Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Corporate Vice President | December 31, 2021 | January 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHROP GRUMMAN CORP /DE/
Report date December 31, 2021 · Filed January 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,843.1 |
Ending reported balance
After 2021-12-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-12-31 · Exercise / conversion · Acquired 1,414 · Balance 15,288.1 F1: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021. Row 2 · 2021-12-31 · Tax withholding · Disposed 445 · Balance 14,843.1 |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 9,112 |
Reported balance
After 2021-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-12-31 · Exercise / conversion · Disposed 1,414 · Balance 9,112 F2: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021.
F2: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Northrop Grumman Innovation Systems, Inc.
Report date June 06, 2018 · Filed June 08, 2018
Section 16 reporting ended · disclosed 2018-06-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-06-06 transaction · row 7
4 source rows · reconciled sequenceRow 1 · 2018-06-06 · Disposition to issuer · Disposed 5,038 · Balance 44,554 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger"). Row 2 · 2018-06-06 · Disposition to issuer · Disposed 44,554 · Balance 0 F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes. Row 6 · 2018-06-06 · Grant · Acquired 7,784 · Balance 7,784 F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes. Row 7 · 2018-06-06 · Disposition to issuer · Disposed 7,784 · Balance 0 F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2018-06-06 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-06-06 · Disposition to issuer · Disposed 19,000 · Balance 0 F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy Family Trust | 0 |
Reported balance
After 2018-06-06 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2018-06-06 · Disposition to issuer · Disposed 184 · Balance 0 F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy Spousal Trust | 0 |
Reported balance
After 2018-06-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2018-06-06 · Disposition to issuer · Disposed 631 · Balance 0 F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.25 · Expires 2022-03-06 | Direct | 0 |
Reported balance
After 2018-06-06 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-06-06 · Disposition to issuer · Disposed 7,597 · Balance 0 F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.40 · Expires 2023-03-05 | Direct | 0 |
Reported balance
After 2018-06-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-06-06 · Disposition to issuer · Disposed 6,094 · Balance 0 F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.65 · Expires 2024-03-11 | Direct | 0 |
Reported balance
After 2018-06-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-06-06 · Disposition to issuer · Disposed 2,764 · Balance 0 F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.06 · Expires 2025-03-10 | Direct | 0 |
Reported balance
After 2018-06-06 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-06-06 · Disposition to issuer · Disposed 11,209 · Balance 0 F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.43 · Expires 2026-03-17 | Direct | 0 |
Reported balance
After 2018-06-06 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-06-06 · Disposition to issuer · Disposed 11,203 · Balance 0 F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $93.51 · Expires 2027-02-27 | Direct | 0 |
Reported balance
After 2018-06-06 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-06-06 · Disposition to issuer · Disposed 10,216 · Balance 0 F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger").
F2: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes.
F3: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes.
