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DELISE ANTONIO L

Disclosed activity across 1 company

Tapewire entity
130898
SEC CIK
0001249885

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MARKETAXESS HOLDINGS INC

Report date January 31, 2022 · Filed February 02, 2022

Section 16 reporting ended · disclosed 2022-02-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.003 per shareSEC Table I · non-derivativeDirect26,993 Ending reported balance After 2022-01-31 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2022-01-31 · Grant · Acquired 1,274 · Balance 28,373

F1: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Row 2 · 2022-01-31 · Tax withholding · Disposed 341 · Balance 28,032

F2: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.

Row 3 · 2022-01-31 · Tax withholding · Disposed 308 · Balance 27,724

F2: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.

Row 4 · 2022-01-31 · Tax withholding · Disposed 217 · Balance 27,507

F3: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Row 5 · 2022-01-31 · Tax withholding · Disposed 141 · Balance 27,366

F4: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Row 6 · 2022-01-31 · Tax withholding · Disposed 54 · Balance 27,312

F4: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Row 7 · 2022-01-31 · Tax withholding · Disposed 126 · Balance 27,186

F3: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Row 8 · 2022-01-31 · Tax withholding · Disposed 193 · Balance 26,993

F3: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

F2: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.

F3: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

F4: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2022 Filed Feb 2, 2022 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 193 $344.48 $66,484.64
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 8

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,993

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 126 $344.48 $43,404.48
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 7

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,186

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 54 $344.48 $18,601.92
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 6

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,312

F4 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 141 $344.48 $48,571.68
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 5

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,366

F4 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 217 $344.48 $74,752.16
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,507

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 308 $344.48 $106,099.84
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,724

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 341 $344.48 $117,467.68
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,032

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 1,274 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006347 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,373

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2023, and 33% on each of January 31, 2024 and January 31, 2025.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 933 $464.76 $433,621.08
Disclosure

SEC source: 0001209191-21-051846 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,099

F2 · price: The transactions were executed in multiple trades at prices ranging from $464.44 to $464.89. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 567 $464.00 $263,088.00
Disclosure

SEC source: 0001209191-21-051846 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,032

F1 · price: The transactions were executed in multiple trades at prices ranging from $463.41 to $464.22. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 1,547 $0.00 Strike: $156.85 $0.00
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · derivative · entry 10

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,547 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock options were fully exercisable

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 3,092 $0.00 Strike: $103.30 $0.00
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · derivative · entry 9

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,092 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock options were fully exercisable

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 350 $483.57 $169,249.50
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 8

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,599

F5 · price: The transactions were executed in multiple trades at prices ranging from $483.11 to $483.81. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 150 $481.13 $72,169.50
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 7

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,949

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 650 $478.87 $311,265.50
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 6

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,099

F4 · price: The transactions were executed in multiple trades at prices ranging from $478.50 to $479.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,599 $477.65 $763,762.35
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 5

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,749

F3 · price: The transactions were executed in multiple trades at prices ranging from $477.39 to $478.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,540 $476.47 $733,763.80
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,348

F2 · price: The transactions were executed in multiple trades at prices ranging from $476.23 to $477.16. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 350 $475.34 $166,369.00
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,888

F1 · price: The transactions were executed in multiple trades at prices ranging from $475.20 to $476.17. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 1,547 $156.85 $242,646.95
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 16:37 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 3,092 $103.30 $319,403.60
Disclosure

SEC source: 0001209191-21-051119 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Global Head of Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2021 Filed May 27, 2021 16:31 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 4,968 $0.00 Strike: $103.30 $0.00
Disclosure

SEC source: 0001209191-21-036248 · doc4.xml · derivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,092

Underlying: Common Stock · 4,968 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options were fully exercisable.

Read SEC document
May 26, 2021 Filed May 27, 2021 16:31 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,384 $462.89 $640,639.76
Disclosure

SEC source: 0001209191-21-036248 · doc4.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,599

F2 · price: The transactions were executed in multiple trades at prices ranging from $462.56 to $463.47. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 26, 2021 Filed May 27, 2021 16:31 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 2,616 $462.07 $1,208,775.12
Disclosure

SEC source: 0001209191-21-036248 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,983

F1 · price: The transactions were executed in multiple trades at prices ranging from $461.56 to $462.54. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
May 26, 2021 Filed May 27, 2021 16:31 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 4,968 $103.30 $513,194.40
Disclosure

SEC source: 0001209191-21-036248 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 10 $547.70 $5,477.00
Disclosure

SEC source: 0001209191-21-014333 · doc4.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,631

