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CORTINOVIS STEPHEN P

Disclosed activity across 2 companies

Tapewire entity
130313
SEC CIK
0001185484

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Aegion Corp

Report date May 17, 2021 · Filed May 19, 2021

Section 16 reporting ended · disclosed 2021-05-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-05-17 transaction · row 1
1 source row

Row 1 · 2021-05-17 · Disposition to issuer · Disposed 55,739 · Balance 0

F1: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration.

Common StockSEC Table I · non-derivativeIndirectBy Spouse in Individual Retirement Account0 Reported balance After 2021-05-17 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2021-05-17 · Disposition to issuer · Disposed 2,800 · Balance 0

F1: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration.

Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2021-05-17 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2021-05-17 · Disposition to issuer · Disposed 26,677 · Balance 0

F1: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration.

F3: Shares held in a trust of reporting person's spouse, to which reporting person is the primary beneficiary.

Common StockSEC Table I · non-derivativeIndirectIndividual Retirement Account0 Reported balance After 2021-05-17 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2021-05-17 · Disposition to issuer · Disposed 15,200 · Balance 0

F1: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: On May 17, 2021, Carter Acquisition, Inc., a Delaware corporation ("Merger Sub") and a wholly-owned subsidiary of Carter Intermediate, Inc., a Delaware corporation ("Parent"), merged with and into Aegion Corporation (the "Company"), with the Company continuing as the surviving corporation (the "Merger"), pursuant to the previously announced Agreement and Plan of Merger, dated February 16, 2021 and amended on March 13, 2021 and April 13, 2021 (the "Merger Agreement") among Parent, Merger Sub and the Company.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger: (a) each outstanding share of Common Stock (each, a "Share"), par value $0.01 per share, of the Company was cancelled and thereafter entitled the Reporting Person to receive $30 in cash without interest and less any applicable tax withholdings (the "Merger Consideration") and (b) each restricted stock unit and deferred stock unit (each a "Stock Unit") outstanding immediately prior to the consummation of the Merger became fully vested (to the extent unvested) and was canceled and converted into the right to receive, for each Share subject to such then-vested Stock Unit, the Merger Consideration.

F3: Shares held in a trust of reporting person's spouse, to which reporting person is the primary beneficiary.

PLEXUS CORP

Report date February 15, 2022 · Filed February 17, 2022

Section 16 reporting ended · disclosed 2022-02-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.01 par valueSEC Table I · non-derivativeDirect29,888 Reported balance After 2022-02-15 transaction · row 1
1 source row

Row 1 · 2022-02-15 · Exercise / conversion · Acquired 1,918 · Balance 29,888

F1: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on February 15, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-02-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-02-15 · Exercise / conversion · Disposed 1,918 · Balance 0

F1: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on February 15, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on February 15, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2019 Filed Jan 23, 2019 21:34 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 1,250 $0.00 Strike: $38.24 $0.00
Disclosure

SEC source: 0001209191-19-004968 · doc4.xml · derivative · entry 10

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2020-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 21:34 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 1,250 $0.00 Strike: $34.00 $0.00
Disclosure

SEC source: 0001209191-19-004968 · doc4.xml · derivative · entry 9

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 21:34 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionRestricted Stock Units · Derivative 2,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004968 · doc4.xml · derivative · entry 8

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 22, 2019.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 22, 2019.

F1 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 22, 2019.

F1 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 22, 2019.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 21:34 UTC PLEXUS CORP PLXS · Entity 3761 SaleCommon Stock, $.01 par value 5,000 $54.03 $270,151.50
Disclosure

SEC source: 0001209191-19-004968 · doc4.xml · nonDerivative · entry 6

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,128

Read SEC document
January 22, 2019 Filed Jan 23, 2019 21:34 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 1,250 $29.80 $37,247.50
Disclosure

SEC source: 0001209191-19-004968 · doc4.xml · nonDerivative · entry 5

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 21:34 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 1,250 $30.48 $38,093.75
Disclosure

SEC source: 0001209191-19-004968 · doc4.xml · nonDerivative · entry 4

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 21:34 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 1,250 $38.24 $47,800.00
Disclosure

SEC source: 0001209191-19-004968 · doc4.xml · nonDerivative · entry 3

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 21:34 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 1,250 $34.00 $42,498.75
Disclosure

SEC source: 0001209191-19-004968 · doc4.xml · nonDerivative · entry 2

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 21:34 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 2,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004968 · doc4.xml · nonDerivative · entry 1

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 22, 2019.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 22, 2019.

