Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LAM RESEARCH CORPLRCX · Entity 1467 | Director | March 11, 2010 | March 15, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LAM RESEARCH CORP
Report date March 11, 2010 · Filed March 15, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2010-03-11 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2010-03-11 · Conversion · Acquired 12,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 59,368 |
Reported balance
After 2010-03-11 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2010-03-11 · Sale · Disposed 12,000 · Balance 59,368 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.73 · Expires 2010-12-15 | Direct | 27,000 |
Reported balance
After 2010-03-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2010-03-11 · Exercise / conversion · Disposed 12,000 · Balance 27,000 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
KLA CORP
Report date November 29, 2005 · Filed November 30, 2005
Section 16 reporting ended · disclosed 2005-11-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,000 |
Reported balance
After 2005-11-29 transaction · row 1
1 source rowRow 1 · 2005-11-29 · Sale · Disposed 5,000 · Balance 60,000 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.44 · Expires 2013-11-05 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2005-11-29 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 10,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2010 Filed Mar 15, 2010 17:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $14.73 Strike: $14.73 | $176,812.80 |
DisclosureSEC source: 0000923960-10-000002 · primary_doc.xml · derivative · entry 3 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 12,000 shares Expires 2010-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2010 Filed Mar 15, 2010 17:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 12,000 | $34.88 | $418,560.00 |
DisclosureSEC source: 0000923960-10-000002 · primary_doc.xml · nonDerivative · entry 2 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,368 Read SEC document |
| March 11, 2010 Filed Mar 15, 2010 17:15 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 12,000 | $14.73 | $176,812.80 |
DisclosureSEC source: 0000923960-10-000002 · primary_doc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2010 Filed Feb 3, 2010 19:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 4,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000923960-10-000001 · primary_doc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,368 Read SEC document |
| December 01, 2009 Filed Dec 2, 2009 22:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 8,900 | $28.40 Strike: $28.40 | $252,760.00 |
DisclosureSEC source: 0000923960-09-000004 · primary_doc.xml · derivative · entry 7 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Stock · 8,900 shares Expires 2009-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2009 Filed Dec 2, 2009 22:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 8,900 | $34.37 | $305,893.00 |
DisclosureSEC source: 0000923960-09-000004 · primary_doc.xml · nonDerivative · entry 5 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,618 Read SEC document |
| December 01, 2009 Filed Dec 2, 2009 22:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 8,900 | $28.40 | $252,760.00 |
DisclosureSEC source: 0000923960-09-000004 · primary_doc.xml · nonDerivative · entry 4 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2009 Filed Dec 2, 2009 22:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 9,100 | $28.40 Strike: $28.40 | $258,440.00 |
DisclosureSEC source: 0000923960-09-000004 · primary_doc.xml · derivative · entry 6 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,100 shares Expires 2009-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2009 Filed Dec 2, 2009 22:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 100 | $34.00 | $3,400.00 |
DisclosureSEC source: 0000923960-09-000004 · primary_doc.xml · nonDerivative · entry 3 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 30, 2009 Filed Dec 2, 2009 22:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 9,000 | $33.61 | $302,490.00 |
DisclosureSEC source: 0000923960-09-000004 · primary_doc.xml · nonDerivative · entry 2 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 30, 2009 Filed Dec 2, 2009 22:41 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 9,100 | $28.40 | $258,440.00 |
DisclosureSEC source: 0000923960-09-000004 · primary_doc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2009 Filed Jun 1, 2009 22:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 24,000 | $12.48 Strike: $12.48 | $299,520.00 |
DisclosureSEC source: 0000923960-09-000003 · primary_doc.xml · derivative · entry 4 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,000 Underlying: Common Stock · 24,000 shares Expires 2009-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2009 Filed Jun 1, 2009 22:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 20,900 | $25.75 | $538,187.54 |
DisclosureSEC source: 0000923960-09-000003 · primary_doc.xml · nonDerivative · entry 3 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,618 Read SEC document |
| May 28, 2009 Filed Jun 1, 2009 22:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 3,100 | $25.74 | $79,788.11 |
DisclosureSEC source: 0000923960-09-000003 · primary_doc.xml · nonDerivative · entry 2 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 28, 2009 Filed Jun 1, 2009 22:45 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 24,000 | $12.48 | $299,520.00 |
DisclosureSEC source: 0000923960-09-000003 · primary_doc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2009 Filed May 6, 2009 22:22 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 9,000 | $27.63 | $248,706.00 |
DisclosureSEC source: 0000923960-09-000002 · primary_doc.xml · nonDerivative · entry 2 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,618 Read SEC document |
| May 04, 2009 Filed May 6, 2009 22:22 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | SaleCommon Stock | 9,000 | $28.72 | $258,470.10 |
DisclosureSEC source: 0000923960-09-000002 · primary_doc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 02, 2009 Filed Feb 4, 2009 00:00 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 8,130 | $0.00 | $0.00 |
DisclosureSEC source: 0000923960-09-000001 · primary_doc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,618 Read SEC document |
