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ROZWAT CHARLES

Disclosed activity across 1 company

Tapewire entity
13040
SEC CIK
0001205013

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ORACLE CORPORCL · Entity 2805Executive Vice President-OpsApril 01, 2011April 05, 2011

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ORACLE CORP

Report date April 01, 2011 · Filed April 05, 2011

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,690 Ending reported balance After 2011-04-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2011-04-01 · Exercise / conversion · Acquired 470,000 · Balance 502,690

F2: Option vests 25% annually on anniversary of grant date.

Row 2 · 2011-04-01 · Sale · Disposed 470,000 · Balance 32,690

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.34 · Expires 2015-06-20Direct128,357 Reported balance After 2011-04-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2011-04-01 · Exercise / conversion · Disposed 470,000 · Balance 128,357

F2: Option vests 25% annually on anniversary of grant date.

F1: Option vests 25% annually on anniversary of grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Option vests 25% annually on anniversary of grant date.

F2: Option vests 25% annually on anniversary of grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2011 Filed Apr 5, 2011 13:50 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 470,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001127602-11-012323 · form4.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,357

Underlying: Common Stock · 470,000 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Option vests 25% annually on anniversary of grant date.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
April 01, 2011 Filed Apr 5, 2011 13:50 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 470,000 $33.88 $15,925,010.00
Disclosure

SEC source: 0001127602-11-012323 · form4.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,690

Read SEC document
April 01, 2011 Filed Apr 5, 2011 13:50 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 470,000 $12.34 $5,799,800.00
Disclosure

SEC source: 0001127602-11-012323 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Option vests 25% annually on anniversary of grant date.

Read SEC document
October 28, 2010 Filed Oct 29, 2010 15:50 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 250,000 $0.00 Strike: $15.86 $0.00
Disclosure

SEC source: 0001127602-10-026189 · form4.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2011-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
October 28, 2010 Filed Oct 29, 2010 15:50 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 250,000 $29.14 $7,284,000.00
Disclosure

SEC source: 0001127602-10-026189 · form4.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,690

F2 · price: This transaction was executed in multiple trades at prices ranging from $29.050 to $29.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 28, 2010 Filed Oct 29, 2010 15:50 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 250,000 $15.86 $3,965,000.00
Disclosure

SEC source: 0001127602-10-026189 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2010 Filed Oct 7, 2010 13:30 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 250,000 $0.00 Strike: $15.86 $0.00
Disclosure

SEC source: 0001127602-10-025157 · form4.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2011-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
October 06, 2010 Filed Oct 7, 2010 13:30 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 250,000 $27.50 $6,875,050.00
Disclosure

SEC source: 0001127602-10-025157 · form4.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775

Read SEC document
October 06, 2010 Filed Oct 7, 2010 13:30 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 250,000 $15.86 $3,965,000.00
Disclosure

SEC source: 0001127602-10-025157 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2010 Filed Oct 25, 2010 19:06 UTC ORACLE CORP ORCL · Entity 2805 OtherCommon Stock 915 $25.81 $23,617.98
Disclosure

SEC source: 0001127602-10-025954 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,690

F1 · kind: Securities acquired in exempt purchase under Company's Section 423 Employee Stock Purchase Plan.

Read SEC document
July 01, 2010 Filed Jul 2, 2010 17:19 UTC ORACLE CORP ORCL · Entity 2805 GrantStock Option · Derivative 1,000,000 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0001127602-10-018659 · form4.xml · derivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2020-07-01

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
April 12, 2010 Filed Apr 13, 2010 14:45 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 300,000 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001127602-10-011013 · form4.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,357

Underlying: Common Stock · 300,000 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
April 12, 2010 Filed Apr 13, 2010 14:45 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 300,000 $26.25 $7,875,000.00
Disclosure

SEC source: 0001127602-10-011013 · form4.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775

Read SEC document
April 12, 2010 Filed Apr 13, 2010 14:45 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 300,000 $12.34 $3,702,000.00
Disclosure

SEC source: 0001127602-10-011013 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2009 Filed Dec 28, 2009 12:09 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 62,500 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001127602-09-026132 · form4.xml · derivative · entry 5

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,357

Underlying: Common Stock · 62,500 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
December 23, 2009 Filed Dec 28, 2009 12:09 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 167,559 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001127602-09-026132 · form4.xml · derivative · entry 4

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 167,559 shares

Expires 2014-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
December 23, 2009 Filed Dec 28, 2009 12:09 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 230,059 $24.55 $5,647,948.45
Disclosure

SEC source: 0001127602-09-026132 · form4.xml · nonDerivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775

Read SEC document
December 23, 2009 Filed Dec 28, 2009 12:09 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 62,500 $12.34 $771,250.00
Disclosure

SEC source: 0001127602-09-026132 · form4.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2009 Filed Dec 28, 2009 12:09 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 167,559 $10.23 $1,714,128.57
Disclosure

SEC source: 0001127602-09-026132 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2009 Filed Dec 23, 2009 19:00 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 19,941 $0.00 Strike: $10.23 $0.00
Disclosure

SEC source: 0001127602-09-026079 · form4.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,559

