Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MARKETAXESS HOLDINGS INC
Report date January 31, 2022 · Filed February 02, 2022
Section 16 reporting ended · disclosed 2022-02-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.003 per shareSEC Table I · non-derivative | Direct | 26,993 |
Ending reported balance
After 2022-01-31 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2022-01-31 · Grant · Acquired 1,274 · Balance 28,373 F1: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025. Row 2 · 2022-01-31 · Tax withholding · Disposed 341 · Balance 28,032 F2: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise. Row 3 · 2022-01-31 · Tax withholding · Disposed 308 · Balance 27,724 F2: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise. Row 4 · 2022-01-31 · Tax withholding · Disposed 217 · Balance 27,507 F3: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise. Row 5 · 2022-01-31 · Tax withholding · Disposed 141 · Balance 27,366 F4: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise. Row 6 · 2022-01-31 · Tax withholding · Disposed 54 · Balance 27,312 F4: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise. Row 7 · 2022-01-31 · Tax withholding · Disposed 126 · Balance 27,186 F3: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise. Row 8 · 2022-01-31 · Tax withholding · Disposed 193 · Balance 26,993 F3: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.
F2: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.
F3: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.
F4: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2018 Filed Feb 22, 2018 16:37 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 2,300 | $200.50 | $461,150.46 |
DisclosureSEC source: 0001012975-18-000224 · edgar.xml · nonDerivative · entry 2 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,396 F2 · price: The transactions were executed in multiple trades at prices ranging from $200.50 to $200.505. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:37 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 5,700 | $200.74 | $1,144,228.83 |
DisclosureSEC source: 0001012975-18-000224 · edgar.xml · nonDerivative · entry 1 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,696 F1 · price: The transactions were executed in multiple trades at prices ranging from $200.50 to $201.54. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:36 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 7 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,396 F3 · price: Settlement of performance shares granted January 15, 2017 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2019 and January 31, 2020. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:36 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 35 | $196.21 | $6,867.35 |
DisclosureSEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 6 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,915 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. DeLise. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:36 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 83 | $196.21 | $16,285.43 |
DisclosureSEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 5 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,950 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. DeLise. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:36 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 11 | $196.21 | $2,158.31 |
DisclosureSEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 4 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,033 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:36 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 28 | $196.21 | $5,493.88 |
DisclosureSEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 3 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,044 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:36 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 82 | $196.21 | $16,089.22 |
DisclosureSEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 2 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,072 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 16:36 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 253 | $196.21 | $49,641.13 |
DisclosureSEC source: 0001012975-18-000116 · edgar.xml · nonDerivative · entry 1 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,154 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 16:13 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 1,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000066 · edgar.xml · nonDerivative · entry 1 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,407 F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2019, and 33% on each of January 31, 2020 and January 31, 2021. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 16:11 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GiftCommon Stock, par value $0.003 per share | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-17-000821 · edgar.xml · nonDerivative · entry 1 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,326 Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 16:28 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | SaleCommon Stock, par value $0.003 per share | 8,000 | $189.57 | $1,516,576.00 |
DisclosureSEC source: 0001012975-17-000133 · edgar.xml · nonDerivative · entry 1 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,576 F1 · price: The transactions were executed in multiple trades at prices ranging from $189.26 to $190.01. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:07 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 39 | $187.25 | $7,302.75 |
DisclosureSEC source: 0001012975-17-000075 · edgar.xml · nonDerivative · entry 4 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,576 F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock units previously granted to Mr. DeLise. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:07 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 89 | $187.25 | $16,665.25 |
DisclosureSEC source: 0001012975-17-000075 · edgar.xml · nonDerivative · entry 3 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,615 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:07 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 276 | $187.25 | $51,681.00 |
DisclosureSEC source: 0001012975-17-000075 · edgar.xml · nonDerivative · entry 2 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,704 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 16:07 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 257 | $187.25 | $48,123.25 |
DisclosureSEC source: 0001012975-17-000075 · edgar.xml · nonDerivative · entry 1 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,980 F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 16:12 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000062 · edgar.xml · nonDerivative · entry 1 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,237 F1 · price: Settlement of performance shares granted January 15, 2016 pursuant to the Issuer's 2012 Incentive Plan, which were settled based on the achievement by the Issuer of adjusted pre-tax operating income targets during the performance period and are payable in shares of restricted stock. The shares of restricted stock will vest in two equal installments on January 31, 2018 and January 31, 2019. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 16:07 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantEmployee Stock Option (right to buy) · Derivative | 2,821 | $0.00 Strike: $156.85 | $0.00 |
DisclosureSEC source: 0001012975-17-000045 · edgar.xml · derivative · entry 3 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,821 Underlying: Common Stock · 2,821 shares Expires 2023-01-15 F3 · derivative.exercise_date: The options will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 16:07 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | GrantCommon Stock, par value $0.003 per share | 716 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000045 · edgar.xml · nonDerivative · entry 2 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,007 F2 · price: Represents a grant of restricted stock units pursuant to the Company's 2012 Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2018, and 33% on each of January 31, 2019 and January 31, 2020. Read SEC document |
| January 15, 2017 Filed Jan 18, 2017 16:07 UTC | MARKETAXESS HOLDINGS INC MKTX · Entity 3821 | Tax withholdingCommon Stock, par value $0.003 per share | 1,203 | $156.85 | $188,690.55 |
DisclosureSEC source: 0001012975-17-000045 · edgar.xml · nonDerivative · entry 1 DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,291 F1 · shares: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.