Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| General Motors CoGM · Entity 2958 | Director | December 31, 2024 | January 03, 2025 |
| KKR & Co. Inc.KKR · Entity 338 | Director | December 09, 2021 | December 10, 2021 |
| NORTHROP GRUMMAN CORP /DE/NOC · Entity 2963 | Director | May 20, 2026 | May 21, 2026 |
| Walmart Inc.WMT · Entity 783 | Exec VP | January 31, 2011 | February 02, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
General Motors Co
Report date December 31, 2024 · Filed January 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security | Direct | 57,003 |
Reported balance
After 2024-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-31 · Grant · Acquired 4,154 · Balance 57,003 F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. |
| Deferred Share Units ("DSUs")SEC Table II · derivative / convertible security | Direct | 57,578 |
Reported balance
After 2024-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-12-31 · Grant · Acquired 575 · Balance 57,578 F2: Represents dividends accrued on DSUs in 2024 that were credited as additional DSUs at the end of the year. F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. |
Filing footnotes · ownership attribution and instrument terms
F1: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment.
F2: Represents dividends accrued on DSUs in 2024 that were credited as additional DSUs at the end of the year.
KKR & Co. Inc.
Report date December 09, 2021 · Filed December 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 86,058 |
Reported balance
After 2021-12-09 transaction · row 1
1 source rowRow 1 · 2021-12-09 · Grant · Acquired 2,479 · Balance 86,058 F1: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.
NORTHROP GRUMMAN CORP /DE/
Report date May 20, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,737 |
Reported balance
After 2026-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 349 · Balance 16,737 F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2: Amount includes (i) 3,160 shares of common stock; and (ii) 13,577 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.
F2: Amount includes (i) 3,160 shares of common stock; and (ii) 13,577 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.
Walmart Inc.
Report date January 31, 2011 · Filed February 02, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 252,718 |
Reported balance
After 2011-01-31 transaction · row 1
1 source rowRow 1 · 2011-01-31 · Tax withholding · Disposed 12,481 · Balance 252,718 F1: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Profit Sharing and 401(k) | 381.5295 |
Reported balance
Holding disclosure · report date 2011-01-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 381.5295 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 21, 2026 19:27 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 349 | $552.17 | $192,707.33 |
DisclosureSEC source: 0001628280-26-037205 · wk-form4_1779391640.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,737 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Amount includes (i) 3,160 shares of common stock; and (ii) 13,577 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:38 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 385 | $473.90 | $182,451.50 |
DisclosureSEC source: 0001628280-25-027297 · wk-form4_1747946278.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,177 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Amount includes (i) 3,160 shares of common stock; and (ii) 13,017 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 22:22 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units ("DSUs") · Derivative | 575 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-25-000023 · wk-form4_1735942922.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,578 Underlying: Common Stock · 575 shares Expires not disclosed F2 · security: Represents dividends accrued on DSUs in 2024 that were credited as additional DSUs at the end of the year. F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 22:22 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units ("DSUs") · Derivative | 4,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-25-000023 · wk-form4_1735942922.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,003 Underlying: Common Stock · 4,154 shares Expires not disclosed F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| July 31, 2024 Filed Aug 1, 2024 17:11 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 377 | $484.32 | $182,588.64 |
DisclosureSEC source: 0001628280-24-034018 · wk-form4_1722532300.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,635 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Amount includes (i) 3,160 shares of common stock; and (ii) 12,475 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 22:15 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units ("DSUs") · Derivative | 517 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-24-000016 · wk-form4_1704320113.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,849 Underlying: Common Stock · 517 shares Expires not disclosed F2 · security: Represents dividends accrued on DSUs in 2023 that were credited as additional DSUs at the end of the year. F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2023 Filed Jan 3, 2024 22:15 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units ("DSUs") · Derivative | 5,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-24-000016 · wk-form4_1704320113.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,332 Underlying: Common Stock · 5,476 shares Expires not disclosed F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:34 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 392 | $447.34 | $175,357.28 |
