Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NETFLIX INCNFLX · Entity 403 | Director | May 03, 2010 | May 04, 2010 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NETFLIX INC
Report date May 03, 2010 · Filed May 04, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $101.99 · Expires 2020-05-03 | Direct | 490 |
Reported balance
After 2010-05-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2010-05-03 · Grant · Acquired 490 · Balance 490 |
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Itron Networked Solutions, Inc.
Report date January 05, 2018 · Filed January 09, 2018
Jointly reported with ELMORE WILLIAM B, HOLLAND PAUL R, KOONTZ PAUL G, Moldow Charles, Vassallo Steven
Section 16 reporting ended · disclosed 2018-01-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital IV, L.P. | 0 |
Reported balance
After 2018-01-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-01-05 · Other · Disposed 10,307,012 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital, LLC | 0 |
Reported balance
After 2018-01-05 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-01-05 · Other · Disposed 686 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F3: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. IV, LLC and Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC, Foundation Capital IV Principals Fund, LLC, Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Koontz Revocable Trust U/A/D 6/29/1998 | 0 |
Reported balance
After 2018-01-05 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-01-05 · Other · Disposed 6,077 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F4: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Holland/Yates Family Trust dtd 7/23/1999 | 0 |
Reported balance
After 2018-01-05 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2018-01-05 · Other · Disposed 22,595 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F5: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy The Holland Children?s Trust | 0 |
Reported balance
After 2018-01-05 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2018-01-05 · Other · Disposed 3,700 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F6: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Michael N. & Mary G. Schuh 1990 Family Trust | 0 |
Reported balance
After 2018-01-05 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2018-01-05 · Other · Disposed 10,984 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F7: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Vassallo Family Revocable Trust dated 7/15/02 | 0 |
Reported balance
After 2018-01-05 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2018-01-05 · Other · Disposed 23,745 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F8: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Moldow Family Trust dated 11/11/2003 | 0 |
Reported balance
After 2018-01-05 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2018-01-05 · Other · Disposed 26,277 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F9: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy The Moldow 2008 Children?s Trust | 0 |
Reported balance
After 2018-01-05 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2018-01-05 · Other · Disposed 3,305 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F10: The shares were held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy William B Elmore Revocable Trust | 0 |
Reported balance
After 2018-01-05 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2018-01-05 · Other · Disposed 24,468 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F11: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Elmore Family Investments B, LP | 0 |
Reported balance
After 2018-01-05 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2018-01-05 · Other · Disposed 4,422 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F12: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: FC IV Active Advisors Fund, LLC | 0 |
Reported balance
After 2018-01-05 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2018-01-05 · Other · Disposed 84,866 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy: Foundation Capital IV Principals Fund, LLC | 0 |
Reported balance
After 2018-01-05 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2018-01-05 · Other · Disposed 91,204 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share. F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 17, 2017, by and among the Issuer, Itron, Inc. and Ivory Merger Sub, Inc. (the "Merger Agreement") in exchange for cash consideration of $16.25 per share.
F2: Foundation Capital Management Co. IV, LLC is the general partner of Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland and Warren M. Weiss are managing members of Foundation Capital Management Co. IV, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC and Foundation Capital IV Principals Fund, LLC. Warren M. Weiss is a director of the Issuer and, accordingly, files separate Section 16 reports. Each of the managing members of Foundation Capital Management Co. IV, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F3: Paul R. Holland, Warren M. Weiss, Charles Moldow and Steve Vassallo are managers of Foundation Capital, LLC. Foundation Capital, LLC is under common control with Foundation Capital Management Co. IV, LLC and Foundation Capital Management Co. VI, LLC. As such, each of the managers may be deemed to share voting and investment power over the shares owned by Foundation Capital IV, L.P., FC IV Active Advisors Fund, LLC, Foundation Capital IV Principals Fund, LLC, Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managers disclaim beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F4: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
F5: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
F6: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
F7: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.
F8: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein.
F9: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.
F10: The shares were held by The Moldow 2008 Children's Trust (the "Moldow Children's Trust"). Charles Moldow is a trustee of the Moldow Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Children's Trust except to the extent of his proportionate pecuniary interest therein.
F11: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
F12: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
Sunrun Inc.
