person · Reporting owner

BURRITT DAVID B

Disclosed activity across 3 companies

Tapewire entity: 13159
SEC CIK: 0001204586

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
CATERPILLAR INCCAT · Entity 2808	V.P./Chief Financial Officer	May 28, 2010	June 01, 2010
LOCKHEED MARTIN CORPLMT · Entity 2882	Director	September 30, 2026	October 02, 2026
UNITED STATES STEEL CORPX · Entity 78343	Director · Pres. & CEO	June 18, 2025	June 18, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CATERPILLAR INC

Report date May 28, 2010 · Filed June 01, 2010

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security	Direct	14,022	Reported balance After 2010-05-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2010-05-28 · Grant · Acquired 73 · Balance 14,022 F3: Security converts to common stock on a one-for-one basis. F4: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service.
CommonSEC Table I · non-derivative	Direct	25,723	Reported balance Holding disclosure · report date 2010-05-28 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 25,723 F1: This amount includes 13,849 shares in 401K and 374 shares in dividend reinvestment.
CommonSEC Table I · non-derivative	IndirectOwned by Wife	13,314	Reported balance Holding disclosure · report date 2010-05-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 13,314 F2: Reporting person disclaims beneficial ownership.

Filing footnotes · ownership attribution and instrument terms

F1: This amount includes 13,849 shares in 401K and 374 shares in dividend reinvestment.

F2: Reporting person disclaims beneficial ownership.

F3: Security converts to common stock on a one-for-one basis.

F4: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service.

LOCKHEED MARTIN CORP

Report date September 30, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible security	IndirectLockheed Martin Directors Deferred Comp Plan	11,632.9162	Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-09-30 · Grant · Acquired 83.456 · Balance 11,632.9162 F1: Phantom stock units convert to common stock on a one-for-one basis. F2: The information pertains to phantom stock units acquired at $509.25 per share through director retainer fee deferral under the Lockheed Martin Corporation Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled in cash upon the reporting person's retirement or termination of service. F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.
Phantom Stock UnitsSEC Table II · derivative / convertible security	IndirectLockheed Martin Directors Equity Plan	14,278.1072	Reported balance Holding disclosure · report date 2026-09-30 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 14,278.1072 F1: Phantom stock units convert to common stock on a one-for-one basis. F4: The information pertains to previously acquired stock units under the Lockheed Martin Corporation Amended and Restated Directors Equity Plan exempt under Section 16(b). Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment of awards granted on or after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award. F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom stock units convert to common stock on a one-for-one basis.

F2: The information pertains to phantom stock units acquired at $509.25 per share through director retainer fee deferral under the Lockheed Martin Corporation Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled in cash upon the reporting person's retirement or termination of service.

F3: Holdings as of reportable transaction date include additional acquisitions through dividend reinvestment.

F4: The information pertains to previously acquired stock units under the Lockheed Martin Corporation Amended and Restated Directors Equity Plan exempt under Section 16(b). Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service, except that non-employee directors who have satisfied our stock ownership guidelines may elect to have payment of awards granted on or after January 1, 2018 (together with any dividend equivalents thereon) made on the first business day of April following vesting of the award.