DisclosureSEC source: 0001628280-23-019071 · wf-form4_168452844192133.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,006 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Amount includes (i) 3,160 shares of common stock; and (ii) 11,846 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 22:20 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units ("DSUs") · Derivative | 212 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-23-000024 · wf-form4_167287079838119.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,856 Underlying: Common Stock · 212 shares Expires not disclosed F2 · security: Represents dividends accrued on DSUs in 2022 that were credited as additional DSUs at the end of the year. F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 22:20 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units ("DSUs") · Derivative | 3,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001467858-23-000024 · wf-form4_167287079838119.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,644 Underlying: Common Stock · 3,668 shares Expires not disclosed F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| May 18, 2022 Filed May 19, 2022 21:31 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 385 | $454.87 | $175,124.95 |
DisclosureSEC source: 0001628280-22-014934 · wf-form4_165299587980968.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,452 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Amount includes (i) 3,160 shares of common stock; and (ii) 11,292 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:26 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 2,640 | $55.88 | $147,523.20 |
DisclosureSEC source: 0001467858-22-000023 · wf-form4_164133515505865.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,976 Underlying: Common Stock · 2,640 shares Expires not disclosed F1 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · shares: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the ("Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F1 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 09, 2021 Filed Dec 10, 2021 22:08 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantCommon Stock | 2,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-041251 · form4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,058 F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc. Read SEC document |
| May 19, 2021 Filed May 21, 2021 17:53 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 458 | $370.90 | $169,872.20 |
DisclosureSEC source: 0001628280-21-010865 · wf-form4_162161957691373.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,889 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · acquired: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Amount includes (i) 3,160 shares of common stock; and (ii) 10,729 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:53 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 753 | $18.32 | $13,794.96 |
DisclosureSEC source: 0001467858-21-000016 · wf-form4_160988362137473.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,336 Underlying: Common Stock · 753 shares Expires not disclosed F4 · security: Represents dividends accrued on DSUs in 2020 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F5 · price: The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable dividend payment date. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:53 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 4,436 | $30.48 | $135,209.28 |
DisclosureSEC source: 0001467858-21-000016 · wf-form4_160988362137473.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,583 Underlying: Common Stock · 4,436 shares Expires not disclosed F1 · security: Deferred Share Units ("DSUs") were awarded pursuant to the General Motors Company Deferred Compensation Plan for Non-Employee Directors (the "Plan"). Under the Plan, each non-employee director is required to defer one-half of the $305,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. F2 · derivative.exercise_price: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F3 · price: The price of the DSUs is the average closing price of the Company's Common Stock during the previous calendar year. F2 · derivative.exercise_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F2 · derivative.expiration_date: Amounts credited as DSUs will be paid in cash after the non-employee director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 01:00 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantCommon Stock | 4,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-024578 · form4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,579 F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:11 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 499 | $320.40 | $159,879.60 |
DisclosureSEC source: 0001225208-20-008172 · doc4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,244 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Total amount includes (i) 3,160 shares of common stock and (ii) 10,084 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:57 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 1,348 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-20-000015 · wf-form4_157808864603085.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,147 Underlying: Common Stock · 1,348 shares Expires not disclosed F2 · derivative.exercise_price: Represents dividends accrued on DSUs in 2019 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. F2 · price: Represents dividends accrued on DSUs in 2019 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. F2 · derivative.exercise_date: Represents dividends accrued on DSUs in 2019 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. F2 · derivative.expiration_date: Represents dividends accrued on DSUs in 2019 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:57 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 3,794 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-20-000015 · wf-form4_157808864603085.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,799 Underlying: Common Stock · 3,794 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2019, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.56 in 2019. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2019, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.56 in 2019. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2019, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.56 in 2019. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2019, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.56 in 2019. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 22:01 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantClass A Common Stock | 5,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-019649 · form4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,299 F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2020. Upon vesting, each restricted stock unit will be settled by delivery of one share of Class A common stock of KKR & Co. Inc. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:14 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Stock Units · Derivative | 6,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-017976 · form4.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 6,539 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.exercise_date: 6,539 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.expiration_date: 6,539 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 22:14 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionClass A Common Stock | 6,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-017976 · form4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 6,539 restricted stock units of KKR & Co. Inc. vested on October 1, 2019 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:34 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | GrantCommon Stock | 543 | $294.49 | $159,908.07 |
DisclosureSEC source: 0001225208-19-008165 · doc4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,597 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Total amount includes (i) 3,160 shares of common stock and (ii) 9,437 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:31 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 1,155 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000017 · wf-form4_154655464773326.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,005 Underlying: Common Stock · 1,155 shares Expires not disclosed F2 · derivative.exercise_price: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. F2 · price: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. F2 · derivative.exercise_date: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. F2 · derivative.expiration_date: Represents dividends accrued on DSUs in 2018 that were credited as additional DSUs at the end of the year pursuant to the terms of the Plan. The dividends were converted to DSUs based on the average of the high and low trading price of the Company's Common Stock on the applicable quarterly dividend payment date. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 22:31 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 3,769 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-19-000017 · wf-form4_154655464773326.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,850 Underlying: Common Stock · 3,769 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2018, pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The deferred portion of the retainer fee is converted to DSUs based on the average closing price of the Company's Common Stock during the previous calendar year, which was $37.81 in 2018. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average closing price of the Company's Common Stock during the quarter immediately preceding payment. Read SEC document |
| October 26, 2018 Filed Oct 29, 2018 22:47 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Stock Units · Derivative | 6,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-041544 · form4.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,539 Underlying: Class A Common Stock · 6,539 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units of KKR & Co. Inc. were approved for grant under the Amended and Restated KKR & Co. Inc. 2010 Equity Incentive Plan and will generally vest on October 1, 2019. Upon vesting, each restricted stock unit may be settled by delivery of one share of Class A common stock of KKR & Co. Inc. F1 · derivative.exercise_date: These restricted stock units of KKR & Co. Inc. were approved for grant under the Amended and Restated KKR & Co. Inc. 2010 Equity Incentive Plan and will generally vest on October 1, 2019. Upon vesting, each restricted stock unit may be settled by delivery of one share of Class A common stock of KKR & Co. Inc. F1 · derivative.expiration_date: These restricted stock units of KKR & Co. Inc. were approved for grant under the Amended and Restated KKR & Co. Inc. 2010 Equity Incentive Plan and will generally vest on October 1, 2019. Upon vesting, each restricted stock unit may be settled by delivery of one share of Class A common stock of KKR & Co. Inc. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:37 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Stock Units · Derivative | 7,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-040071 · form4.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 7,372 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.exercise_date: 7,372 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. F1 · derivative.expiration_date: 7,372 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:37 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionClass A Common Stock | 7,372 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-040071 · form4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 7,372 restricted stock units of KKR & Co. Inc. vested on October 1, 2018 and were settled for Class A common stock of KKR & Co. Inc. on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 19:39 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 483 | $321.16 | $155,120.28 |