Report date August 24, 2017 · Filed August 25, 2017
Jointly reported with Foundation Capital Management Co. VI, LLC, Foundation Capital VI Principals Fund, LLC, FOUNDATION CAPITAL VI LP, Foundation Capital, LLC, ELMORE WILLIAM B, HOLLAND PAUL R, KOONTZ PAUL G, Moldow Charles, Weiss Warren M
Section 16 reporting ended · disclosed 2017-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital VI, L.P. | 9,741,468 |
Reported balance
After 2017-08-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-08-24 · Other · Disposed 1,100,000 · Balance 9,741,468 F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on August 24, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. |
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital Management Co. VI, L.L.C. | 0 |
Last balance in matching sequence
After 2017-08-24 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2017-08-24 · Other · Acquired 283,250 · Balance 283,250 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. Row 3 · 2017-08-24 · Other · Disposed 283,250 · Balance 0 F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on August 24, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016. F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. |
| Common StockSEC Table I · non-derivative | IndirectBy Elmore Family Investments B, LP | 53,492 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 53,492 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F4: The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy The Holland Childrens Trust | 13,656 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 13,656 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F5: The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Holland/Yates Family Trust dtd 7/23/1999 | 59,989 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 59,989 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F6: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Koontz Revocable Trust U/A/D 6/29/1998 | 21,879 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 21,879 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F7: The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Michael N. & Mary G. Schuh 1990 Family Trust | 43,561 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 43,561 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F8: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Warren M. Weiss Trust UA dated 7/20/2005 | 104,169 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 104,169 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F9: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Ally L. Weiss GST Exempt Trust | 17,418 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 17,418 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F10: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Shane T. Weiss GST Exempt Trust | 17,418 |
Reported balance
Holding disclosure · report date 2017-08-24 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 17,418 F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports. F11: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital VI, L.P. effected following the close of the trading market on August 24, 2017 without consideration to its limited partners and its general partner, Foundation Capital Management Co. VI, L.L.C. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
F2: Foundation Capital Management Co. VI, L.L.C. ("FCM VI") is the sole general partner and manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC, respectively, and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of FCM VI, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. Mr. Vassallo is a member of the Board of Directors of the Issuer and, accordingly, files separate Section 16 reports.
F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Foundation Capital Management Co. VI, L.L.C. effected following the close of the trading market on August 24, 2017 without consideration to its members. Transaction pursuant to a 10b5-1 Plan dated May 31, 2016.
F4: The shares are held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
F5: The shares are held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
F6: The shares are held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
F7: The shares are held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
F8: The shares are held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein.
F9: The shares are held by The Warren M. Weiss Trust UA dated 7/20/2005 (the "Weiss Trust"). Warren M. Weiss is a trustee of the Weiss Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Weiss Trust except to the extent of his proportionate pecuniary interest therein.
F10: The shares are held by the ALLY L. WEISS GST EXEMPT TRUST (the "ALLY Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the ALLY Trust except to the extent of his proportionate pecuniary interest therein.
F11: The shares are held by the SHANE T. WEISS GST EXEMPT TRUST (the "SHANE Trust"), a trust controlled by or for the benefit of one or more of Warren M. Weiss' family members. The Reporting Person disclaims beneficial ownership of the shares held by the SHANE Trust except to the extent of his proportionate pecuniary interest therein.
TUBEMOGUL INC
Report date December 19, 2016 · Filed December 21, 2016
Jointly reported with Foundation Capital Management Co. VI, LLC, FOUNDATION CAPITAL VI LP, Foundation Capital VI Principals Fund, LLC, Foundation Capital, LLC, HOLLAND PAUL R, KOONTZ PAUL G, ELMORE WILLIAM B, Weiss Warren M, Moldow Charles
Section 16 reporting ended · disclosed 2016-12-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Foundation Capital VI, L.P. | 0 |
Reported balance
After 2016-12-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-12-19 · Other · Disposed 5,848,097 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F2: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Holland/Yates Family Trust dtd 7/23/1999 | 0 |
Reported balance
After 2016-12-19 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-12-19 · Other · Disposed 29,117 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F3: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy The Holland Childrens Trust | 0 |
Reported balance
After 2016-12-19 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-12-19 · Other · Disposed 4,435 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F4: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Koontz Revocable Trust U/A/D 6/29/1998 | 0 |
Reported balance
After 2016-12-19 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2016-12-19 · Other · Disposed 7,110 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F5: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Michael N. & Mary G. Schuh 1990 Family Trust | 0 |
Reported balance
After 2016-12-19 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2016-12-19 · Other · Disposed 14,905 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F6: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein |
| Common StockSEC Table I · non-derivative | IndirectBy William B. Elmore Gift Fund | 0 |
Reported balance
After 2016-12-19 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2016-12-19 · Other · Disposed 9,072 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. |
| Common StockSEC Table I · non-derivative | IndirectBy William B. Elmore Revocable Trust | 0 |
Reported balance
After 2016-12-19 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2016-12-19 · Other · Disposed 13,749 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F7: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Elmore Family Investments B, LP | 0 |
Reported balance
After 2016-12-19 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2016-12-19 · Other · Disposed 24,690 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F8: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Vassallo Family Revocable Trust dated 7/15/02 | 0 |
Reported balance
After 2016-12-19 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2016-12-19 · Other · Disposed 12,975 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F9: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Moldow Family Trust dated 11/11/2003 | 0 |
Reported balance
After 2016-12-19 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2016-12-19 · Other · Disposed 4,440 · Balance 0 F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. F10: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.