Read SEC document
January 21, 2019 Filed Jan 23, 2019 21:34 UTC PLEXUS CORP PLXS · Entity 3761 GrantRestricted Stock Units · Derivative 2,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-004968 · doc4.xml · derivative · entry 7

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,562

Underlying: Common Stock · 2,562 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 21, 2020.

F2 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 21, 2020.

F2 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 21, 2020.

F2 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 21, 2020.

Read SEC document
April 25, 2018 Filed Apr 27, 2018 16:34 UTC Aegion Corp AEGN · Entity 139259 GrantDeferred Stock Units 4,329 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-007983 · rdgdoc.xml · nonDerivative · entry 1

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,968

F1 · security: Each deferred stock unit ("DSU") represents the issuer's obligation to transfer one share of Class A common stock, $0.01 par value per share ("Common Stock"), in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Shares of Common Stock equal to the number of DSUs reflected in the reporting person's account will be distributed to the reporting person either (i) promptly following termination of the undersigned's service on the issuer's Board of Directors, (ii) at the reporting person's election, or (iii) a specified distribution date.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:33 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 2,500 $0.00 Strike: $25.75 $0.00
Disclosure

SEC source: 0001209191-18-014528 · doc4.xml · derivative · entry 7

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:33 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 2,500 $0.00 Strike: $20.95 $0.00
Disclosure

SEC source: 0001209191-18-014528 · doc4.xml · derivative · entry 6

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2019-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:33 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 1,250 $0.00 Strike: $14.63 $0.00
Disclosure

SEC source: 0001209191-18-014528 · doc4.xml · derivative · entry 5

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:33 UTC PLEXUS CORP PLXS · Entity 3761 SaleCommon Stock, $.01 par value 6,250 $61.30 $383,120.00
Disclosure

SEC source: 0001209191-18-014528 · doc4.xml · nonDerivative · entry 4

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,072

F1 · price: This transaction was executed in multiple trades at prices ranging from $61.0101 to $61.5901 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:33 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 2,500 $25.75 $64,377.50
Disclosure

SEC source: 0001209191-18-014528 · doc4.xml · nonDerivative · entry 3

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:33 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 2,500 $20.95 $52,382.50
Disclosure

SEC source: 0001209191-18-014528 · doc4.xml · nonDerivative · entry 2

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:33 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 1,250 $14.63 $18,281.25
Disclosure

SEC source: 0001209191-18-014528 · doc4.xml · nonDerivative · entry 1

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 22:03 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionRestricted Stock Units · Derivative 2,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-005166 · doc4.xml · derivative · entry 3

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 23, 2018.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 23, 2018.

F1 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 23, 2018.

F1 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 23, 2018.

Read SEC document
January 23, 2018 Filed Jan 24, 2018 22:03 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 2,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-005166 · doc4.xml · nonDerivative · entry 1

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 23, 2018.

F1 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 23, 2018.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:03 UTC PLEXUS CORP PLXS · Entity 3761 GrantRestricted Stock Units · Derivative 2,056 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-005166 · doc4.xml · derivative · entry 2

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056

Underlying: Common Stock · 2,056 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 22, 2019.

F2 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 22, 2019.

F2 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 22, 2019.

F2 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 22, 2019.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 17:48 UTC Aegion Corp AEGN · Entity 139259 GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-014762 · rdgdoc.xml · nonDerivative · entry 2

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,655

F1 · shares: These shares were gifted to Mr. Cortinovis' children.