F4: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2021 Filed Jan 4, 2022 21:10 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 1,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000175 · wf-form4_164133062707591.xml · derivative · entry 3 Larson Blake E · CIK 0001313857 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,112 Underlying: Common Stock · 1,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021. F2 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:10 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 445 | $387.07 | $172,246.15 |
DisclosureSEC source: 0001628280-22-000175 · wf-form4_164133062707591.xml · nonDerivative · entry 2 Larson Blake E · CIK 0001313857 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,843.1 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:10 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 1,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-000175 · wf-form4_164133062707591.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,288.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/12/2020 that vested on 12/31/2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:37 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 1,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-019570 · wf-form4_163337986322665.xml · derivative · entry 3 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,526 Underlying: Common Stock · 1,824 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/16/2021 that vested on 9/30/2021. F2 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/16/2021 that vested on 9/30/2021. Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:37 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 823 | $360.15 | $296,403.45 |
DisclosureSEC source: 0001628280-21-019570 · wf-form4_163337986322665.xml · nonDerivative · entry 2 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,874.1 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 20:37 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 1,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-019570 · wf-form4_163337986322665.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,697.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan on 2/16/2021 that vested on 9/30/2021. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 2,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-012332 · wf-form4_162387512092755.xml · derivative · entry 3 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,350 Underlying: Common Stock · 2,831 shares Expires not disclosed F3 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 6/13/2018 that vested on 6/14/2021. F3 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F2 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 6/13/2018 that vested on 6/14/2021. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,221 | $372.23 | $454,492.83 |
DisclosureSEC source: 0001628280-21-012332 · wf-form4_162387512092755.xml · nonDerivative · entry 2 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,873.1 F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (June 13, 2021) fell on a weekend, the award shares vested on June 14, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on June 14, 2021. The shares will be distributed into the participant's account on June 15, 2021. Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 2,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-012332 · wf-form4_162387512092755.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,094.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: In accordance with the terms of the 2011 Long-Term Incentive Stock Plan ("LTISP"), because the third anniversary of the grant (June 13, 2021) fell on a weekend, the award shares vested on June 14, 2021, the next business day. The vested award shares were valued based on the Company's closing stock price on June 14, 2021. The shares will be distributed into the participant's account on June 15, 2021. F2 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the LTISP on 6/13/2018 that vested on 6/14/2021. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 5,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003092 · doc4.xml · derivative · entry 5 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,181 Underlying: Common Stock · 5,108 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21. 1,824 of the RSRs will vest on 9/30/21 and 3,284 will vest on 2/16/24. F2 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21. 1,824 of the RSRs will vest on 9/30/21 and 3,284 will vest on 2/16/24. F2 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/16/21. 1,824 of the RSRs will vest on 9/30/21 and 3,284 will vest on 2/16/24. Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Performance Stock Rights · Derivative | 6,974.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003092 · doc4.xml · derivative · entry 4 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,980 Underlying: Common Stock · 6,974.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 7,555.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003092 · doc4.xml · derivative · entry 3 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,954.1 Underlying: Common Stock · 7,555.1 shares Expires not disclosed F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003092 · doc4.xml · nonDerivative · entry 2 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,263.1 Read SEC document |