UNITED STATES STEEL CORP

Report date June 18, 2025 · Filed June 18, 2025

Security / award	Ownership account	Disclosure context
COMMON STOCKSEC Table I · non-derivative	Direct	Ending reported balance After 2025-06-18 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2025-06-18 · Disposition to issuer · Disposed 1,196,647 · Balance 0 F2: Reflects (i) shares of common stock of the Company, par value $1.00 (the "Shares"), held directly by the reporting person, (ii) restricted stock units previously granted to the reporting person, and (iii) ROCE-based and TSR-based performance stock units previously granted to the reporting person that relate to performance periods that were completed prior to the Effective Time that, in each case, as of immediately prior to the Effective Time, were converted into the right to receive $55 in cash per Share (the "Per Share Merger Consideration"), less any applicable tax withholdings in accordance with the terms of the Merger Agreement. F1: On June 18, 2025, United States Steel Corporation (the "Company") consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 18, 2023, by and among Nippon Steel North America, Inc., a New York corporation ("Parent"), 2023 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and the Company. The effective time of the Merger is referred to herein as the "Effective Time". Row 2 · 2025-06-18 · Grant · Acquired 372,812 · Balance 372,812 F3: Reflects the acquisition of ROCE-based and TSR-based performance stock units and other performance-based stock awards (collectively, "PSUs") that were deemed to have been earned as of immediately prior to the Effective Time in accordance with the terms of the Merger Agreement. Row 3 · 2025-06-18 · Disposition to issuer · Disposed 372,812 · Balance 0 F4: Immediately prior to the Effective Time, in accordance with the terms of the Merger Agreement, each of these PSUs was converted into the right to receive the Per Share Merger Consideration, less any applicable tax withholdings. F1: On June 18, 2025, United States Steel Corporation (the "Company") consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 18, 2023, by and among Nippon Steel North America, Inc., a New York corporation ("Parent"), 2023 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and the Company. The effective time of the Merger is referred to herein as the "Effective Time".
COMMON STOCKSEC Table I · non-derivative	IndirectBy Trust	Reported balance After 2025-06-18 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2025-06-18 · Disposition to issuer · Disposed 290,082 · Balance 0 F5: Immediately prior to the Effective Time, in accordance with the terms of the Merger Agreement, each of these Shares was converted into the right to receive the Per Share Merger Consideration, less any applicable tax withholdings. F1: On June 18, 2025, United States Steel Corporation (the "Company") consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 18, 2023, by and among Nippon Steel North America, Inc., a New York corporation ("Parent"), 2023 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and the Company. The effective time of the Merger is referred to herein as the "Effective Time".
COMMON STOCKSEC Table I · non-derivative	IndirectBy 401(k) Plan	Reported balance After 2025-06-18 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2025-06-18 · Disposition to issuer · Disposed 11,783.483 · Balance 0 F6: As a result of the Effective Time, each of the Shares that the reporting person previously reported as beneficially owned under the Company's 401(k) retirement plan was liquidated in exchange for the Per Share Merger Consideration. F1: On June 18, 2025, United States Steel Corporation (the "Company") consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 18, 2023, by and among Nippon Steel North America, Inc., a New York corporation ("Parent"), 2023 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and the Company. The effective time of the Merger is referred to herein as the "Effective Time".
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.27 · Expires 2027-02-28	Direct	Reported balance After 2025-06-18 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2025-06-18 · Disposition to issuer · Disposed 30,020 · Balance 0 F1: On June 18, 2025, United States Steel Corporation (the "Company") consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 18, 2023, by and among Nippon Steel North America, Inc., a New York corporation ("Parent"), 2023 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and the Company. The effective time of the Merger is referred to herein as the "Effective Time". F7: Immediately prior to the Effective Time, in accordance with the terms of the Merger Agreement, each of these stock options was converted into the right to receive an amount in cash equal to the positive difference, if any, between the Per Share Merger Consideration and the applicable exercise price, less any applicable tax withholdings.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2028-12-30	Direct	Reported balance After 2025-06-18 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2025-06-18 · Disposition to issuer · Disposed 171,000 · Balance 0 F1: On June 18, 2025, United States Steel Corporation (the "Company") consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 18, 2023, by and among Nippon Steel North America, Inc., a New York corporation ("Parent"), 2023 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and the Company. The effective time of the Merger is referred to herein as the "Effective Time". F7: Immediately prior to the Effective Time, in accordance with the terms of the Merger Agreement, each of these stock options was converted into the right to receive an amount in cash equal to the positive difference, if any, between the Per Share Merger Consideration and the applicable exercise price, less any applicable tax withholdings.

Filing footnotes · ownership attribution and instrument terms

F1: On June 18, 2025, United States Steel Corporation (the "Company") consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 18, 2023, by and among Nippon Steel North America, Inc., a New York corporation ("Parent"), 2023 Merger Subsidiary, Inc., a Delaware corporation and a wholly owned subsidiary of Parent, and the Company. The effective time of the Merger is referred to herein as the "Effective Time".

F2: Reflects (i) shares of common stock of the Company, par value $1.00 (the "Shares"), held directly by the reporting person, (ii) restricted stock units previously granted to the reporting person, and (iii) ROCE-based and TSR-based performance stock units previously granted to the reporting person that relate to performance periods that were completed prior to the Effective Time that, in each case, as of immediately prior to the Effective Time, were converted into the right to receive $55 in cash per Share (the "Per Share Merger Consideration"), less any applicable tax withholdings in accordance with the terms of the Merger Agreement.

F3: Reflects the acquisition of ROCE-based and TSR-based performance stock units and other performance-based stock awards (collectively, "PSUs") that were deemed to have been earned as of immediately prior to the Effective Time in accordance with the terms of the Merger Agreement.