Underlying: Common Stock · 19,941 shares

Expires 2014-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
December 22, 2009 Filed Dec 23, 2009 19:00 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 19,941 $24.55 $489,563.51
Disclosure

SEC source: 0001127602-09-026079 · form4.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775

Read SEC document
December 22, 2009 Filed Dec 23, 2009 19:00 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 19,941 $10.23 $203,996.43
Disclosure

SEC source: 0001127602-09-026079 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2009 Filed Oct 26, 2009 16:40 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 250,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001127602-09-021071 · form4.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2009-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
October 21, 2009 Filed Oct 26, 2009 16:40 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 250,000 $22.25 $5,563,225.00
Disclosure

SEC source: 0001127602-09-021071 · form4.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775

Read SEC document
October 21, 2009 Filed Oct 26, 2009 16:40 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 250,000 $14.55 $3,636,725.00
Disclosure

SEC source: 0001127602-09-021071 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2009 Filed Jul 31, 2009 14:13 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 250,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001127602-09-016437 · form4.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2009-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 30, 2009 Filed Jul 31, 2009 14:13 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 250,000 $22.42 $5,603,875.00
Disclosure

SEC source: 0001127602-09-016437 · form4.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775

Read SEC document
July 30, 2009 Filed Jul 31, 2009 14:13 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 250,000 $14.55 $3,636,725.00
Disclosure

SEC source: 0001127602-09-016437 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2009 Filed Jul 17, 2009 14:53 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionStock Option · Derivative 500,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001127602-09-015649 · form4.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2009-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 16, 2009 Filed Jul 17, 2009 14:53 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 500,000 $21.57 $10,786,450.00
Disclosure

SEC source: 0001127602-09-015649 · form4.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775

Read SEC document
July 16, 2009 Filed Jul 17, 2009 14:53 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 500,000 $14.55 $7,273,450.00
Disclosure

SEC source: 0001127602-09-015649 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2009 Filed Apr 28, 2009 15:23 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 448,152 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001093287-09-000034 · primary_doc.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 448,152 shares

Expires 2009-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
April 24, 2009 Filed Apr 28, 2009 15:23 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 448,152 $19.77 $8,858,217.25
Disclosure

SEC source: 0001093287-09-000034 · primary_doc.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,516

Read SEC document
April 24, 2009 Filed Apr 28, 2009 15:23 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 448,152 $14.55 $6,519,222.33
Disclosure

SEC source: 0001093287-09-000034 · primary_doc.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2009 Filed Apr 27, 2009 12:17 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 51,848 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001093287-09-000031 · edgardoc.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448,152

Underlying: Common Stock · 51,848 shares

Expires 2009-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
April 23, 2009 Filed Apr 27, 2009 12:17 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 51,848 $19.70 $1,021,405.60
Disclosure

SEC source: 0001093287-09-000031 · edgardoc.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,516

Read SEC document
April 23, 2009 Filed Apr 27, 2009 12:17 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 51,848 $14.55 $754,227.67
Disclosure

SEC source: 0001093287-09-000031 · edgardoc.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2009 Filed Jun 1, 2009 17:02 UTC ORACLE CORP ORCL · Entity 2805 OtherCommon Stock 1,259 $16.78 $21,122.24
Disclosure

SEC source: 0001127602-09-012763 · form4.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,775

F1 · kind: Securities acquired in exempt purchase under Company's Section 423 Employee Stock Purchase Plan.

Read SEC document
March 26, 2009 Filed Mar 30, 2009 14:02 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001093287-09-000023 · edgardoc.xml · derivative · entry 3

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 500,000 shares

Expires 2009-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
March 26, 2009 Filed Mar 30, 2009 14:02 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 500,000 $18.50 $9,250,000.00
Disclosure

SEC source: 0001093287-09-000023 · edgardoc.xml · nonDerivative · entry 2

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,516

Read SEC document
March 26, 2009 Filed Mar 30, 2009 14:02 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionCommon Stock 500,000 $14.55 $7,273,450.00
Disclosure

SEC source: 0001093287-09-000023 · edgardoc.xml · nonDerivative · entry 1

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC ORACLE CORP ORCL · Entity 2805 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 239,143 $0.00 Strike: $12.34 $0.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · derivative · entry 18

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 960,857

Underlying: Common Stock · 239,143 shares

Expires 2015-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date.

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 100 $21.54 $2,154.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 17

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,516

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 100 $21.54 $2,153.75
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 16

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,616

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 1,400 $21.54 $30,151.80
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 15

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,716

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 2,000 $21.54 $43,070.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 14

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,116

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 17,000 $21.53 $366,010.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 13

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,116

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 28,500 $21.53 $613,533.75
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 12

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,116

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 4,900 $21.53 $105,482.30
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 11

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,616

Read SEC document
July 29, 2008 Filed Jul 31, 2008 14:09 UTC ORACLE CORP ORCL · Entity 2805 SaleCommon Stock 4,400 $21.52 $94,688.00
Disclosure

SEC source: 0001093287-08-000061 · edgardoc.xml · nonDerivative · entry 10

ROZWAT CHARLES · CIK 0001205013 · Executive Vice President-Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,516

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.