Read SEC document
August 09, 2017 Filed Aug 14, 2017 17:48 UTC Aegion Corp AEGN · Entity 139259 GiftCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-014762 · rdgdoc.xml · nonDerivative · entry 1

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,855

F1 · shares: These shares were gifted to Mr. Cortinovis' children.

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April 26, 2017 Filed Apr 28, 2017 10:41 UTC Aegion Corp AEGN · Entity 139259 GrantDeferred Stock Units 4,324 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-007385 · rdgdoc.xml · nonDerivative · entry 1

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,639

F1 · security: Each Deferred Stock Unit ("DSU") represents the issuer's obligation to transfer one share of Class A common stock, $0.01 par value per share ("Common Stock"), in accordance with the terms of the deferred stock unit agreement pursuant to which the DSUs were granted. The DSUs were granted under the issuer's Non-Employee Director Equity Plan, and are immediately vested upon grant. Promptly following termination of the undersigned's service on the issuer's Board of Directors or, at the undersigned's election, a specified distribution date, the issuer will distribute to the undersigned shares of Common Stock equal to the number of DSUs reflected in the undersigned's account at such time.

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January 25, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionRestricted Stock Units · Derivative 3,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · derivative · entry 16

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 25, 2017.

F2 · kind: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 25, 2017.

F2 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 25, 2017.

F2 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 25, 2017.

F2 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 25, 2017.

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January 25, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 3,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · nonDerivative · entry 8

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 25, 2017.

F2 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3, represented a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vested and settled on January 25, 2017.

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January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 1,250 $0.00 Strike: $14.63 $0.00
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · derivative · entry 15

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

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January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 2,500 $0.00 Strike: $14.17 $0.00
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · derivative · entry 14

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

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January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 2,500 $0.00 Strike: $29.71 $0.00
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · derivative · entry 13

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 2,500 $0.00 Strike: $24.21 $0.00
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · derivative · entry 12

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 2,500 $0.00 Strike: $22.17 $0.00
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · derivative · entry 11

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 2,500 $0.00 Strike: $27.47 $0.00
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · derivative · entry 10

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 GrantRestricted Stock Units · Derivative 2,540 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · derivative · entry 9

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,540

Underlying: Common Stock · 2,540 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2018.

F3 · price: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2018.

F3 · derivative.exercise_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2018.

F3 · derivative.expiration_date: Each Restricted Stock Unit granted under the Plexus Corp. 2016 Omnibus Incentive Plan, which qualifies under Rule 16b-3, represents a contingent right to receive one share of Plexus Corp. common stock. The Restricted Stock Units vest on January 23, 2018.

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January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 SaleCommon Stock, $.01 par value 13,750 $52.88 $727,087.63
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · nonDerivative · entry 7

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,358

F1 · price: This transaction was executed in multiple trades at prices ranging from $52.67 to $53.08 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 1,250 $14.63 $18,281.25
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · nonDerivative · entry 6

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 2,500 $14.17 $35,425.00
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · nonDerivative · entry 5

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 2,500 $29.71 $74,275.00
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · nonDerivative · entry 4

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 2,500 $24.21 $60,525.00
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · nonDerivative · entry 3

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 2,500 $22.17 $55,425.00
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · nonDerivative · entry 2

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Jan 25, 2017 21:36 UTC PLEXUS CORP PLXS · Entity 3761 Exercise / conversionCommon Stock, $.01 par value 2,500 $27.47 $68,662.50
Disclosure

SEC source: 0001209191-17-005520 · doc4.xml · nonDerivative · entry 1

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2017 Filed Feb 1, 2017 21:13 UTC Amendment PLEXUS CORP PLXS · Entity 3761 Exercise / conversionOptions to Buy · Derivative 1,250 $0.00 Strike: $14.63 $0.00
Disclosure

SEC source: 0001209191-17-006669 · doc4a.xml · derivative · entry 1

CORTINOVIS STEPHEN P · CIK 0001185484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2019-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.