F4: Immediately prior to the Effective Time, in accordance with the terms of the Merger Agreement, each of these PSUs was converted into the right to receive the Per Share Merger Consideration, less any applicable tax withholdings.

F5: Immediately prior to the Effective Time, in accordance with the terms of the Merger Agreement, each of these Shares was converted into the right to receive the Per Share Merger Consideration, less any applicable tax withholdings.

F6: As a result of the Effective Time, each of the Shares that the reporting person previously reported as beneficially owned under the Company's 401(k) retirement plan was liquidated in exchange for the Per Share Merger Consideration.

F7: Immediately prior to the Effective Time, in accordance with the terms of the Merger Agreement, each of these stock options was converted into the right to receive an amount in cash equal to the positive difference, if any, between the Per Share Merger Consideration and the applicable exercise price, less any applicable tax withholdings.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 31, 2011 Filed Feb 3, 2011 00:05 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	690.9548	$0.00	$0.00	Disclosure SEC source: 0001225208-11-004645 · doc4.xml · derivative · entry 2 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 2,531.6715 Underlying: Common Stock · 690.9548 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F3 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $79.60 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F3 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $79.60 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F3 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $79.60 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. Read SEC document
January 31, 2011 Filed Feb 3, 2011 00:05 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantNon-Qualified Stock Option (right to buy) · Derivative	4,211	$0.00 Strike: $79.60	$0.00	Disclosure SEC source: 0001225208-11-004645 · doc4.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,211 Underlying: Common Stock · 4,211 shares Expires 2021-01-29 F1 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The stock options vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Read SEC document
December 31, 2010 Filed Jan 4, 2011 21:25 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	464.8834	$0.00	$0.00	Disclosure SEC source: 0001225208-11-000619 · doc4.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Deferred Comp Plan Disclosed balance after: 4,333.6193 Underlying: Common Stock · 464.8834 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired at $69.91 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired at $69.91 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment. Read SEC document
September 30, 2010 Filed Oct 4, 2010 21:22 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	455.9484	$0.00	$0.00	Disclosure SEC source: 0001225208-10-022098 · doc4.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Deferred Comp Plan Disclosed balance after: 3,827.6722 Underlying: Common Stock · 455.9484 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired at $71.28 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person?s retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired at $71.28 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person?s retirement or termination of service. F3 · balance_after: End of period holdings include phantom stock units acquired through dividend reinvestment. Read SEC document
June 30, 2010 Filed Jul 2, 2010 17:16 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	436.2416	$0.00	$0.00	Disclosure SEC source: 0001225208-10-016381 · doc4.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Deferred Comp Plan Disclosed balance after: 3,342.9253 Underlying: Common Stock · 436.2416 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: The information pertains to phantom stock units acquired at $74.50 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired at $74.50 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired at $74.50 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additonal phantom stock units acquired through dividend reinvestment under the Plan. Read SEC document
May 28, 2010 Filed Jun 1, 2010 18:46 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	73	$0.00	$0.00	Disclosure SEC source: 0000018230-10-000291 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,022 Underlying: Common · 73 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
April 30, 2010 Filed May 3, 2010 17:46 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	26	$0.00	$0.00	Disclosure SEC source: 0000018230-10-000226 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,949 Underlying: Common · 26 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
March 31, 2010 Filed Apr 2, 2010 15:12 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	390.5311	$0.00	$0.00	Disclosure SEC source: 0001225208-10-009535 · doc4.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Deferred Comp Plan Disclosed balance after: 2,883.4096 Underlying: Common Stock · 390.5311 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F2 · price: The information pertains to phantom stock units acquired at $83.22 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired at $83.22 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired at $83.22 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additional phantom stock units acquired through dividend reinvestment under the plan which are exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. Read SEC document
March 31, 2010 Filed Apr 1, 2010 17:54 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	70	$0.00	$0.00	Disclosure SEC source: 0000018230-10-000189 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,923 Underlying: Common · 70 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
