Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| USA Compression Partners, LPUSAC · Entity 4060 | See Remarks | December 17, 2021 | December 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
USA Compression Partners, LP
Report date December 17, 2021 · Filed December 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 287,153 |
Last balance in matching sequence
After 2021-12-17 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2021-12-17 · Exercise / conversion · Acquired 21,000 · Balance 277,077 F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F3: Includes common units acquired under the Issuer's Distribution Reinvestment Plan. Row 2 · 2021-12-17 · Disposition to issuer · Disposed 10,500 · Balance 266,577 F3: Includes common units acquired under the Issuer's Distribution Reinvestment Plan. Row 3 · 2021-12-17 · Exercise / conversion · Acquired 41,153 · Balance 307,730 F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F3: Includes common units acquired under the Issuer's Distribution Reinvestment Plan. Row 4 · 2021-12-17 · Disposition to issuer · Disposed 20,577 · Balance 287,153 F3: Includes common units acquired under the Issuer's Distribution Reinvestment Plan. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 14,000 |
Reported balance
After 2021-12-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-12-17 · Exercise / conversion · Disposed 21,000 · Balance 14,000 F4: These phantom units were awarded on November 1, 2018. F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F5: These phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2021 and 40% of the phantom units vesting on December 5, 2023. F6: In the event of the cessation of the Reporting Person's service by the General Partner for cause or by the Reporting Person without good reason, all unvested phantom units at the time of such cessation will automatically be forfeited. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 27,434 |
Reported balance
After 2021-12-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-12-17 · Exercise / conversion · Disposed 41,153 · Balance 27,434 F7: These phantom units were awarded on December 5, 2018. F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F5: These phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2021 and 40% of the phantom units vesting on December 5, 2023. F8: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer").
F2: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units.
F3: Includes common units acquired under the Issuer's Distribution Reinvestment Plan.
F4: These phantom units were awarded on November 1, 2018.
F5: These phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2021 and 40% of the phantom units vesting on December 5, 2023.
F6: In the event of the cessation of the Reporting Person's service by the General Partner for cause or by the Reporting Person without good reason, all unvested phantom units at the time of such cessation will automatically be forfeited.
F7: These phantom units were awarded on December 5, 2018.
F8: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 10, 2017 Filed Mar 14, 2017 21:41 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 3,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016412 · a4.xml · derivative · entry 9 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 3,571 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:41 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 9,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016412 · a4.xml · derivative · entry 8 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 9,844 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:41 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 30,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016412 · a4.xml · derivative · entry 7 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 30,291 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:41 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 1,786 | $18.13 | $32,380.18 |
DisclosureSEC source: 0001104659-17-016412 · a4.xml · nonDerivative · entry 6 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,188 F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:41 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 4,922 | $18.13 | $89,235.86 |
DisclosureSEC source: 0001104659-17-016412 · a4.xml · nonDerivative · entry 5 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,974 F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:41 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 15,146 | $18.13 | $274,596.98 |
DisclosureSEC source: 0001104659-17-016412 · a4.xml · nonDerivative · entry 4 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,896 F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:41 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 3,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016412 · a4.xml · nonDerivative · entry 3 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:41 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 9,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016412 · a4.xml · nonDerivative · entry 2 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 21:41 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 30,291 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-016412 · a4.xml · nonDerivative · entry 1 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit was the economic equivalent of one common unit of USA Compression Partners, LP. F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F3 · balance_after: Includes common units acquired under the USA Compression Partners, LP Distribution Reinvestment Plan. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 23:04 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 8,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-009682 · a4.xml · derivative · entry 2 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,168 Underlying: Common Units · 8,168 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of the Issuer. F4 · shares: The number of phantom units that vest on February 15, 2020 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. F4 · derivative.exercise_date: The number of phantom units that vest on February 15, 2020 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. F3 · derivative.expiration_date: In the event of cessation of the Reporting Person's services for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. F4 · derivative.underlying_shares: The number of phantom units that vest on February 15, 2020 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 23:04 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 32,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-009682 · a4.xml · derivative · entry 1 Liuzzi Matthew C · CIK 0001578197 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,673 Underlying: Common Units · 32,673 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of the Issuer. F2 · derivative.exercise_date: The phantom units shall vest in three equal annual installments, with the first installment vesting on 02/15/2018. F3 · derivative.expiration_date: In the event of cessation of the Reporting Person's services for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.