| February 16, 2021 Filed Feb 19, 2021 01:42 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 6,974.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003092 · doc4.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,963.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Mar 1, 2021 13:45 UTC Amendment | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 7,555.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003988 · doc4a.xml · derivative · entry 1 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,954.1 Underlying: Common Stock · 7,555.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period"). F2 · shares: The RSPRs acquired include (i) 332.1 vested RPSRs with respect to the measurement period ended 12/31/20 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 6/13/18 that resulted in settlement at 105% of the target award; and (ii) 7,223 unvested RPSRs granted under the LTISP on 2/16/21 with a measurement period ending on 12/31/23. A total of 6,974.1 shares were issued in settlement of the 2018 RPSRs with a measurement period that ended 12/31/20, and the target award amount of 6,642 RPSRs was previously reported in connection with the grant of the 2018 RPSRs. F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period"). F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant valuation of performance measurement period ("measurement period"). Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 3,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002415 · doc4.xml · derivative · entry 2 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,073 Underlying: Common Stock · 3,959 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23. F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23. F4 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/12/20. 1,414 of the RSRs will vest on 12/31/21 and 2,515 will vest on 2/12/23. F5 · balance_after: Total amount includes 2,545 RSRs granted under the LTISP on 2/12/20 that will vest on 2/13/23; 1,414 RSRs granted under the LTISP on 2/12/20 that will vest on 12/31/21; 3,283 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; and 2,831 RSRs granted under the LTISP on 6/13/18 that will vest on 6/13/21. Read SEC document |
| February 12, 2020 Filed Feb 15, 2020 00:26 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 6,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002415 · doc4.xml · derivative · entry 1 Larson Blake E · CIK 0001313857 · CVP & Pres, Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,399 Underlying: Common Stock · 6,009 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · shares: These unvested RPSRs were granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 with a measurement period ending on 12/31/22. F1 · derivative.exercise_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · balance_after: Total amount includes 6,009 RPSRs granted on 2/12/20 with a measurement period ending on 12/31/22; 7,748 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,642 RPSRs granted on 6/13/18 with a measurement period ending on 12/31/20. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:15 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 5,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000266 · doc4.xml · derivative · entry 3 Larson Blake E · CIK 0001313857 · CVP & Pres, NG Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,114 Underlying: Common Stock · 5,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 6/13/18 that vested on 12/31/19. F3 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 6/13/18 that vested on 12/31/19. F4 · balance_after: Total amount includes 2,831 RSRs granted under the LTISP on 6/13/18 that will vest on 6/13/21; and 3,283 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:15 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 2,112 | $343.97 | $726,464.64 |
DisclosureSEC source: 0001225208-20-000266 · doc4.xml · nonDerivative · entry 2 Larson Blake E · CIK 0001313857 · CVP & Pres, NG Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,989 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:15 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 5,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000266 · doc4.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · CVP & Pres, NG Space Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 6/13/18 that vested on 12/31/19. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 3,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002772 · doc4.xml · derivative · entry 2 Larson Blake E · CIK 0001313857 · Corp VP & Pres, NGIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,619 Underlying: Common Stock · 3,283 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F4 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F4 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. The RSRs were granted under the LTISP on 2/13/19 and will vest on 2/13/22. F5 · balance_after: Total amount includes 3,283 RSRs granted under the LTISP on 2/13/19 that will vest on 2/13/22; 2,831 RSRs granted under the LTISP on 6/13/18 that will vest on 6/13/21; and 5,505 RSRs granted under the LTISP on 6/13/18 that will vest on 12/31/19. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:25 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 7,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002772 · doc4.xml · derivative · entry 1 Larson Blake E · CIK 0001313857 · Corp VP & Pres, NGIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,390 Underlying: Common Stock · 7,748 shares Expires not disclosed F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · shares: The RPSRs acquired include 7,748 unvested RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 with a measurement period ending on 12/31/21. F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F3 · balance_after: Total amount includes 7,748 RPSRs granted on 2/13/19 with a measurement period ending on 12/31/21; and 6,642 RPSRs granted on 6/13/18 with a measurement period ending on 12/31/20. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:00 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionRestricted Stock Rights · Derivative | 5,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000450 · doc4.xml · derivative · entry 3 Larson Blake E · CIK 0001313857 · Corp VP & Pres, NGIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,336 Underlying: Common Stock · 5,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 6/13/18 that vested on 12/31/18. F3 · derivative.exercise_date: Each RSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F1 · derivative.expiration_date: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 6/13/18 that vested on 12/31/18. F4 · balance_after: Total amount includes 2,831 RSRs granted under the LTISP on 6/13/18 that will vest on 6/13/21 and 5,505 RSRs granted under the LTISP on 6/13/18 that will vest on 12/31/19. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:00 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Tax withholdingCommon Stock | 1,909 | $244.90 | $467,514.10 |