March 02, 2010 Filed Mar 4, 2010 18:58 UTC	CATERPILLAR INC CAT · Entity 2808	Exercise / conversionRestricted Stock Units · Derivative	2,594	Not disclosed	Not disclosed	Disclosure SEC source: 0000018230-10-000159 · edgar.xml · derivative · entry 5 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,594 shares Expires 2010-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar common stock. On March 2, 2010, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar common stock. F5 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar common stock. On March 2, 2010, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar common stock. Read SEC document
March 02, 2010 Filed Mar 4, 2010 18:58 UTC	CATERPILLAR INC CAT · Entity 2808	Tax withholdingCommon	764	$58.42	$44,632.88	Disclosure SEC source: 0000018230-10-000159 · edgar.xml · nonDerivative · entry 2 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,562 F6 · kind: Amount reflects shares surrendered to satisfy tax withholding requirements upon the vesting of restricted stock units. F1 · balance_after: This amount includes 13,688 shares in 401K and 374 shares in dividend reinvestment. Read SEC document
March 02, 2010 Filed Mar 4, 2010 18:58 UTC	CATERPILLAR INC CAT · Entity 2808	Exercise / conversionCommon	2,594	Not disclosed	Not disclosed	Disclosure SEC source: 0000018230-10-000159 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar common stock. On March 2, 2010, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar common stock. Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:09 UTC	CATERPILLAR INC CAT · Entity 2808	GrantRestricted Stock Units · Derivative	3,261	$0.00	$0.00	Disclosure SEC source: 0000018230-10-000130 · edgar.xml · derivative · entry 5 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,261 Underlying: Common · 3,261 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F5 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 1, 2013. F5 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 1, 2013. Read SEC document
March 01, 2010 Filed Mar 3, 2010 21:09 UTC	CATERPILLAR INC CAT · Entity 2808	GrantStock Appreciation Rights · Derivative	68,572	$0.00 Strike: $57.85	$0.00	Disclosure SEC source: 0000018230-10-000130 · edgar.xml · derivative · entry 4 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,572 Underlying: Common · 68,572 shares Expires 2020-03-01 F5 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 1, 2013. Read SEC document
February 26, 2010 Filed Mar 1, 2010 15:44 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	331	$0.00	$0.00	Disclosure SEC source: 0000018230-10-000094 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,853 Underlying: Common · 331 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
February 03, 2010 Filed Feb 4, 2010 20:34 UTC	CATERPILLAR INC CAT · Entity 2808	OtherPhantom Stock Units · Derivative	13,236	$0.00 Strike: $53.39	$0.00	Disclosure SEC source: 0000018230-10-000069 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,522 Underlying: Common · 13,236 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
February 03, 2010 Filed Feb 4, 2010 20:34 UTC	CATERPILLAR INC CAT · Entity 2808	OtherCommon	3,002	$53.39	$160,276.78	Disclosure SEC source: 0000018230-10-000069 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,732 F5 · shares: Shares transferred into 401k stock fund from another 401k account. F1 · balance_after: This amount includes 13,688 shares in 401K and 374 shares in dividend reinvestment. Read SEC document
February 01, 2010 Filed Feb 3, 2010 22:11 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	734.4104	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001225208-10-003442 · doc4.xml · derivative · entry 2 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 1,777.8698 Underlying: Common Stock · 734.4104 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock units convert on a 1-for-1 basis. F3 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $74.89 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F3 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $74.89 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F3 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $74.89 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F4 · balance_after: End of period holdings include additonal phantom stock units acquired through dividend reinvestment under the Plan. Read SEC document
February 01, 2010 Filed Feb 3, 2010 22:11 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantNon-Qualified Stock Option (right to buy) · Derivative	3,917	$0.00 Strike: $74.89	$0.00	Disclosure SEC source: 0001225208-10-003442 · doc4.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,917 Underlying: Common Stock · 3,917 shares Expires 2020-01-31 F1 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The stock options vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change in control. Read SEC document
January 29, 2010 Filed Feb 1, 2010 21:12 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	4	$0.00	$0.00	Disclosure SEC source: 0000018230-10-000064 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282 Underlying: Common · 4 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
December 31, 2009 Filed Jan 4, 2010 21:40 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	431.3205	Not disclosed	Not disclosed	Disclosure SEC source: 0001351594-10-000002 · edgar.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · LM Directors Deferred Comp Plan Disclosed balance after: 2,474.3736 Underlying: Common Stock · 431.3205 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis. F2 · price: The information pertains to phantom stock units acquired at $75.35 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired at $75.35 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired at $75.35 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additional phantom stock units acquired through dividend reinvestment under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. Read SEC document