F2: Foundation Capital Management Co. VI, L.L.C. is the sole general partner of Foundation Capital VI, L.P. and the sole manager of Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, L.L.C., and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, L.L.C. disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.
F3: The shares were held by the Holland/Yates Family Trust dtd 7/23/1999 (the "Holland Family Trust"). Paul R. Holland is a trustee of the Holland Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Family Trust except to the extent of his proportionate pecuniary interest therein.
F4: The shares were held by The Holland Children's Trust (the "Holland Children's Trust"). Paul R. Holland is a trustee of the Holland Children's Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Holland Children's Trust except to the extent of his proportionate pecuniary interest therein.
F5: The shares were held by the Koontz Revocable Trust U/A/D 6/29/1998 (the "Koontz Trust"). Paul G. Koontz is a trustee of the Koontz Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Koontz Trust except to the extent of his proportionate pecuniary interest therein.
F6: The shares were held by the Michael N. & Mary G. Schuh 1990 Family Trust (the "Schuh Trust"). Michael N. Schuh is a trustee of the Schuh Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Schuh Trust except to the extent of his proportionate pecuniary interest therein
F7: The shares were held by the William B. Elmore Revocable Trust (the "Elmore Trust"). William B. Elmore is a trustee of the Elmore Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Trust except to the extent of his proportionate pecuniary interest therein.
F8: The shares were held by Elmore Family Investments B, LP (the "Elmore Partnership"). William B. Elmore is a general partner of the Elmore Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Elmore Partnership except to the extent of his proportionate pecuniary interest therein.
F9: The shares were held by the Vassallo Family Revocable Trust dated 7/15/02 (the "Vassallo Trust"). Steve P. Vassallo is a trustee of the Vassallo Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Vassallo Trust except to the extent of his proportionate pecuniary interest therein.
F10: The shares were held by the Moldow Family Trust dated 11/11/2003 (the "Moldow Family Trust"). Charles Moldow is a trustee of the Moldow Family Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Moldow Family Trust except to the extent of his proportionate pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2006 Filed Mar 3, 2006 21:37 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,490 | $0.00 Strike: $26.85 | $0.00 |
DisclosureSEC source: 0001219053-06-000045 · edgardoc.xml · derivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,490 Underlying: Common Stock · 1,490 shares Expires 2016-03-01 Read SEC document |
| February 01, 2006 Filed Feb 3, 2006 22:22 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,475 | $0.00 Strike: $27.11 | $0.00 |
DisclosureSEC source: 0001219053-06-000029 · edgardoc.xml · derivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,475 Underlying: Common Stock · 1,475 shares Expires 2016-02-01 Read SEC document |
| January 03, 2006 Filed Jan 4, 2006 22:04 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,536 | $0.00 Strike: $26.05 | $0.00 |
DisclosureSEC source: 0001219053-06-000008 · edgardoc.xml · derivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536 Underlying: Common Stock · 1,536 shares Expires 2016-01-03 Read SEC document |
| December 01, 2005 Filed Dec 2, 2005 21:51 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,475 | $0.00 Strike: $27.11 | $0.00 |
DisclosureSEC source: 0001219053-05-000169 · edgardoc.xml · derivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,475 Underlying: Common Stock · 1,475 shares Expires 2015-12-01 Read SEC document |
| November 01, 2005 Filed Nov 2, 2005 21:49 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,558 | $0.00 Strike: $25.68 | $0.00 |
DisclosureSEC source: 0001219053-05-000149 · edgardoc.xml · derivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 1,558 shares Expires 2015-11-01 Read SEC document |
| October 03, 2005 Filed Oct 4, 2005 21:05 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,502 | $0.00 Strike: $26.64 | $0.00 |
DisclosureSEC source: 0001219053-05-000131 · edgardoc.xml · derivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,502 Underlying: Common Stock · 1,502 shares Expires 2015-10-03 Read SEC document |
| September 01, 2005 Filed Sep 1, 2005 22:22 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,866 | $0.00 Strike: $21.45 | $0.00 |