DisclosureSEC source: 0001225208-18-009549 · doc4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,910 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Total amount includes (i) 3,160 shares of common stock and (ii) 8,750 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:39 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 938 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000002 · wf-form4_151502273085370.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,081 Underlying: Common Stock · 938 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 23:39 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 3,789 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-18-000002 · wf-form4_151502273085370.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,143 Underlying: Common Stock · 3,789 shares Expires not disclosed F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2017 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $285,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $37.61. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document |
| October 27, 2017 Filed Oct 30, 2017 22:15 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Equity Units · Derivative | 7,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-040097 · form4.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,372 Underlying: Common Units · 7,372 shares Expires not disclosed F1 · derivative.exercise_price: These restricted equity units of KKR & Co. L.P. were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest on October 1, 2018. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.exercise_date: These restricted equity units of KKR & Co. L.P. were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest on October 1, 2018. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.expiration_date: These restricted equity units of KKR & Co. L.P. were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest on October 1, 2018. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:16 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Equity Units · Derivative | 10,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-037444 · form4.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 10,088 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 10,088 restricted equity units of KKR & Co. L.P. vested on October 1, 2017 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. F1 · derivative.exercise_date: 10,088 restricted equity units of KKR & Co. L.P. vested on October 1, 2017 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. F1 · derivative.expiration_date: 10,088 restricted equity units of KKR & Co. L.P. vested on October 1, 2017 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. Read SEC document |
| October 01, 2017 Filed Oct 3, 2017 22:16 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionCommon Units | 10,088 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-037444 · form4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 10,088 restricted equity units of KKR & Co. L.P. vested on October 1, 2017 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:33 UTC | General Motors Co GM · Entity 2958 | PurchaseCommon Stock | 6,755 | $34.77 | $234,871.35 |
DisclosureSEC source: 0001467858-17-000110 · wf-form4_150179601550150.xml · nonDerivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,005 F2 · price: The price in Column 4 is the weighted average purchase price of the shares. The shares were purchased in multiple transactions at prices from $34.78 to $34.77, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares purchased at each price point within the ranges set forth in this footnote. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:33 UTC | General Motors Co GM · Entity 2958 | PurchaseCommon Stock | 7,605 | $34.75 | $264,273.75 |
DisclosureSEC source: 0001467858-17-000110 · wf-form4_150179601550150.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,250 F1 · price: The price in Column 4 is the weighted average purchase price of the shares. The shares were purchased in multiple transactions at prices from $34.76 to $34.73, inclusive. The Reporting Person undertakes to provide to the SEC, GM and any security holder, upon request, full information regarding the number of shares purchased at each price point within the ranges set forth in this footnote. Read SEC document |
| May 17, 2017 Filed May 19, 2017 19:33 UTC | NORTHROP GRUMMAN CORP /DE/ NOC · Entity 2963 | OtherCommon Stock | 609 | $246.32 | $150,008.88 |
DisclosureSEC source: 0001225208-17-010110 · doc4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,311 F1 · kind: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F1 · shares: Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan in a transaction exempt pursuant to Rule 16b-3. F2 · balance_after: Total amount includes (i) 3,160 shares of common stock and (ii) 8,151 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors. Dividends earned on shares held in stock unit account were exempt from Section 16 and not reportable under rule 16a-11. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:16 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 869 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000011 · wf-form4_148357536636038.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,354 Underlying: Common Stock · 869 shares Expires not disclosed F2 · security: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · price: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.exercise_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. F2 · derivative.expiration_date: Pursuant to the Plan, dividends on the DSUs are credited in DSUs at the end of year. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 00:16 UTC | General Motors Co GM · Entity 2958 | GrantDeferred Share Units · Derivative | 3,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001467858-17-000011 · wf-form4_148357536636038.