December 31, 2009 Filed Jan 4, 2010 21:49 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	46	$0.00	$0.00	Disclosure SEC source: 0000018230-10-000032 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278 Underlying: Common · 46 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
November 30, 2009 Filed Dec 1, 2009 17:33 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	43	$0.00	$0.00	Disclosure SEC source: 0000018230-09-000546 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232 Underlying: Common · 43 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
October 30, 2009 Filed Nov 2, 2009 19:46 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	46	$0.00	$0.00	Disclosure SEC source: 0000018230-09-000495 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189 Underlying: Common · 46 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
October 20, 2009 Filed Oct 21, 2009 15:26 UTC	CATERPILLAR INC CAT · Entity 2808	SaleCommon	4,000	$61.03	$244,120.00	Disclosure SEC source: 0000018230-09-000444 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,538 F1 · balance_after: This amount includes 10,494 shares in 401K and 374 shares in dividend reinvestment. Read SEC document
September 30, 2009 Filed Oct 2, 2009 20:03 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	416.2398	Not disclosed	Not disclosed	Disclosure SEC source: 0001351594-09-000063 · edgar.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · LM Directors Deferred Comp Plan Disclosed balance after: 2,026.1129 Underlying: Common Stock · 416.2398 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis. F2 · price: The information pertains to phantom stock units acquired at $78.08 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired at $78.08 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired at $78.08 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additional phantom stock units acquired through dividend reinvestment under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. Read SEC document
September 30, 2009 Filed Oct 1, 2009 19:39 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	49	$0.00	$0.00	Disclosure SEC source: 0000018230-09-000414 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143 Underlying: Common · 49 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
August 31, 2009 Filed Sep 1, 2009 18:47 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	55	$0.00	$0.00	Disclosure SEC source: 0000018230-09-000367 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94 Underlying: Common · 55 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
July 31, 2009 Filed Aug 3, 2009 19:41 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	32	$0.00	$0.00	Disclosure SEC source: 0000018230-09-000305 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39 Underlying: Common · 32 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
June 30, 2009 Filed Jul 2, 2009 14:54 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	388.6696	Not disclosed	Not disclosed	Disclosure SEC source: 0001351594-09-000056 · edgar.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · LM Directors Deferred Comp Plan Disclosed balance after: 1,598.1775 Underlying: Common Stock · 388.6696 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis. F2 · price: The information pertains to phantom stock units acquired at $80.65 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired at $80.65 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired at $80.65 per share through director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additional phantom stock units acquired through dividend reinvestment under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. Read SEC document
June 30, 2009 Filed Jul 2, 2009 14:14 UTC	CATERPILLAR INC CAT · Entity 2808	GrantPhantom Stock Units · Derivative	7	$0.00	$0.00	Disclosure SEC source: 0000018230-09-000260 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7 Underlying: Common · 7 shares Expires not disclosed F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. F4 · derivative.expiration_date: The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service. Read SEC document
March 31, 2009 Filed Apr 2, 2009 18:26 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	398.3775	Not disclosed	Not disclosed	Disclosure SEC source: 0001351594-09-000051 · edgar.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · LM Directors Deferred Comp Plan Disclosed balance after: 1,201.0529 Underlying: Common Stock · 398.3775 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis. F2 · price: The information pertains to phantom stock units acquired at $69.03 per share through Director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired at $69.03 per share through Director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired at $69.03 per share through Director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additional phantom stock units acquired through dividend reinvestment under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. Read SEC document
March 02, 2009 Filed Mar 4, 2009 18:17 UTC	CATERPILLAR INC CAT · Entity 2808	GrantRestricted Stock Units · Derivative	4,449	$0.00	$0.00	Disclosure SEC source: 0000018230-09-000095 · edgar.xml · derivative · entry 4 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,449 Underlying: Common · 4,449 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F3 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. F3 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. Read SEC document