DisclosureSEC source: 0001225208-19-000450 · doc4.xml · nonDerivative · entry 2 Larson Blake E · CIK 0001313857 · Corp VP & Pres, NGIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,596 F2 · shares: Shares surrendered to issuer in payment of tax liability in connection with vesting of RSRs in accordance with Rule 16b-3(e). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:00 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | Exercise / conversionCommon Stock | 5,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000450 · doc4.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · Corp VP & Pres, NGIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares issued upon vesting of Restricted Stock Rights ("RSRs") granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 6/13/18 that vested on 12/31/18. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 21:33 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Stock Rights · Derivative | 13,841 | $327.82 | $4,537,356.62 |
DisclosureSEC source: 0001225208-18-010717 · doc4.xml · derivative · entry 2 Larson Blake E · CIK 0001313857 · Vice President · Corp VP & Pres, NGIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,841 Underlying: Common Stock · 13,841 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F3 · derivative.exercise_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F3 · derivative.expiration_date: Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock. F4 · balance_after: Total amount acquired include (i) 2,831 RSRs granted under the LTISP on 6/13/18 that will vest on 6/31/21; (ii) 5,505 RSRs granted under the LTISP on 6/13/18 that will vest on 12/31/18; and (iii) 5,505 RSRs granted under the LTISP on 6/13/18 that will vest on 12/31/19. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 21:33 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantRestricted Performance Stock Rights · Derivative | 6,642 | $327.82 | $2,177,380.44 |
DisclosureSEC source: 0001225208-18-010717 · doc4.xml · derivative · entry 1 Larson Blake E · CIK 0001313857 · Vice President · Corp VP & Pres, NGIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,642 Underlying: Common Stock · 6,642 shares Expires not disclosed F1 · derivative.exercise_price: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F2 · shares: The RPSRs were granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 6/13/18 with a measurement period ending on 12/31/20. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.exercise_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). F1 · derivative.expiration_date: Each RPSR represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the application performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d). Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 10,216 | Not disclosed Strike: $93.51 | Not disclosed |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · derivative · entry 13 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,216 shares Expires 2027-02-27 F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 11,203 | Not disclosed Strike: $79.43 | Not disclosed |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · derivative · entry 12 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,203 shares Expires 2026-03-17 F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 11,209 | Not disclosed Strike: $72.06 | Not disclosed |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · derivative · entry 11 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,209 shares Expires 2025-03-10 F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 2,764 | Not disclosed Strike: $61.65 | Not disclosed |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · derivative · entry 10 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,764 shares Expires 2024-03-11 F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 6,094 | Not disclosed Strike: $30.40 | Not disclosed |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · derivative · entry 9 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,094 shares Expires 2023-03-05 F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 7,597 | Not disclosed Strike: $26.25 | Not disclosed |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · derivative · entry 8 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,597 shares Expires 2022-03-06 F4 · price: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, effective as of the effective time of the Merger, outstanding options, whether vested or not, became fully vested in accordance with the terms of the Merger Agreement and were canceled in exchange for a cash payment equal to the number of shares of Company common stock underlying the vested options multiplied by the excess of the per share merger consideration of $134.50 over the per share exercise price, less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerCommon Stock | 7,784 | $134.50 | $1,046,948.00 |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · nonDerivative · entry 7 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes. F3 · price: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | GrantCommon Stock | 7,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · nonDerivative · entry 6 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,784 F3 · kind: Pursuant to the Merger Agreement, outstanding performance shares became fully vested immediately prior to the effective time of the Merger in accordance with the terms of the Merger Agreement, subject to pro-ration in accordance with the Merger Agreement, and were deemed vested and then converted into the right to receive a cash payment equal to the number of shares of Company common stock underlying the vested performance shares, multiplied by the per share merger consideration of $134.50, less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerCommon Stock | 184 | $134.50 | $24,748.00 |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · nonDerivative · entry 5 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerCommon Stock | 631 | $134.50 | $84,869.50 |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · nonDerivative · entry 4 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spousal Trust Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerCommon Stock | 19,000 | $134.50 | $2,555,500.00 |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · nonDerivative · entry 3 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerCommon Stock | 44,554 | $134.50 | $5,992,513.00 |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · nonDerivative · entry 2 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, effective as of immediately prior to the effective time of the Merger, these shares of Company common stock were converted into the right to receive a cash payment equal to the per share merger consideration of $134.50. The amount shown above represents the gross payment, but the actual payment will be less any applicable withholding for taxes. