Sale · Disposed 8,818 · Balance 1,641,853 Row 8 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,631,853 Row 9 · 2009-12-16 · Sale · Disposed 10,000 · Balance 1,621,853 Row 10 · 2009-12-16 · Sale · Disposed 12,797 · Balance 1,609,056 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $37.63 · Expires 2011-01-01 | Direct | 0 |
Reported balance
After 2009-12-15 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2009-12-15 · Exercise / conversion · Disposed 300,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trusts | 278,686 |
Reported balance
Holding disclosure · report date 2009-12-15 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 278,686 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $72.03 | $360,160.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 20 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,588,194 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $72.02 | $360,094.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 19 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593,194 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $72.00 | $360,000.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 18 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,598,194 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,603 | $71.93 | $331,110.82 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 17 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603,194 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $71.90 | $359,500.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 16 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607,797 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $71.87 | $359,350.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 15 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,612,797 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $71.80 | $359,000.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 14 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,617,797 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $71.75 | $717,500.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 13 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,622,797 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $71.70 | $717,000.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,632,797 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $71.69 | $358,474.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,642,797 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 7,500 | $71.60 | $537,000.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647,797 Read SEC document |
| June 21, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $71.53 | $357,635.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,655,297 Read SEC document |
| June 20, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · derivative · entry 24 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 200,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 61,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,660,297 Read SEC document |
| June 20, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 50,902 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722,292 Read SEC document |
| June 20, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 200,000 | $18.28 | $3,656,240.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,773,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,194 Read SEC document |
| April 20, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,573,344 Read SEC document |
| April 13, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,574,244 Read SEC document |
| April 12, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,574,474 Read SEC document |
| April 01, 2007 Filed Apr 3, 2007 16:45 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 174.9 | $50.01 | $8,747.10 |
DisclosureSEC source: 0001181431-07-023226 · rrd151669.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (2) Disclosed balance after: 5,895.4 F3 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| April 01, 2007 Filed Apr 3, 2007 16:45 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 61.4 | $50.01 | $3,070.74 |
DisclosureSEC source: 0001181431-07-023226 · rrd151669.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (2) Disclosed balance after: 5,720.4 F1 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| March 30, 2007 Filed Jun 22, 2007 20:48 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000090 · dav618.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575,009 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 3,900 | $67.05 | $261,495.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 13 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725,389 F1 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $66.80 | $334,002.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,729,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 4,000 | $66.80 | $267,200.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,734,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,000 | $66.75 | $667,500.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,738,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $66.70 | $333,500.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,748,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $66.42 | $332,091.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 8 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 20,000 | $66.30 | $1,326,000.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,758,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 12,100 | $66.25 | $801,625.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 6 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,778,289 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 15,461 | $66.20 | $1,023,518.20 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,790,389 Read SEC document |
| January 25, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $66.15 | $330,750.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,805,850 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $18.97 | $0.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · derivative · entry 15 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2007-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 89,387 | $66.83 | $5,973,733.21 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,810,850 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | Tax withholdingCommon Stock | 85,152 | $66.83 | $5,690,708.16 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900,237 Read SEC document |
| January 24, 2007 Filed Jan 26, 2007 22:06 UTC | RTX Corp UTX · Entity 2823 | Exercise / conversionCommon Stock | 300,000 | $18.97 | $5,690,610.00 |
DisclosureSEC source: 0000101829-07-000031 · dav590.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,985,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2007 Filed Jan 18, 2007 18:08 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 16,550.2 | $0.00 Strike: $54.38 | $0.00 |
DisclosureSEC source: 0001181431-07-004706 · rrd143248.xml · derivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,550.2 Underlying: Common Stock · 16,550.2 shares Expires 2013-01-16 Read SEC document |
| January 03, 2007 Filed Jan 5, 2007 21:55 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 436,000 | $0.00 Strike: $62.81 | $0.00 |
DisclosureSEC source: 0000101829-07-000021 · dav581.xml · derivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,000 Underlying: Common Stock · 436,000 shares Expires 2017-01-02 F2 · balance_after: The reporting person was also awarded 118,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 01, 2007 Filed Jan 3, 2007 17:43 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 52 | $51.38 | $2,671.71 |
DisclosureSEC source: 0001181431-07-000940 · rrd140966.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (2) Disclosed balance after: 5,658.9 F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| January 01, 2007 Filed Jan 3, 2007 17:43 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 170.3 | $51.38 | $8,749.84 |
DisclosureSEC source: 0001181431-07-000940 · rrd140966.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (2) Disclosed balance after: 5,606.9 F1 · shares: Deferred shares awarded under the Issuer's Compensation Plan for Non-Employee Directors. F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors. Read SEC document |
| December 29, 2006 Filed Jan 5, 2007 21:55 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000021 · dav581.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685,389 F1 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| December 26, 2006 Filed Jan 5, 2007 21:55 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000021 · dav581.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685,489 Read SEC document |
| December 26, 2006 Filed Jan 5, 2007 21:55 UTC | RTX Corp UTX · Entity 2823 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-07-000021 · dav581.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685,589 Read SEC document |
| November 17, 2006 Filed Nov 20, 2006 21:42 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $66.05 | $330,263.00 |
DisclosureSEC source: 0000101829-06-000142 · dav572.xml · nonDerivative · entry 14 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685,689 F1 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| November 17, 2006 Filed Nov 20, 2006 21:42 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $66.10 | $330,500.00 |
DisclosureSEC source: 0000101829-06-000142 · dav572.xml · nonDerivative · entry 13 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,690,689 Read SEC document |
| November 17, 2006 Filed Nov 20, 2006 21:42 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $66.05 | $330,253.00 |
DisclosureSEC source: 0000101829-06-000142 · dav572.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695,689 Read SEC document |
| November 17, 2006 Filed Nov 20, 2006 21:42 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $66.05 | $330,257.00 |
DisclosureSEC source: 0000101829-06-000142 · dav572.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700,689 Read SEC document |
| November 17, 2006 Filed Nov 20, 2006 21:42 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 5,000 | $66.09 | $330,450.00 |
DisclosureSEC source: 0000101829-06-000142 · dav572.xml · nonDerivative · entry 10 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,705,689 Read SEC document |
| November 17, 2006 Filed Nov 20, 2006 21:42 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 10,803 | $66.08 | $713,862.24 |
DisclosureSEC source: 0000101829-06-000142 · dav572.xml · nonDerivative · entry 9 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710,689 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.