DisclosureSEC source: 0001219053-05-000122 · edgardoc.xml · derivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,866 Underlying: Common Stock · 1,866 shares Expires 2015-09-01 Read SEC document |
| August 01, 2005 Filed Aug 2, 2005 21:33 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,066 | $0.00 Strike: $19.34 | $0.00 |
DisclosureSEC source: 0001219053-05-000108 · edgardoc.xml · derivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066 Underlying: Common Stock · 2,066 shares Expires 2015-08-01 Read SEC document |
| July 01, 2005 Filed Jul 5, 2005 21:56 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,415 | $0.00 Strike: $16.55 | $0.00 |
DisclosureSEC source: 0001219053-05-000091 · edgardoc.xml · derivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,415 Underlying: Common Stock · 2,415 shares Expires 2015-07-01 Read SEC document |
| July 19, 2004 Filed Jul 20, 2004 18:56 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 1,299 | $20.45 | $26,563.90 |
DisclosureSEC source: 0001181431-04-036149 · rrd48442.xml · nonDerivative · entry 2 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Capital Leadership Principals Fund, LLC Disclosed balance after: 10,779 F1 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the general partner of Foundation Capital Leadership Fund, L.P. and the sole manager of Foundation Capital Leadership Principals Fund, LLC. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2004 Filed Jul 20, 2004 18:56 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 48,701 | $20.45 | $995,911.10 |
DisclosureSEC source: 0001181431-04-036149 · rrd48442.xml · nonDerivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Capital Leadership Fund, L.P. Disclosed balance after: 404,221 F1 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the general partner of Foundation Capital Leadership Fund, L.P. and the sole manager of Foundation Capital Leadership Principals Fund, LLC. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 30, 2004 Filed Apr 30, 2004 21:09 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 2,986 | $25.99 | $77,596.29 |
DisclosureSEC source: 0001181431-04-023444 · rrd41082.xml · nonDerivative · entry 2 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Capital Leadership Principals Fund, LLC Disclosed balance after: 9,480 F1 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the general partner of Foundation Capital Leadership Fund, L.P. and the sole manager of Foundation Capital Leadership Principals Fund, LLC. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 30, 2004 Filed Apr 30, 2004 21:09 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 112,014 | $25.99 | $2,910,874.21 |
DisclosureSEC source: 0001181431-04-023444 · rrd41082.xml · nonDerivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Capital Leadership Fund, L.P. Disclosed balance after: 355,520 F1 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the general partner of Foundation Capital Leadership Fund, L.P. and the sole manager of Foundation Capital Leadership Principals Fund, LLC. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 29, 2004 Filed Apr 30, 2004 17:16 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 1,299 | $26.71 | $34,693.69 |
DisclosureSEC source: 0001181431-04-023255 · rrd40916.xml · nonDerivative · entry 4 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Capital Leadership Principals Fund, LLC Disclosed balance after: 6,494 F1 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the general partner of Foundation Capital Leadership Fund, L.P. and the sole manager of Foundation Capital Leadership Principals Fund, LLC. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 29, 2004 Filed Apr 30, 2004 17:16 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 48,701 | $26.71 | $1,300,706.31 |
DisclosureSEC source: 0001181431-04-023255 · rrd40916.xml · nonDerivative · entry 2 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Capital Leadership Fund, L.P. Disclosed balance after: 243,506 F1 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the general partner of Foundation Capital Leadership Fund, L.P. and the sole manager of Foundation Capital Leadership Principals Fund, LLC. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 28, 2004 Filed Apr 30, 2004 17:16 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 5,195 | $28.15 | $146,226.26 |
DisclosureSEC source: 0001181431-04-023255 · rrd40916.xml · nonDerivative · entry 3 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Capital Leadership Principals Fund, LLC Disclosed balance after: 5,195 F1 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the general partner of Foundation Capital Leadership Fund, L.P. and the sole manager of Foundation Capital Leadership Principals Fund, LLC. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| April 28, 2004 Filed Apr 30, 2004 17:16 UTC | NETFLIX INC NFLX · Entity 403 | PurchaseCommon Stock | 194,805 | $28.15 | $5,483,273.74 |