| November 07, 2008 Filed Nov 12, 2008 19:19 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 24,000 | Not disclosed Strike: $12.48 | Not disclosed |
DisclosureSEC source: 0000923960-08-000002 · primary_doc.xml · derivative · entry 6 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Underlying: Common Stock · 24,000 shares Expires 2009-12-18 F4 · kind: The reporting person was granted an option, reflecting a measurement (grant) date of 12/18/02 and a stated exercise price of $10.89 per share, to purchase 24,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($12.48) on the correct measurement date. F4 · price: The reporting person was granted an option, reflecting a measurement (grant) date of 12/18/02 and a stated exercise price of $10.89 per share, to purchase 24,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($12.48) on the correct measurement date. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 07, 2008 Filed Nov 12, 2008 19:19 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerStock Option (right to buy) · Derivative | 24,000 | Not disclosed Strike: $10.89 | Not disclosed |
DisclosureSEC source: 0000923960-08-000002 · primary_doc.xml · derivative · entry 5 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,000 shares Expires 2009-12-18 F4 · kind: The reporting person was granted an option, reflecting a measurement (grant) date of 12/18/02 and a stated exercise price of $10.89 per share, to purchase 24,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($12.48) on the correct measurement date. F4 · price: The reporting person was granted an option, reflecting a measurement (grant) date of 12/18/02 and a stated exercise price of $10.89 per share, to purchase 24,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($12.48) on the correct measurement date. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 07, 2008 Filed Nov 12, 2008 19:19 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 18,000 | Not disclosed Strike: $28.40 | Not disclosed |
DisclosureSEC source: 0000923960-08-000002 · primary_doc.xml · derivative · entry 4 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2009-12-14 F3 · kind: The reporting person was granted an option, reflecting a measurement (grant) date of 12/14/99 and a stated exercise price of $28.04 per share, to purchase 18,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($28.40) on the correct measurement date. F3 · price: The reporting person was granted an option, reflecting a measurement (grant) date of 12/14/99 and a stated exercise price of $28.04 per share, to purchase 18,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($28.40) on the correct measurement date. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 07, 2008 Filed Nov 12, 2008 19:19 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerStock Option (right to buy) · Derivative | 18,000 | Not disclosed Strike: $28.04 | Not disclosed |
DisclosureSEC source: 0000923960-08-000002 · primary_doc.xml · derivative · entry 3 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,000 shares Expires 2009-12-14 F3 · kind: The reporting person was granted an option, reflecting a measurement (grant) date of 12/14/99 and a stated exercise price of $28.04 per share, to purchase 18,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($28.40) on the correct measurement date. F3 · price: The reporting person was granted an option, reflecting a measurement (grant) date of 12/14/99 and a stated exercise price of $28.04 per share, to purchase 18,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($28.40) on the correct measurement date. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 07, 2008 Filed Nov 12, 2008 19:19 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantStock Option (right to buy) · Derivative | 12,000 | Not disclosed Strike: $24.69 | Not disclosed |
DisclosureSEC source: 0000923960-08-000002 · primary_doc.xml · derivative · entry 2 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2011-12-14 F1 · kind: The reporting person was granted an option, reflecting a measurement (grant) date of 12/14/01 and a stated exercise price of $23.59 per share, to purchase 12,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($24.69) on the correct measurement date. F1 · price: The reporting person was granted an option, reflecting a measurement (grant) date of 12/14/01 and a stated exercise price of $23.59 per share, to purchase 12,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($24.69) on the correct measurement date. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| November 07, 2008 Filed Nov 12, 2008 19:19 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Disposition to issuerStock Option (right to buy) · Derivative | 12,000 | Not disclosed Strike: $23.59 | Not disclosed |
DisclosureSEC source: 0000923960-08-000002 · primary_doc.xml · derivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2011-12-14 F1 · kind: The reporting person was granted an option, reflecting a measurement (grant) date of 12/14/01 and a stated exercise price of $23.59 per share, to purchase 12,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($24.69) on the correct measurement date. F1 · price: The reporting person was granted an option, reflecting a measurement (grant) date of 12/14/01 and a stated exercise price of $23.59 per share, to purchase 12,000 shares of the Issuer's Common Stock. The stated exercise price was less than the closing price of the Company's common stock on the appropriate measurement date determined by a special committee of the company's Board of Directors and the Company for financial accounting purposes. The Company and the reporting person have entered into a Reformation of Stock Option Agreement to correct the exercise price to the appropriate fair market value per share ($24.69) on the correct measurement date. F2 · derivative.exercise_date: This option is fully vested and exercisable. Read SEC document |
| May 02, 2008 Filed May 5, 2008 23:55 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 4,678 | $0.00 | $0.00 |
DisclosureSEC source: 0000923960-08-000001 · primary_doc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,488 Read SEC document |
| October 03, 2007 Filed Oct 3, 2007 20:52 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionStock Option (right to buy) · Derivative | 18,000 | $9.96 Strike: $9.96 | $179,249.40 |