March 02, 2009 Filed Mar 4, 2009 18:17 UTC	CATERPILLAR INC CAT · Entity 2808	GrantStock Appreciation Rights · Derivative	71,176	$0.00 Strike: $22.17	$0.00	Disclosure SEC source: 0000018230-09-000095 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,176 Underlying: Common · 71,176 shares Expires 2019-03-02 F3 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 2, 2012. Read SEC document
January 26, 2009 Filed Jan 29, 2009 00:02 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	666.5051	Not disclosed	Not disclosed	Disclosure SEC source: 0001351594-09-000031 · edgar.xml · derivative · entry 2 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 1,012.0156 Underlying: Common Stock · 666.5051 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis. F3 · price: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $82.52 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change of control. Settlement in cash or stock (as elected by the director) occurs upon the reporting person's retirement or termination of service. End of period holding includes phantom stock units acquired through dividend reinvestment. F3 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $82.52 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change of control. Settlement in cash or stock (as elected by the director) occurs upon the reporting person's retirement or termination of service. End of period holding includes phantom stock units acquired through dividend reinvestment. F3 · derivative.expiration_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $82.52 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change of control. Settlement in cash or stock (as elected by the director) occurs upon the reporting person's retirement or termination of service. End of period holding includes phantom stock units acquired through dividend reinvestment. F3 · balance_after: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units were acquired at $82.52 per share and vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change of control. Settlement in cash or stock (as elected by the director) occurs upon the reporting person's retirement or termination of service. End of period holding includes phantom stock units acquired through dividend reinvestment. Read SEC document
January 26, 2009 Filed Jan 29, 2009 00:02 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantNon-Qualified Stock Option (right to buy) · Derivative	3,686	$0.00 Strike: $82.52	$0.00	Disclosure SEC source: 0001351594-09-000031 · edgar.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686 Underlying: Common Stock · 3,686 shares Expires 2019-01-26 F1 · derivative.exercise_date: Under the Lockheed Martin Corporation 2009 Directors Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The options vest 50% on June 30 following the award date and 50% on December 31 following the award date or, if earlier, upon retirement, death, disability or change of control. Read SEC document
December 31, 2008 Filed Jan 5, 2009 23:22 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	327.0695	Not disclosed	Not disclosed	Disclosure SEC source: 0001351594-09-000004 · edgar.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · LM Directors Deferred Comp Plan Disclosed balance after: 796.3076 Underlying: Common Stock · 327.0695 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis. F2 · price: The information pertains to phantom stock units acquired at $84.08 per share through Director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired at $84.08 per share through Director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired at $84.08 per share through Director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additional phantom stock units acquired through dividend reinvestment under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. Read SEC document
October 29, 2008 Filed Oct 29, 2008 22:52 UTC	CATERPILLAR INC CAT · Entity 2808	GiftCommon	6,500	$0.00	$0.00	Disclosure SEC source: 0000018230-08-000367 · edgar.xml · nonDerivative · entry 2 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 13,314 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document
October 29, 2008 Filed Oct 29, 2008 22:52 UTC	CATERPILLAR INC CAT · Entity 2808	GiftCommon	6,500	$0.00	$0.00	Disclosure SEC source: 0000018230-08-000367 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,942 F1 · balance_after: This amount includes 9,899 shares in 401K and 373 shares in dividend reinvestment. Read SEC document
September 30, 2008 Filed Oct 2, 2008 20:03 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	250.7523	$0.00	$0.00	Disclosure SEC source: 0001351594-08-000073 · edgar.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · LM Directors Deferred Comp Plan Disclosed balance after: 465.9635 Underlying: Common Stock · 250.7523 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired through Director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired through Director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F3 · balance_after: End of period holdings include additional phantom stock units acquired through dividend reinvestment under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. Read SEC document
June 30, 2008 Filed Jul 2, 2008 19:36 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	214.4111	$0.00	$0.00	Disclosure SEC source: 0001351594-08-000061 · edgar.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · LM Directors Deferred Comp Plan Disclosed balance after: 214.4111 Underlying: Common Stock · 214.4111 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis. F2 · derivative.exercise_date: The information pertains to phantom stock units acquired through Director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: The information pertains to phantom stock units acquired through Director retainer fee deferral under the Lockheed Martin Directors Deferred Compensation Plan exempt under Section 16(b). Units are settled upon the reporting person's retirement or termination of service. Read SEC document
