Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AFFILIATED MANAGERS GROUP, INC.AMG · Entity 3556 | Director | March 03, 2020 | March 05, 2020 |
| ICAD INCICAD · Entity 77446 | Director | January 01, 2022 | January 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AFFILIATED MANAGERS GROUP, INC.
Report date March 03, 2020 · Filed March 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 206,589 |
Ending reported balance
After 2020-03-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-03 · Grant · Acquired 11,366 · Balance 210,866 F1: Award granted in January 2017, a portion of which vested and settled following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements. Row 2 · 2020-03-03 · Tax withholding · Disposed 4,277 · Balance 206,589 F2: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the January 2017 award. |
Filing footnotes · ownership attribution and instrument terms
F1: Award granted in January 2017, a portion of which vested and settled following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements.
F2: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the January 2017 award.
ICAD INC
Report date January 01, 2022 · Filed January 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.20 · Expires 2027-01-01 | Direct | 30,000 |
Reported balance
After 2022-01-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-01-01 · Grant · Acquired 30,000 · Balance 30,000 F1: The shares underlying the option vest quarterly over a period of 12 months from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares underlying the option vest quarterly over a period of 12 months from the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2022 Filed Jan 4, 2022 06:17 UTC | ICAD INC ICAD · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $7.20 | $0.00 |
DisclosureSEC source: 0000899243-22-000336 · doc4.xml · derivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2027-01-01 F1 · derivative.exercise_date: The shares underlying the option vest quarterly over a period of 12 months from the grant date. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 06:15 UTC | ICAD INC ICAD · Entity 77446 | PurchaseCommon Stock | 6,900 | $7.24 | $49,956.00 |
DisclosureSEC source: 0000899243-21-047684 · doc4.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As co-manager of Daybreak Investments LLC Disclosed balance after: 183,947 F1 · price: This represents the average transaction price. Read SEC document |
| February 15, 2021 Filed Feb 17, 2021 21:43 UTC | ICAD INC ICAD · Entity 77446 | GrantStock Option · Derivative | 30,000 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0000899243-21-007049 · doc4.xml · derivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2026-02-15 F1 · derivative.exercise_date: The shares underlying the option vest quarterly over a period of 12 months from the grant date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:37 UTC | ICAD INC icad · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 3,050 | $0.00 Strike: $13.20 | $0.00 |
DisclosureSEC source: 0000749660-21-000004 · primary_doc.xml · derivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,050 Underlying: Common Stock · 3,050 shares Expires 2025-12-31 F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant. Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 16:25 UTC | ICAD INC icad · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 3,696 | $0.00 Strike: $8.81 | $0.00 |
DisclosureSEC source: 0000749660-20-000041 · primary_doc.xml · derivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,696 Underlying: Common Stock · 3,696 shares Expires 2025-09-30 F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 14:33 UTC | ICAD INC icad · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 3,271 | $0.00 Strike: $9.99 | $0.00 |
DisclosureSEC source: 0000749660-20-000034 · primary_doc.xml · derivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,271 Underlying: Common Stock · 3,271 shares Expires 2025-06-30 F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 16:47 UTC | ICAD INC icad · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 2,623 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0000749660-20-000021 · primary_doc.xml · derivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,623 Underlying: Common Stock · 2,623 shares Expires 2025-04-01 F1 · derivative.exercise_date: The options are exercisable commencing on the Date of Grant. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:44 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 4,277 | $73.81 | $315,685.37 |
DisclosureSEC source: 0001127602-20-009662 · form4.xml · nonDerivative · entry 2 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,589 F2 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of the January 2017 award. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:44 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantCommon Stock | 11,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009662 · form4.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,866 F1 · shares: Award granted in January 2017, a portion of which vested and settled following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 18:12 UTC | ICAD INC icad · Entity 77446 | ConversionConvertible Debenture · Derivative | 40,000 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0000749660-20-000014 · primary_doc.xml · derivative · entry 4 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As co-manager of Daybreak Invetments LLC Disclosed balance after: 0 Underlying: Common Stock · 4,320 shares Expires 2021-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.underlying_shares: Represents the shares of common stock issuable as pre-make whole conversion shares by dividing the make whole amount under the convertible debenture by the make whole conversion rate as of February 20, 2020 of $9.26 per shares. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 18:12 UTC | ICAD INC icad · Entity 77446 | ConversionConvertible Debenture · Derivative | 400,000 | $0.00 Strike: $4.00 | $0.00 |
DisclosureSEC source: 0000749660-20-000014 · primary_doc.xml · derivative · entry 3 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As co-manager of Daybreak Investments LLC Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2021-12-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.underlying_shares: Represents the shares of common stock issuable upon forced conversion of the outstanding principal amount of the convertible debenture by dividing the outstanding principal amount of the convertible debenture by the conversion rate of $4.00 per share. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 18:12 UTC | ICAD INC icad · Entity 77446 | ConversionCommon Stock | 4,320 | $9.26 | $40,003.20 |