DisclosureSEC source: 0001181431-04-023255 · rrd40916.xml · nonDerivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Capital Leadership Fund, L.P. Disclosed balance after: 194,805 F1 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the general partner of Foundation Capital Leadership Fund, L.P. and the sole manager of Foundation Capital Leadership Principals Fund, LLC. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 05, 2003 Filed Nov 7, 2003 21:02 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock | 505 | $58.72 | $29,653.60 |
DisclosureSEC source: 0001181431-03-029777 · rrd22120.xml · nonDerivative · entry 2 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Capital Equity Partners II, LLC Disclosed balance after: 505 F3 · kind: In-kind distribution from TCV IV Strategic Partners, L.P. ("TCV IV"). On 11/5/03, TCV IV distributed 861,048 shares of stock to its partners, through which Mr. Schuh received 505 shares indirectly as General Partner of Foundation Capital Equity Partners II, LLC. F4 · ownership.nature: Michael N. Schuh is a General Partner of Foundation Capital Equity Partners II, LLC. Mr. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 05, 2003 Filed Nov 7, 2003 21:02 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock | 1,216 | $58.72 | $71,403.52 |
DisclosureSEC source: 0001181431-03-029777 · rrd22120.xml · nonDerivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Foundation Capital, L.P. Disclosed balance after: 1,216 F1 · kind: In-kind distribution from TCV II Strategic Partners, L.P. ("TCV II"). On 11/5/03, TCV II distributed 238,952 shares of stock to its partners, through which Mr. Schuh received 1,216 shares indirectly as Manager of Foundation Capital Management Co., LLC. F2 · ownership.nature: Michael N. Schuh is a Manager of Foundation Capital Management Co., LLC, which is the General Partner of Foundation Capital, L.P. Mr. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 04, 2003 Filed Nov 5, 2003 20:10 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock Warrant · Derivative | 450,797 | $0.00 Strike: $3.00 | $1,352.39 |
DisclosureSEC source: 0001181431-03-029156 · rrd21853.xml · derivative · entry 4 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By: Foundation Capital Leadership Fund, L.P. Disclosed balance after: 0 Underlying: Common Stock · 450,797 shares Expires 2006-07-10 F1 · shares: The warrants were excercised utilizing the "net excercise" provisions of the warrant. Under that provision, in lieu of paying the cash excercise price, the Company issued fewer than the maximum number of shares based on a formula contained in the warrants. Accordingly, upon the next exercise of the warrants in full, only 424,450 shares of common stock were issued to Foundation Capital Leadership Fund, L.P. Read SEC document |
| November 04, 2003 Filed Nov 5, 2003 20:10 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock | 709 | $3.00 | $2,129.13 |
DisclosureSEC source: 0001181431-03-029156 · rrd21853.xml · nonDerivative · entry 3 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,048 F3 · shares: In-kind distribution. On 11/4/03, Foundation Capital Leadership Fund, L.P. distributed 424,450 shares of stock to its partners through which Mr. Schuh received 709 shares indirectly. F4 · ownership.nature: Shares held by Michael N. Schuh as Trustee of the Michael N. and Mary G. Schuh 1990 Family Trust. Read SEC document |
| November 04, 2003 Filed Nov 5, 2003 20:10 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock | 424,450 | $59.60 | $25,297,220.00 |
DisclosureSEC source: 0001181431-03-029156 · rrd21853.xml · nonDerivative · entry 2 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · shares: In-kind distribution. On 11/4/03, Foundation Capital Leadership Fund, L.P. distributed 424,450 shares of stock to its partners through which Mr. Schuh received 709 shares indirectly. F2 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the General Partner of Foundation Capital Leadership Fund, L.P. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 04, 2003 Filed Nov 5, 2003 20:10 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock | 424,450 | $59.60 | $25,297,220.00 |