Read SEC document
February 24, 2021 Filed Feb 25, 2021 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 690 $546.71 $377,229.90
Disclosure

SEC source: 0001209191-21-014333 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,641

F2 · shares: The transactions were executed in multiple trades at prices ranging from $546.41 to $547.03. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 16:30 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 1,800 $545.65 $982,170.00
Disclosure

SEC source: 0001209191-21-014333 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,331

F1 · shares: The transactions were executed in multiple trades at prices ranging from $545.00 to $545.95. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 426 $540.76 $230,363.76
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 12

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,131

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 7 $540.76 $3,785.32
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 11

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,557

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 143 $540.76 $77,328.68
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 10

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,564

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 1,546 $540.76 $836,014.96
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 9

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,707

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 209 $540.76 $113,018.84
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 8

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,253

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 104 $540.76 $56,239.04
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 7

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,462

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 175 $540.76 $94,633.00
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 6

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,566

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 135 $540.76 $73,002.60
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 5

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,741

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 123 $540.76 $66,513.48
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,876

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 52 $540.76 $28,119.52
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,999

F3 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. DeLise.

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January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 1,274 $540.76 $688,928.24
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,051

F2 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the vesting of restricted stock units previously granted to Mr. DeLise.

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January 31, 2021 Filed Feb 2, 2021 16:52 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Tax withholdingCommon Stock, par value $0.003 per share 466 $540.76 $251,994.16
Disclosure

SEC source: 0001209191-21-006815 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,325

F1 · kind: Represents the surrender of shares to the Company to satisfy Mr. DeLise's tax withholding obligation upon the receipt of vested restricted stock units that had been previously deferred by Mr. DeLise.

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January 15, 2021 Filed Jan 20, 2021 17:41 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 GrantCommon Stock, par value $0.003 per share 1,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004421 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,791

F1 · price: Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest in three installments of 34% on January 31, 2022, and 33% on each of January 31, 2023 and January 31, 2024.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 1,274 $0.00 Strike: $156.85 $0.00
Disclosure

SEC source: 0001209191-20-062516 · doc4.xml · derivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,547

Underlying: Common Stock · 1,274 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were fully exercisable.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionStock Option (right to buy) · Derivative 968 $0.00 Strike: $103.30 $0.00
Disclosure

SEC source: 0001209191-20-062516 · doc4.xml · derivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,060

Underlying: Common Stock · 968 shares

Expires 2022-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were fully exercisable.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 1,274 $156.85 $199,826.90
Disclosure

SEC source: 0001209191-20-062516 · doc4.xml · nonDerivative · entry 2

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

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December 08, 2020 Filed Dec 9, 2020 16:35 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 Exercise / conversionCommon Stock, par value $0.003 per share 968 $103.30 $99,994.40
Disclosure

SEC source: 0001209191-20-062516 · doc4.xml · nonDerivative · entry 1

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person has elected to exercise and hold the shares at this time.

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November 12, 2020 Filed Nov 13, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 24 $551.64 $13,239.36
Disclosure

SEC source: 0001209191-20-058284 · doc4.xml · nonDerivative · entry 8

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,439

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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November 12, 2020 Filed Nov 13, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 460 $550.36 $253,165.60
Disclosure

SEC source: 0001209191-20-058284 · doc4.xml · nonDerivative · entry 7

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,463

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · price: The transactions were executed in multiple trades at prices ranging from $550.26 to $550.76. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 12, 2020 Filed Nov 13, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 249 $544.12 $135,485.88
Disclosure

SEC source: 0001209191-20-058284 · doc4.xml · nonDerivative · entry 6

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,923

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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November 12, 2020 Filed Nov 13, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 369 $542.65 $200,237.85
Disclosure

SEC source: 0001209191-20-058284 · doc4.xml · nonDerivative · entry 5

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,172

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The transactions were executed in multiple trades at prices ranging from $542.34 to $543.09. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 12, 2020 Filed Nov 13, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 265 $541.47 $143,489.55
Disclosure

SEC source: 0001209191-20-058284 · doc4.xml · nonDerivative · entry 4

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,541

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The transactions were executed in multiple trades at prices ranging from $540.99 to $541.67. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.

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November 12, 2020 Filed Nov 13, 2020 16:15 UTC MARKETAXESS HOLDINGS INC MKTX · Entity 3821 SaleCommon Stock, par value $0.003 per share 41 $539.67 $22,126.47
Disclosure

SEC source: 0001209191-20-058284 · doc4.xml · nonDerivative · entry 3

DELISE ANTONIO L · CIK 0001249885 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,806

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.