Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORACLE CORPORCL · Entity 2805 | Executive Vice President-Ops | April 01, 2011 | April 05, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORACLE CORP
Report date April 01, 2011 · Filed April 05, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,690 |
Ending reported balance
After 2011-04-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2011-04-01 · Exercise / conversion · Acquired 470,000 · Balance 502,690 F2: Option vests 25% annually on anniversary of grant date. Row 2 · 2011-04-01 · Sale · Disposed 470,000 · Balance 32,690 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.34 · Expires 2015-06-20 | Direct | 128,357 |
Reported balance
After 2011-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2011-04-01 · Exercise / conversion · Disposed 470,000 · Balance 128,357 F2: Option vests 25% annually on anniversary of grant date. F1: Option vests 25% annually on anniversary of grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Option vests 25% annually on anniversary of grant date.
F2: Option vests 25% annually on anniversary of grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 03, 2007 Filed Apr 4, 2007 18:18 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 400,000 | $18.31 | $7,325,560.00 |
DisclosureSEC source: 0001379409-07-000014 · primary_doc.xml · nonDerivative · entry 2 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,848 Read SEC document |
| April 03, 2007 Filed Apr 4, 2007 18:18 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 400,000 | $6.88 | $2,750,000.00 |
DisclosureSEC source: 0001379409-07-000014 · primary_doc.xml · nonDerivative · entry 1 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2007 Filed Jul 5, 2007 19:25 UTC | ORACLE CORP ORCL · Entity 2805 | OtherCommon Stock | 179 | $17.22 | $3,083.01 |
DisclosureSEC source: 0001379409-07-000042 · primary_doc.xml · nonDerivative · entry 2 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,176 F1 · kind: Securities acquired in exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| October 16, 2006 Filed Oct 17, 2006 14:07 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $5.83 | $0.00 |
DisclosureSEC source: 0001335064-06-000054 · primary_doc.xml · derivative · entry 4 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2009-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| October 16, 2006 Filed Oct 17, 2006 14:07 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 100 | $19.12 | $1,912.00 |
DisclosureSEC source: 0001335064-06-000054 · primary_doc.xml · nonDerivative · entry 3 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,848 Read SEC document |
| October 16, 2006 Filed Oct 17, 2006 14:07 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 399,900 | $19.10 | $7,638,090.00 |
DisclosureSEC source: 0001335064-06-000054 · primary_doc.xml · nonDerivative · entry 2 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,948 Read SEC document |
| October 16, 2006 Filed Oct 17, 2006 14:07 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 400,000 | $5.83 | $2,331,280.00 |
DisclosureSEC source: 0001335064-06-000054 · primary_doc.xml · nonDerivative · entry 1 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2006 Filed Jul 5, 2007 19:25 UTC | ORACLE CORP ORCL · Entity 2805 | OtherCommon Stock | 149 | $16.85 | $2,511.10 |
DisclosureSEC source: 0001379409-07-000042 · primary_doc.xml · nonDerivative · entry 1 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,997 F1 · kind: Securities acquired in exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| September 26, 2006 Filed Sep 28, 2006 16:11 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $5.83 | $0.00 |
DisclosureSEC source: 0001335064-06-000033 · primary_doc.xml · derivative · entry 4 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2009-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| September 26, 2006 Filed Sep 28, 2006 16:11 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 21,700 | $18.01 | $390,817.00 |
DisclosureSEC source: 0001335064-06-000033 · primary_doc.xml · nonDerivative · entry 3 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,848 Read SEC document |
| September 26, 2006 Filed Sep 28, 2006 16:11 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 378,300 | $18.00 | $6,809,400.00 |
DisclosureSEC source: 0001335064-06-000033 · primary_doc.xml · nonDerivative · entry 2 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,548 Read SEC document |
| September 26, 2006 Filed Sep 28, 2006 16:11 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 400,000 | $5.83 | $2,331,280.00 |
DisclosureSEC source: 0001335064-06-000033 · primary_doc.xml · nonDerivative · entry 1 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2006 Filed Jul 10, 2006 13:53 UTC | ORACLE CORP ORCL · Entity 2805 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $14.57 | $0.00 |
DisclosureSEC source: 0001335064-06-000024 · primary_doc.xml · derivative · entry 2 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2016-07-06 F2 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 13:54 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $4.08 | $0.00 |
DisclosureSEC source: 0001093287-06-000049 · primary_doc.xml · derivative · entry 4 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2008-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 13:54 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 27,217 | $14.71 | $400,362.07 |
DisclosureSEC source: 0001093287-06-000049 · primary_doc.xml · nonDerivative · entry 3 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,034 Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 13:54 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 122,783 | $14.70 | $1,804,910.10 |
DisclosureSEC source: 0001093287-06-000049 · primary_doc.xml · nonDerivative · entry 2 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,251 Read SEC document |
| April 26, 2006 Filed Apr 28, 2006 13:54 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 150,000 | $4.08 | $612,510.00 |
DisclosureSEC source: 0001093287-06-000049 · primary_doc.xml · nonDerivative · entry 1 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2006 Filed Jul 10, 2006 13:53 UTC | ORACLE CORP ORCL · Entity 2805 | OtherCommon Stock | 1,814 | $13.09 | $23,747.07 |
DisclosureSEC source: 0001335064-06-000024 · primary_doc.xml · nonDerivative · entry 1 ROZWAT CHARLES · CIK 0001205013 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,848 F1 · kind: Securities acquired in exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.