DisclosureSEC source: 0000749660-20-000014 · primary_doc.xml · nonDerivative · entry 2 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As co-manager of Daybreak Investments LLC. Disclosed balance after: 177,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the shares of common stock issuable as pre-make whole conversion shares by dividing the make whole amount under the convertible debenture by the make whole conversion rate as of February 20, 2020 of $9.26 per shares. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 18:12 UTC | ICAD INC icad · Entity 77446 | ConversionCommon Stock | 100,000 | $4.00 | $400,000.00 |
DisclosureSEC source: 0000749660-20-000014 · primary_doc.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · As co-manager of Daybreak Investments LLC Disclosed balance after: 172,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the shares of common stock issuable upon forced conversion of the outstanding principal amount of the convertible debenture by dividing the outstanding principal amount of the convertible debenture by the conversion rate of $4.00 per share. Read SEC document |
| January 12, 2020 Filed Jan 14, 2020 16:52 UTC | ICAD INC ICAD · Entity 77446 | GrantDirector Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $9.02 | $0.00 |
DisclosureSEC source: 0000899243-20-001176 · doc4.xml · derivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2025-01-12 F1 · derivative.exercise_date: The option is exercisable in four equal quarterly installments through the first anniversary of the Date of Grant. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 23:17 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 993 | $83.99 | $83,402.07 |
DisclosureSEC source: 0001127602-20-000872 · form4.xml · nonDerivative · entry 2 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,500 F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards. Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 23:17 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 7,853 | $84.74 | $665,463.22 |
DisclosureSEC source: 0001127602-20-000872 · form4.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,493 F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of previously reported awards. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 21:34 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | SaleCommon Stock | 23,000 | $76.86 | $1,767,780.00 |
DisclosureSEC source: 0001127602-19-027918 · form4.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,346 F1 · price: The sale reflects the weighted average sales price of the shares sold; the individual transaction prices ranged from $76.18 to $77.31. Specific transaction details will be provided to the SEC upon request. Read SEC document |
| February 22, 2019 Filed Feb 22, 2019 22:38 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantEmployee Stock Option (Right to Buy) · Derivative | 53,985 | $122.40 Strike: $122.40 | $6,607,764.00 |
DisclosureSEC source: 0001179110-19-002381 · edgar.xml · derivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,985 Underlying: Common Stock · 53,985 shares Expires 2023-02-03 F1 · derivative.exercise_date: Option awards granted on February 3, 2016, which previously vested and became exercisable in full following the achievement of certain performance conditions previously described in the Company's annual meeting proxy statements. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 22:31 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantCommon Stock | 16,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001549 · edgar.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,346 F1 · shares: The award vests in four equal installments on each of January 1, 2020, 2021, 2022 and 2023. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 23:27 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 624 | $98.23 | $61,295.52 |
DisclosureSEC source: 0001179110-19-000323 · edgar.xml · nonDerivative · entry 6 DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,985 F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 23:27 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 6,447 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000323 · edgar.xml · derivative · entry 7 DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,447 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vested in four equal installments from 2016 to 2019. F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vested in four equal installments from 2016 to 2019. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 23:27 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 8,956 | $97.44 | $872,672.64 |
DisclosureSEC source: 0001179110-19-000323 · edgar.xml · nonDerivative · entry 5 DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,609 F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards. Read SEC document |
| January 01, 2019 Filed Jan 3, 2019 23:27 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 6,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000323 · edgar.xml · nonDerivative · entry 4 DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Jan 3, 2019 23:27 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GiftCommon Stock | 612 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000323 · edgar.xml · nonDerivative · entry 3 DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,118 Read SEC document |
| February 02, 2018 Filed Jan 3, 2019 23:27 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GiftCommon Stock | 5,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000323 · edgar.xml · nonDerivative · entry 2 DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| February 02, 2018 Filed Jan 3, 2019 23:27 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GiftCommon Stock | 9,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000323 · edgar.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,730 Read SEC document |
| January 30, 2018 Filed Feb 2, 2018 00:01 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantCommon Stock | 9,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-001391 · edgar.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,719 F1 · shares: The award vests in four equal installments on each of January 1, 2019, 2020, 2021 and 2022. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 23:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 9,835 | $205.25 | $2,018,633.75 |