DisclosureSEC source: 0000923960-07-000003 · primary_doc.xml · derivative · entry 2 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,000 Underlying: Common Stock · 18,000 shares Expires 2008-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2007 Filed Oct 3, 2007 20:52 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | ConversionCommon Stock | 18,000 | $9.96 | $179,249.40 |
DisclosureSEC source: 0000923960-07-000003 · primary_doc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2007 Filed Feb 20, 2007 21:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantCommon Stock | 4,440 | $0.00 | $0.00 |
DisclosureSEC source: 0000923960-07-000002 · primary_doc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,810 Read SEC document |
| January 31, 2007 Filed Feb 2, 2007 21:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923960-07-000001 · primary_doc.xml · derivative · entry 2 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of LRCX common stock. F2 · derivative.expiration_date: Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any event, within the period ending on the later to occur of the date that is 2-1/2 months from the end of (i) the reporting person's tax year that includes the vesting date, or (ii) Lam Research Corporation's tax year that includes the vesting date. Read SEC document |
| January 31, 2007 Filed Feb 2, 2007 21:49 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000923960-07-000001 · primary_doc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represented a contingent right to receive one share of LRCX common stock. Read SEC document |
| January 31, 2006 Filed Feb 2, 2006 23:53 UTC | LAM RESEARCH CORP LRCX · Entity 1467 | GrantRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923960-06-000001 · primary_doc.xml · derivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of LRCX common stock. F2 · derivative.expiration_date: Vested shares will be delivered to the reporting person as soon as practicable following the vesting date, but in any event, within the period ending on the later to occur of the date that is 2-1/2 months from the end of (i) the reporting person's tax year that includes the vesting date, or (ii) Lam Research Corporation's tax year that includes the vesting date. Read SEC document |
| November 29, 2005 Filed Nov 30, 2005 18:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,000 | $51.96 | $259,795.50 |
DisclosureSEC source: 0000319201-05-000173 · edgardoc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Read SEC document |
| November 22, 2005 Filed Nov 22, 2005 23:43 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $52.61 Strike: $51.35 | $131,524.25 |
DisclosureSEC source: 0000319201-05-000169 · edgardoc.xml · derivative · entry 3 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2012-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2005 Filed Nov 22, 2005 23:43 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,500 | $52.61 | $131,524.25 |
DisclosureSEC source: 0000319201-05-000169 · edgardoc.xml · nonDerivative · entry 2 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Read SEC document |
| November 22, 2005 Filed Nov 22, 2005 23:43 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $51.35 | $128,375.00 |
DisclosureSEC source: 0000319201-05-000169 · edgardoc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $49.36 Strike: $44.76 | $123,400.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · derivative · entry 12 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2015-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $49.36 Strike: $40.68 | $123,400.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · derivative · entry 11 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2014-10-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100 | $49.36 Strike: $40.24 | $4,936.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · derivative · entry 10 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100 shares Expires 2015-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,400 | $49.34 Strike: $40.24 | $118,416.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · derivative · entry 9 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Underlying: Common Stock · 2,400 shares Expires 2015-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 100 | $49.36 | $4,936.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · nonDerivative · entry 8 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 100 | $40.24 | $4,024.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · nonDerivative · entry 7 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,400 | $49.34 | $118,416.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · nonDerivative · entry 6 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,400 | $40.24 | $96,576.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · nonDerivative · entry 5 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,500 | $49.36 | $123,400.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · nonDerivative · entry 4 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $44.76 | $111,900.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · nonDerivative · entry 3 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 2,500 | $49.36 | $123,400.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · nonDerivative · entry 2 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 09, 2005 Filed Sep 7, 2005 00:13 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 2,500 | $40.68 | $101,700.00 |
DisclosureSEC source: 0000319201-05-000117 · edgardoc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 23:44 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $51.35 | $0.00 |
DisclosureSEC source: 0000319201-05-000070 · edgardoc.xml · derivative · entry 2 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2015-08-02 Read SEC document |
| August 02, 2005 Filed Aug 15, 2005 18:38 UTC Amendment | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $51.35 | $0.00 |
DisclosureSEC source: 0000319201-05-000098 · edgardoc.xml · derivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2012-08-02 F1 · derivative.expiration_date: Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| June 01, 2005 Filed Jun 2, 2005 17:59 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,000 | $45.72 | $228,611.00 |
DisclosureSEC source: 0000319201-05-000050 · edgardoc.xml · nonDerivative · entry 1 ELKUS RICHARD J JR · CIK 0000923960 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.