Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Waste Connections, Inc.WCN · Entity 3073 | Sr. Vice President - Sales | February 19, 2022 | February 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Waste Connections, Inc.
Report date February 19, 2022 · Filed February 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 5,099 |
Ending reported balance
After 2022-02-20 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-02-19 · Exercise / conversion · Acquired 946 · Balance 4,755 Row 2 · 2022-02-19 · Tax withholding · Disposed 354 · Balance 4,401 F1: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. Row 3 · 2022-02-20 · Exercise / conversion · Acquired 1,115 · Balance 5,516 Row 4 · 2022-02-20 · Tax withholding · Disposed 417 · Balance 5,099 F1: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,836 |
Reported balance
After 2022-02-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-02-19 · Exercise / conversion · Disposed 946 · Balance 2,836 F2: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1. |
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2022-02-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-02-20 · Exercise / conversion · Disposed 1,115 · Balance 0 F3: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares.
F2: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 19, 2021 and vest in four equal annual installments. The common shares are reported in Table 1.
F3: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table I.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2019 Filed Feb 26, 2019 16:17 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 1,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001409 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,213 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:09 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionRestricted Share Units · Derivative | 1,114 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001261 · primarydocument.xml · derivative · entry 3 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,344 Underlying: Common Shares · 1,114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1. F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 20, 2018 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2018. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:09 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 272 | $83.43 | $22,692.96 |
DisclosureSEC source: 0001562180-19-001261 · primarydocument.xml · nonDerivative · entry 2 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 16:09 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 1,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001261 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 16:37 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantRestricted Share Units · Derivative | 2,927 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001051 · primarydocument.xml · derivative · entry 2 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,927 Underlying: Common Shares · 2,927 shares Expires not disclosed F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,317 (250% of the target number). F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,317 (250% of the target number). Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 16:37 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantRestricted Share Units · Derivative | 2,927 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001051 · primarydocument.xml · derivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,927 Underlying: Common Shares · 2,927 shares Expires not disclosed F1 · derivative.exercise_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments. F1 · derivative.expiration_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 16:17 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionRestricted Share Units · Derivative | 3,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000917 · primarydocument.xml · derivative · entry 6 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1. F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 16:17 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 773 | $84.95 | $65,666.35 |
DisclosureSEC source: 0001562180-19-000917 · primarydocument.xml · nonDerivative · entry 4 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,087 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 16:17 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000917 · primarydocument.xml · nonDerivative · entry 3 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:17 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionRestricted Share Units · Derivative | 2,406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000917 · primarydocument.xml · derivative · entry 5 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,406 Underlying: Common Shares · 2,406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1. F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:17 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 639 | $83.67 | $53,465.13 |
DisclosureSEC source: 0001562180-19-000917 · primarydocument.xml · nonDerivative · entry 2 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,688 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 16:17 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 2,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000917 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President - Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:29 UTC | Waste Connections, Inc. WCN · Entity 3073 | SaleCommon Stock | 15,078 | $77.46 | $1,167,926.80 |
DisclosureSEC source: 0001562180-18-002757 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,921 F1 · balance_after: A discrepancy was identified where Mr. Hall's shares were previously understated by 6,300 shares. The total has been adjusted to correct his current holdings following his recent transaction. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 16:57 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionRestrick Share Units · Derivative | 1,284 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001290 · primarydocument.xml · derivative · entry 3 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,852 Underlying: Common Shares · 1,284 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1. F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The performance-based restricted share unit award was granted on February 24, 2017 and contained a performance target that was achieved by the Issuer over the one fiscal year period that ended December 31, 2017. As a result, the award shall vest 25% per year over the four-year period following the date of grant. The common shares are reported on Table 1. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 16:57 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 506 | $71.06 | $35,956.36 |
DisclosureSEC source: 0001562180-18-001290 · primarydocument.xml · nonDerivative · entry 2 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,566 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. F2 · balance_after: Reporting person transferred 2,158 shares to his ex-wife pursuant to a domestic relations order. Reporting person no longer claims beneficial ownership of these shares. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 16:57 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 1,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001290 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:16 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantRestricted Share Units · Derivative | 2,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001132 · primarydocument.xml · derivative · entry 2 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Commons Shares · 2,400 shares Expires not disclosed F2 · derivative.exercise_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 6,000 (250% of the target number). F2 · derivative.expiration_date: Represents an award of performance-based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 6,000 (250% of the target number). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:16 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantRestricted Share Units · Derivative | 4,458 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001132 · primarydocument.xml · derivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,458 Underlying: Common Shares · 4,458 shares Expires not disclosed F1 · derivative.exercise_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments. F1 · derivative.expiration_date: Represents an award of performance based restricted share units. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest over the four-year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Issuer meets certain performance goals at the end of the first year of the vesting period. If the Issuer meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:15 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionRestricted Share Units · Derivative | 3,249 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000987 · primarydocument.xml · derivative · entry 3 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,249 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1. F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 13, 2014 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:15 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 1,412 | $68.49 | $96,707.88 |