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,485 Underlying: Common Stock · 3,990 shares Expires not disclosed F1 · security: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · price: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.exercise_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. F1 · derivative.expiration_date: Deferred share units of the Company's Common Stock ("DSUs") were awarded on December 31, 2016 pursuant to the General Motors Company Deferred Compensation Plan (the "Plan") for Non-Employee Directors. Each non-employee director is required to defer one-half of the $250,000 annual retainer fee for service on the Board of Directors into DSUs and may elect to defer more. The retainer fee is converted to DSUs based on the average closing price of the Common Stock for the previous calendar year, which was $31.33. Amounts credited as DSUs will be paid in cash after the director leaves the Board, valued at the average daily closing price of the Common Stock for the quarter immediately preceding payment. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 22:11 UTC | KKR & Co. Inc. KKR · Entity 338 | GrantRestricted Equity Units · Derivative | 10,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-083920 · form4.xml · derivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,088 Underlying: Common Units · 10,088 shares Expires not disclosed F1 · derivative.exercise_price: These restricted equity units of KKR & Co. L.P. were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest on October 1, 2017. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.exercise_date: These restricted equity units of KKR & Co. L.P. were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest on October 1, 2017. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. F1 · derivative.expiration_date: These restricted equity units of KKR & Co. L.P. were approved for grant under the KKR & Co. L.P. 2010 Equity Incentive Plan and will generally vest on October 1, 2017. Upon vesting, each restricted equity unit may be settled by delivery of one common unit of KKR & Co. L.P. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:05 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionRestricted Equity Units · Derivative | 6,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-148682 · a4.xml · derivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 6,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 6,219 restricted equity units of KKR & Co. L.P. vested on October 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. F1 · derivative.exercise_date: 6,219 restricted equity units of KKR & Co. L.P. vested on October 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. F1 · derivative.expiration_date: 6,219 restricted equity units of KKR & Co. L.P. vested on October 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 22:05 UTC | KKR & Co. Inc. KKR · Entity 338 | Exercise / conversionCommon Units | 6,219 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-148682 · a4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 6,219 restricted equity units of KKR & Co. L.P. vested on October 1, 2016 and were settled for common units of KKR & Co. L.P. on a one-for-one basis. Read SEC document |
| January 31, 2011 Filed Feb 2, 2011 22:27 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 12,481 | $56.07 | $699,809.67 |
DisclosureSEC source: 0001127602-11-003552 · form4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,718 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. Read SEC document |
| January 24, 2011 Filed Jan 25, 2011 22:55 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 113 | $55.73 | $6,297.49 |
DisclosureSEC source: 0001127602-11-002288 · form4.xml · nonDerivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,199 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. Read SEC document |
| January 21, 2011 Filed Jan 25, 2011 22:55 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 7,979 | $55.73 | $444,669.67 |
DisclosureSEC source: 0001127602-11-002288 · form4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,312 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted stock. Read SEC document |
| January 05, 2011 Filed Jan 7, 2011 23:13 UTC | Walmart Inc. WMT · Entity 783 | Tax withholdingCommon Stock | 858 | $54.41 | $46,683.78 |
DisclosureSEC source: 0001127602-11-001278 · form4.xml · nonDerivative · entry 2 SCHOEWE THOMAS M · CIK 0001161375 · Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,291 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance-based restricted stock. Read SEC document |
| January 05, 2011 Filed Jan 7, 2011 23:13 UTC | Walmart Inc. WMT · Entity 783 | Disposition to issuerCommon Stock | 54,264 | $54.41 | $2,952,504.24 |
DisclosureSEC source: 0001127602-11-001278 · form4.xml · nonDerivative · entry 1 SCHOEWE THOMAS M · CIK 0001161375 · Exec VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,149 F1 · shares: Respresents performance-based restricted stock vesting on January 5, 2011 that was deferred into cash under an election made by the reporting person in a prior year. Read SEC document |
| November 23, 2010 Filed Nov 26, 2010 22:07 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Options · Derivative | 45,039 | $0.00 Strike: $47.96 | $0.00 |
DisclosureSEC source: 0001127602-10-028959 · form4.xml · derivative · entry 7 SCHOEWE THOMAS M · CIK 0001161375 · Exec VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,024 Underlying: Common Stock · 45,039 shares Expires 2017-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on January 22, 2008. Read SEC document |
| November 23, 2010 Filed Nov 26, 2010 22:07 UTC | Walmart Inc. WMT · Entity 783 | Exercise / conversionStock Option · Derivative | 63,033 | $0.00 Strike: $45.69 | $0.00 |
DisclosureSEC source: 0001127602-10-028959 · form4.xml · derivative · entry 6 SCHOEWE THOMAS M · CIK 0001161375 · Exec VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,759 Underlying: Common Stock · 63,033 shares Expires 2016-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is exercisable in five equal annual installments beginning on January 5, 2007. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.