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 15:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Disposition to issuerCommon Stock | 5,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-039163 · a4.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · Former Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,554 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017 (the "Merger Agreement"), among Northrop Grumman Innovation Systems, Inc. (formerly known as Orbital ATK, Inc.) (the "Company"), Northrop Grumman Corporation and Neptune Merger, Inc., a wholly owned subsidiary of Northrop Grumman Corporation ("Sub"), and as a result of pro-ration in accordance with the Restricted Stock Award Agreement under the Company's 2015 Stock Incentive Plan for restricted stock grants in the year ended December 31, 2018, these shares of Company common stock were forfeited effective as of immediately prior to the effective time of the merger of the Company and Sub (the "Merger"). Read SEC document |
| March 17, 2018 Filed Mar 19, 2018 19:46 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Tax withholdingCommon Stock | 871 | $131.90 | $114,884.90 |
DisclosureSEC source: 0001140361-18-014155 · doc1.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,592 F1 · kind: Shares withheld to pay taxes applicable to the vesting of restricted stock. F2 · balance_after: 11,183 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 15:22 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Tax withholdingCommon Stock | 960 | $132.31 | $127,017.60 |
DisclosureSEC source: 0001140361-18-013214 · doc1.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,463 F1 · kind: Shares withheld to pay taxes applicable to the vesting of restricted stock. F2 · balance_after: 13,113 of these shares are subject to certain restrictions including possible forfeiture under the Orbital ATK, Inc. 2015 Stock Incentive Plan. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 13:53 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Tax withholdingCommon Stock | 804 | $131.65 | $105,846.60 |
DisclosureSEC source: 0001140361-18-011158 · doc1.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,423 F1 · kind: Shares withheld to pay taxes applicable to the vesting of restricted stock. F2 · balance_after: 15,241 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 17:40 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Tax withholdingCommon Stock | 3,175 | $131.80 | $418,465.00 |
DisclosureSEC source: 0001140361-18-009930 · doc1.xml · nonDerivative · entry 2 Larson Blake E · CIK 0001313857 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,227 F1 · kind: Shares acquired represent payment of a performance share award (PSA) under the Issuer's 2005 Stock Incentive Plan, and shares disposed represent shares withheld from the PSA to pay withholding taxes. F2 · balance_after: 17,023 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 17:40 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | GrantCommon Stock | 9,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009930 · doc1.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,402 F1 · kind: Shares acquired represent payment of a performance share award (PSA) under the Issuer's 2005 Stock Incentive Plan, and shares disposed represent shares withheld from the PSA to pay withholding taxes. F2 · balance_after: 17,023 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 18:22 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | GrantCommon Stock | 5,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-005401 · doc1.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,851 F1 · balance_after: 17,023 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 19:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Exercise / conversionRestricted Stock Units · Derivative | 4,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-021117 · a4.xml · derivative · entry 6 Larson Blake E · CIK 0001313857 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,053 shares Expires 2017-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units converted into common stock on a one-for-one basis at the end of the three-fiscal-year period. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 19:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Tax withholdingCommon Stock | 1,333 | $98.00 | $130,634.00 |
DisclosureSEC source: 0001104659-17-021117 · a4.xml · nonDerivative · entry 2 Larson Blake E · CIK 0001313857 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,164 F3 · kind: Shares withheld to pay taxes applicable to the vesting of Restricted Stock Units. F2 · balance_after: 11,336 of these shares are subject to certain restrictions including possible forfeiture under the Issuer's stock incentive plans. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 19:41 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Exercise / conversionCommon Stock | 4,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-021117 · a4.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock Units converted into common stock on a one-for-one basis at the end of the three-fiscal-year period. F2 · balance_after: 11,336 of these shares are subject to certain restrictions including possible forfeiture under the Issuer's stock incentive plans. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 13:10 UTC | Northrop Grumman Innovation Systems, Inc. OA · Entity 165900 | Tax withholdingCommon Stock | 639 | $102.11 | $65,248.29 |
DisclosureSEC source: 0001104659-17-018258 · a4.xml · nonDerivative · entry 1 Larson Blake E · CIK 0001313857 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,444 F1 · kind: Shares withheld to pay taxes applicable to the vesting of restricted stock. F2 · balance_after: 11,336 of these shares are subject to certain restrictions including possible forfeiture under Orbital ATK, Inc.'s stock incentive plans. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.