DisclosureSEC source: 0001562180-18-000987 · primarydocument.xml · nonDerivative · entry 2 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,946 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 16:15 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 3,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000987 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 14:28 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionRestricted Share Units · Derivative | 3,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000744 · primarydocument.xml · derivative · entry 6 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,172 Underlying: Common Shares · 3,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1. F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 12, 2015 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported in Table 1. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 14:28 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 1,597 | $67.85 | $108,356.45 |
DisclosureSEC source: 0001562180-18-000744 · primarydocument.xml · nonDerivative · entry 4 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,109 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 14:28 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 3,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000744 · primarydocument.xml · nonDerivative · entry 3 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 14:28 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionRestricted Share Units · Derivative | 2,406 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000744 · primarydocument.xml · derivative · entry 5 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,812 Underlying: Common Shares · 2,406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1. F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted share units into common shares of the Issuer. The restricted share units were awarded on February 11, 2016 and have a vesting schedule of 25% per year over a four-year period. The common shares are reported on Table 1. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 14:28 UTC | Waste Connections, Inc. WCN · Entity 3073 | Tax withholdingCommon Shares | 650 | $66.76 | $43,394.00 |
DisclosureSEC source: 0001562180-18-000744 · primarydocument.xml · nonDerivative · entry 2 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,534 F1 · kind: Represents shares withheld by the Issuer in satisfaction of the applicable withholding taxes due in connection with the vesting of restricted share units and delivery of the converted common shares. Read SEC document |
| February 11, 2018 Filed Feb 13, 2018 14:28 UTC | Waste Connections, Inc. WCN · Entity 3073 | Exercise / conversionCommon Shares | 2,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000744 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2017 Filed Jan 12, 2018 16:50 UTC | Waste Connections, Inc. WCN · Entity 3073 | OtherCommon Stock | 4,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000302 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,778 F1 · kind: Reporting person transferred 4,888 shares to his ex-wife pursuant to a domestic relations order. Reporting person no longer claims beneficial ownership of these shares. F2 · balance_after: The number of common shares listed in Column 5 of Table 1 excludes the number of unvested performance-based restricted share units ("PSUs") and restricted share units ("RSUs") previously granted by Waste Connections, Inc. (the "Issuer") to the reporting person. As of the date of this Form 5, the reporting person owns an additional 21,464 PSUs (with the number of units that actually vest at the end of each applicable performance period being 0% to 250% of the scheduled amount depending on the terms of the PSU and the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period) and 3,250 RSUs. The reporting person will report his PSUs and RSUs separately in Table II of each subsequent Form 4 filed by the reporting person. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 16:12 UTC | Waste Connections, Inc. WCN · Entity 3073 | SaleCommon Shares | 710 | $87.33 | $62,004.30 |
DisclosureSEC source: 0001562180-17-000962 · primarydocument.xml · nonDerivative · entry 3 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,255 F3 · shares: Represents shares withheld by the Company from an award of restricted share units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted share units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:12 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantCommon Shares | 1,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000962 · primarydocument.xml · nonDerivative · entry 2 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,965 F2 · price: Represents a grant of performance-based restricted share units under the Waste Connections, Inc. (the "Company") 2016 Incentive Award Plan (the "2016 Plan"). The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Company meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 4608 (250% of the target number). Vested restricted share units will be paid in cash, an equal number of shares of the Company's common shares, or a combination thereof. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 16:12 UTC | Waste Connections, Inc. WCN · Entity 3073 | GrantCommon Shares | 3,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000962 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,122 F1 · price: Represents a grant of performance-based restricted share units under the Waste Connections, Inc. (the "Company") 2016 Incentive Award Plan (the "2016 Plan"). The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that will actually vest over the four year vesting period will be either 0% or 100% of the scheduled amount, depending on whether the Company meets certain performance goals at the end of the first year of the vesting period. If the Company meets its performance goals at the end of the first year vesting period, then the units shall vest in four equal annual installments. Vested restricted share units will be paid in cash, an equal number of shares of the Company's common shares, or a combination thereof. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 16:13 UTC | Waste Connections, Inc. WCN · Entity 3073 | SaleCommon Stock | 662 | $80.61 | $53,363.82 |
DisclosureSEC source: 0001562180-17-000671 · primarydocument.xml · nonDerivative · entry 3 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,698 F1 · shares: Represents shares withheld by the Company from an award of restricted stock units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted stock units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes. Read SEC document |
| February 12, 2017 Filed Feb 14, 2017 16:13 UTC | Waste Connections, Inc. WCN · Entity 3073 | SaleCommon Stock | 649 | $80.03 | $51,939.47 |
DisclosureSEC source: 0001562180-17-000671 · primarydocument.xml · nonDerivative · entry 2 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,360 F1 · shares: Represents shares withheld by the Company from an award of restricted stock units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted stock units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes. Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 16:13 UTC | Waste Connections, Inc. WCN · Entity 3073 | SaleCommon Stock | 437 | $80.03 | $34,973.11 |
DisclosureSEC source: 0001562180-17-000671 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,009 F1 · shares: Represents shares withheld by the Company from an award of restricted stock units in satisfaction of the applicable withholding taxes due as a result of the vesting of those restricted stock units through an automatic share withholding procedure. Pursuant to this procedure, the Company withholds as the units vest a portion of the vested shares issuable under the award with a fair market value (measured as of the vesting date) equal to the amount of such withholding taxes. Read SEC document |
| June 03, 2016 Filed Jan 23, 2017 15:44 UTC | Waste Connections, Inc. WCN · Entity 3073 | SaleCommon Stock | 1,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000303 · primarydocument.xml · nonDerivative · entry 1 HALL DAVID M · CIK 0001089079 · Sr. Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,446 F1 · price: Since the date of Reporting Person's last ownership report, he transferred 1,961 shares to his ex-wife pursuant to a domestic relations order. Reporting Person no longer reports as beneficially owned any shares owned by his ex-wife. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.