DisclosureSEC source: 0001181431-03-029156 · rrd21853.xml · nonDerivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 424,450 F1 · shares: The warrants were excercised utilizing the "net excercise" provisions of the warrant. Under that provision, in lieu of paying the cash excercise price, the Company issued fewer than the maximum number of shares based on a formula contained in the warrants. Accordingly, upon the next exercise of the warrants in full, only 424,450 shares of common stock were issued to Foundation Capital Leadership Fund, L.P. F2 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the General Partner of Foundation Capital Leadership Fund, L.P. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 16, 2003 Filed Oct 20, 2003 22:28 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock Warrant · Derivative | 909,700 | $0.00 Strike: $3.00 | $2,729.10 |
DisclosureSEC source: 0001181431-03-026973 · rrd20542.xml · derivative · entry 6 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Foundation Capital Leadership Fund, L.P. Disclosed balance after: 450,797 Underlying: Common Stock · 458,973 shares Expires 2006-07-10 F6 · shares: The warrants were exercised utilizing the "net excercise" provisions of the warrant. Under that provision, in lieu of paying the cash excercise price, the Company issued fewer than the maximum number of shares based on a formula contained in the warrants. Accordingly, upon the net exercise of the warrants in full, only 425,000 shares of common stock were issued to Foundation Capital Leadership Fund, L.P. Read SEC document |
| October 16, 2003 Filed Oct 20, 2003 22:28 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock | 710 | $3.00 | $2,132.13 |
DisclosureSEC source: 0001181431-03-026973 · rrd20542.xml · nonDerivative · entry 5 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,339 F2 · kind: In-kind distribution. On 10/16/03, Foundation Capital Leadership Fund, L.P. distributed 425,000 shares of stock to its partners through which Mr. Schuh received 710 shares indirectly. F5 · ownership.nature: Shares held by Michael N. Schuh as Trustee of the Michael N. and Mary G. Schuh 1990 Family Trust. Read SEC document |
| October 16, 2003 Filed Oct 20, 2003 22:28 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock | 16,983 | $7.44 | $126,353.52 |
DisclosureSEC source: 0001181431-03-026973 · rrd20542.xml · nonDerivative · entry 4 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: In-kind distribution. On 10/16/03, Foundation Capital II, L.P. distributed 482,397 shares of stock to its partners through which Mr. Schuh received 16,983 shares indirectly. F5 · ownership.nature: Shares held by Michael N. Schuh as Trustee of the Michael N. and Mary G. Schuh 1990 Family Trust. Read SEC document |
| October 16, 2003 Filed Oct 20, 2003 22:28 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock | 425,000 | $51.85 | $22,036,250.00 |
DisclosureSEC source: 0001181431-03-026973 · rrd20542.xml · nonDerivative · entry 3 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · shares: In-kind distribution. On 10/16/03, Foundation Capital Leadership Fund, L.P. distributed 425,000 shares of stock to its partners through which Mr. Schuh received 710 shares indirectly. F4 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the general partner of Foundation Capital Leaderhsip Fund, L.P. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 16, 2003 Filed Oct 20, 2003 22:28 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock | 425,000 | $51.85 | $22,036,250.00 |
DisclosureSEC source: 0001181431-03-026973 · rrd20542.xml · nonDerivative · entry 2 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 425,000 F6 · shares: The warrants were exercised utilizing the "net excercise" provisions of the warrant. Under that provision, in lieu of paying the cash excercise price, the Company issued fewer than the maximum number of shares based on a formula contained in the warrants. Accordingly, upon the net exercise of the warrants in full, only 425,000 shares of common stock were issued to Foundation Capital Leadership Fund, L.P. F4 · ownership.nature: Michael N. Schuh is a Manager of FC Leadership Management Co., LLC, which is the general partner of Foundation Capital Leaderhsip Fund, L.P. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| October 16, 2003 Filed Oct 20, 2003 22:28 UTC | NETFLIX INC nflx · Entity 403 | OtherCommon Stock | 482,397 | $51.85 | $25,012,284.45 |
DisclosureSEC source: 0001181431-03-026973 · rrd20542.xml · nonDerivative · entry 1 SCHUH MICHAEL N · CIK 0001205498 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · shares: In-kind distribution. On 10/16/03, Foundation Capital II, L.P. distributed 482,397 shares of stock to its partners through which Mr. Schuh received 16,983 shares indirectly. F3 · ownership.nature: Michael N. Schuh is a Manager of Foundation Capital II Management Co., LLC, which is the general partner of Foundation Capital II, L.P. Michael N. Schuh disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.