May 01, 2008 Filed May 2, 2008 20:07 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantNon-Qualified Stock Option (right to buy) · Derivative	1,901	$0.00 Strike: $107.72	$0.00	Disclosure SEC source: 0001351594-08-000054 · edgar.xml · derivative · entry 2 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,901 Underlying: Common Stock · 1,901 shares Expires 2018-05-01 F3 · derivative.exercise_date: Under the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The options vest one year after the date of grant or, if earlier, upon retirement, death or disability. Upon such termination of service, the options are exercisable six months after the date of grant pursuant to the terms of the plan. Read SEC document
May 01, 2008 Filed May 2, 2008 20:07 UTC	LOCKHEED MARTIN CORP LMT · Entity 2882	GrantPhantom Stock Units · Derivative	340.3887	$107.72	$36,666.67	Disclosure SEC source: 0001351594-08-000054 · edgar.xml · derivative · entry 1 BURRITT DAVID B · CIK 0001204586 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Lockheed Martin Directors Equity Plan Disclosed balance after: 340.3887 Underlying: Common Stock · 340.3887 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock units convert on a 1 for 1 basis. F2 · derivative.exercise_date: Under the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units vest on the first anniversary of the grant date or, if earlier, upon retirement, death or disability. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. F2 · derivative.expiration_date: Under the Lockheed Martin Corporation Directors' Equity Plan, each non-employee director elects to receive an award of stock options or phantom stock units or a combination of stock options and phantom stock units in accordance with the plan, which awards are exempt transactions under Rule 16b-3. The phantom stock units vest on the first anniversary of the grant date or, if earlier, upon retirement, death or disability. Settlement in cash or stock (as elected by the director) will occur upon the reporting person's retirement or termination of service. Read SEC document
March 03, 2008 Filed Mar 4, 2008 20:45 UTC	CATERPILLAR INC CAT · Entity 2808	GrantRestricted Stock Units · Derivative	2,450	$0.00	$0.00	Disclosure SEC source: 0000018230-08-000102 · edgar.xml · derivative · entry 4 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Underlying: Common · 2,450 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Caterpillar common stock. F3 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. F3 · derivative.expiration_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document
March 03, 2008 Filed Mar 4, 2008 20:45 UTC	CATERPILLAR INC CAT · Entity 2808	GrantStock Appreciation Rights · Derivative	45,909	$0.00 Strike: $73.20	$0.00	Disclosure SEC source: 0000018230-08-000102 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,909 Underlying: Common · 45,909 shares Expires 2018-03-03 F3 · derivative.exercise_date: The restricted stock units and stock appreciation rights vest on March 3, 2011. Read SEC document
August 06, 2007 Filed Aug 6, 2007 21:52 UTC	CATERPILLAR INC CAT · Entity 2808	GiftCommon	3,825	$0.00	$0.00	Disclosure SEC source: 0000018230-07-000417 · edgar.xml · nonDerivative · entry 2 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 6,814 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document
August 06, 2007 Filed Aug 6, 2007 21:52 UTC	CATERPILLAR INC CAT · Entity 2808	GiftCommon	3,825	$0.00	$0.00	Disclosure SEC source: 0000018230-07-000417 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,801 F1 · balance_after: This amount includes 9,636 shares in 401K and 43 shares in dividend reinvestment. Read SEC document
May 07, 2007 Filed May 7, 2007 19:54 UTC	CATERPILLAR INC CAT · Entity 2808	SaleCommon	3,825	$72.68	$278,001.00	Disclosure SEC source: 0000018230-07-000311 · edgar.xml · nonDerivative · entry 2 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Wife Disclosed balance after: 2,989 F2 · ownership.nature: Reporting person disclaims beneficial ownership. Read SEC document
May 04, 2007 Filed May 7, 2007 19:54 UTC	CATERPILLAR INC CAT · Entity 2808	GiftCommon	300	$0.00	$0.00	Disclosure SEC source: 0000018230-07-000311 · edgar.xml · nonDerivative · entry 1 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,990 F1 · balance_after: This amount includes 43 shares in dividend reinvestment. F3 · balance_after: The SEIP shares previously reported under Table I are now reported under Table II as derivative securities. Read SEC document
May 03, 2007 Filed May 7, 2007 19:54 UTC	CATERPILLAR INC CAT · Entity 2808	OtherPhantom Stock Units · Derivative	863	$0.00 Strike: $73.36	$0.00	Disclosure SEC source: 0000018230-07-000311 · edgar.xml · derivative · entry 3 BURRITT DAVID B · CIK 0001204586 · V.P./Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,616 Underlying: Common · 863 shares Expires not disclosed F4 · kind: Transfer value of the phantom stock units into another fund within Caterpillar's deferred employee investment plan. F4 · derivative.exercise_date: Transfer value of the phantom stock units into another fund within Caterpillar's deferred employee investment plan. F4 · derivative.expiration_date: Transfer value of the phantom stock units into another fund within Caterpillar's deferred employee investment plan. F3 · balance_after: The SEIP shares previously reported under Table I are now reported under Table II as derivative securities. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.