DisclosureSEC source: 0001179110-18-000409 · edgar.xml · nonDerivative · entry 3 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,247 F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 10,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000409 · edgar.xml · derivative · entry 8 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Reflects a portion of an award previously reported in December 2013, which vests in four equal installments from 2018 to 2021. F3 · derivative.expiration_date: Reflects a portion of an award previously reported in December 2013, which vests in four equal installments from 2018 to 2021. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 6,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000409 · edgar.xml · derivative · entry 7 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,447 Underlying: Common Stock · 6,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019. F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 10,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000409 · edgar.xml · nonDerivative · entry 2 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 6,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000409 · edgar.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2017 Filed Jan 3, 2018 23:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GiftCommon Stock | 5,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000409 · edgar.xml · nonDerivative · entry 6 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 5,011 Read SEC document |
| November 09, 2017 Filed Jan 3, 2018 23:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GiftCommon Stock | 1,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000409 · edgar.xml · nonDerivative · entry 5 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 10,423 Read SEC document |
| August 03, 2017 Filed Jan 3, 2018 23:35 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GiftCommon Stock | 2,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-000409 · edgar.xml · nonDerivative · entry 4 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 11,505 Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:37 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 90,000 | $99.66 Strike: $99.66 | $8,969,400.00 |
DisclosureSEC source: 0001179110-17-007620 · edgar.xml · derivative · entry 4 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,000 shares Expires 2018-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:37 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 72,410 | $151.08 | $10,939,702.80 |
DisclosureSEC source: 0001179110-17-007620 · edgar.xml · nonDerivative · entry 2 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,561 Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:37 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 90,000 | $99.66 | $8,969,400.00 |
DisclosureSEC source: 0001179110-17-007620 · edgar.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed May 19, 2017 20:37 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GiftCommon Stock | 5,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-007620 · edgar.xml · nonDerivative · entry 3 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 14,252 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:03 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $95.82 Strike: $95.82 | $7,186,500.00 |
DisclosureSEC source: 0001179110-17-002272 · edgar.xml · derivative · entry 4 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2017-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:03 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 57,341 | $163.86 | $9,395,896.26 |
DisclosureSEC source: 0001179110-17-002272 · edgar.xml · nonDerivative · entry 2 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,971 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 22:03 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 75,000 | $95.82 | $7,186,500.00 |
DisclosureSEC source: 0001179110-17-002272 · edgar.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:41 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | GrantCommon Stock | 23,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001520 · edgar.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,312 F1 · shares: The award vests in four equal installments on each of January 1, 2018, 2019, 2020 and 2021. Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 22:43 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 10,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000105 · edgar.xml · derivative · entry 8 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,075 Underlying: Common Stock · 10,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Reflects the vesting of a portion of an award previously reported in December 2013. The remaining portion is subject to vesting from 2018 to 2021. F4 · derivative.expiration_date: Reflects the vesting of a portion of an award previously reported in December 2013. The remaining portion is subject to vesting from 2018 to 2021. Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 22:43 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Tax withholdingCommon Stock | 13,214 | $145.30 | $1,919,994.20 |
DisclosureSEC source: 0001179110-17-000105 · edgar.xml · nonDerivative · entry 4 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,585 F1 · shares: Reflects the automatic surrender of shares of common stock to the Company to satisfy tax withholding obligations related to the vesting of certain previously reported awards. Read SEC document |
| January 02, 2017 Filed Jan 3, 2017 22:43 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 10,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000105 · edgar.xml · nonDerivative · entry 3 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:43 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 6,446 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000105 · edgar.xml · derivative · entry 7 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,893 Underlying: Common Stock · 6,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019. F3 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2015. Award vests in four equal installments from 2016 to 2019. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:43 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionStock Units · Derivative | 5,571 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000105 · edgar.xml · derivative · entry 6 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,571 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Reflects the vesting of an award previously reported in January 2014. Award vests in four equal installments from 2014 to 2017. F2 · derivative.expiration_date: Reflects the vesting of an award previously reported in January 2014. Award vests in four equal installments from 2014 to 2017. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:43 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 6,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000105 · edgar.xml · nonDerivative · entry 2 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:43 UTC | AFFILIATED MANAGERS GROUP, INC. AMG · Entity 3556 | Exercise / conversionCommon Stock | 5,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000105 · edgar.xml · nonDerivative · entry 1 DALTON NATHANIEL · CIK 0001201030 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.