Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPENLANE, Inc.KAR · Entity 4015 | EVP, Chief Technology Officer | February 21, 2022 | February 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPENLANE, Inc.
Report date February 21, 2022 · Filed February 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,528 |
Ending reported balance
After 2022-02-22 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2022-02-21 · Exercise / conversion · Acquired 1,592 · Balance 14,899 F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2021. Row 2 · 2022-02-21 · Tax withholding · Disposed 449 · Balance 14,450 F2: Shares withheld by the Company to satisfy tax withholding requirements. Row 3 · 2022-02-22 · Exercise / conversion · Acquired 753 · Balance 15,203 F3: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. Row 4 · 2022-02-22 · Tax withholding · Disposed 216 · Balance 14,987 F2: Shares withheld by the Company to satisfy tax withholding requirements. Row 5 · 2022-02-22 · Exercise / conversion · Acquired 4,958 · Balance 19,945 F3: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. Row 6 · 2022-02-22 · Tax withholding · Disposed 1,417 · Balance 18,528 F2: Shares withheld by the Company to satisfy tax withholding requirements. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-22 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-02-22 · Exercise / conversion · Disposed 753 · Balance 0 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,592 |
Reported balance
After 2022-02-21 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-02-21 · Exercise / conversion · Disposed 1,592 · Balance 1,592 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-02-22 · Grant · Disposed 4,957.775 · Balance 0 F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2021.
F2: Shares withheld by the Company to satisfy tax withholding requirements.
F3: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.
F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date.
F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.
F7: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Interactive Intelligence Group, Inc.
Report date December 01, 2016 · Filed December 02, 2016
Section 16 reporting ended · disclosed 2016-12-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 1
1 source rowRow 1 · 2016-12-01 · Disposition to issuer · Disposed 7,977 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of August 30, 2016 (the "Merger Agreement"), by and among Interactive Intelligence Group, Inc., Genesys Telecommunications Laboratories, Inc., Giant Merger Sub Inc. and, solely for the purposes of Section 5.16 of the Merger Agreement, Greeneden Lux 3 S.A.R.L., Greeneden U.S. Holdings I, LLC and Greeneden U.S. Holdings II, LLC, these shares were cancelled and converted into the right to receive a cash payment of $60.50 per share. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) plan | 0 |
Reported balance
After 2016-12-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-01 · Disposition to issuer · Disposed 136.62 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of August 30, 2016 (the "Merger Agreement"), by and among Interactive Intelligence Group, Inc., Genesys Telecommunications Laboratories, Inc., Giant Merger Sub Inc. and, solely for the purposes of Section 5.16 of the Merger Agreement, Greeneden Lux 3 S.A.R.L., Greeneden U.S. Holdings I, LLC and Greeneden U.S. Holdings II, LLC, these shares were cancelled and converted into the right to receive a cash payment of $60.50 per share. |
| Stock Option (right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.92 · Expires 2018-04-20 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-12-01 · Disposition to issuer · Disposed 10,000 · Balance 0 F2: Pursuant to the Merger Agreement, this option, which was fully vested, was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the exercise price per share of the common stock previously subject to this option (the "Exercise Price") and (b) the number of shares of common stock previously subject to this option. |
| Stock Option (right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.97 · Expires 2019-01-11 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-12-01 · Disposition to issuer · Disposed 5,000 · Balance 0 F3: Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/11/2014, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option. |
| Stock Option (right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $66.39 · Expires 2020-01-13 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-12-01 · Disposition to issuer · Disposed 15,000 · Balance 0 F4: Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/13/2015, was cancelled for no consideration because the Exercise Price was in excess of $60.50. |
| Stock Option (right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.73 · Expires 2022-02-04 | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-12-01 · Disposition to issuer · Disposed 43,274 · Balance 0 F5: Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 2/4/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-12-01 · Disposition to issuer · Disposed 416 · Balance 0 F6: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit. F7: Pursuant to the Merger Agreement, this RSU, which was to vest on 1/11/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-12-01 · Disposition to issuer · Disposed 2,000 · Balance 0 F6: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit. F8: Pursuant to the Merger Agreement, this RSU, which was to vest in two equal annual installments beginning on 1/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-12-01 · Disposition to issuer · Disposed 4,500 · Balance 0 F6: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit. F9: Pursuant to the Merger Agreement, this RSU, which was to vest in three equal annual installments beginning on 2/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-12-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-12-01 · Disposition to issuer · Disposed 4,500 · Balance 0 F6: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit. F9: Pursuant to the Merger Agreement, this RSU, which was to vest in three equal annual installments beginning on 2/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of August 30, 2016 (the "Merger Agreement"), by and among Interactive Intelligence Group, Inc., Genesys Telecommunications Laboratories, Inc., Giant Merger Sub Inc. and, solely for the purposes of Section 5.16 of the Merger Agreement, Greeneden Lux 3 S.A.R.L., Greeneden U.S. Holdings I, LLC and Greeneden U.S. Holdings II, LLC, these shares were cancelled and converted into the right to receive a cash payment of $60.50 per share.
F2: Pursuant to the Merger Agreement, this option, which was fully vested, was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the exercise price per share of the common stock previously subject to this option (the "Exercise Price") and (b) the number of shares of common stock previously subject to this option.
F3: Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/11/2014, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
F4: Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 1/13/2015, was cancelled for no consideration because the Exercise Price was in excess of $60.50.
F5: Pursuant to the Merger Agreement, this option, which was to vest in four equal annual installments beginning on 2/4/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) the excess of $60.50 over the Exercise Price and (b) the number of shares of common stock previously subject to this option.
F6: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon vesting of the unit.
F7: Pursuant to the Merger Agreement, this RSU, which was to vest on 1/11/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
F8: Pursuant to the Merger Agreement, this RSU, which was to vest in two equal annual installments beginning on 1/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
F9: Pursuant to the Merger Agreement, this RSU, which was to vest in three equal annual installments beginning on 2/13/2017, fully vested at the effective time of the Merger in accordance with the terms of the Merger Agreement and was cancelled for and converted into the right to receive an amount in cash equal to the product of (a) $60.50 and (b) the number of shares of common stock previously subject to this RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2022 Filed Feb 24, 2022 02:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,957.775 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · derivative · entry 9 Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,957.775 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · derivative · entry 7 Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 753 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,417 | $13.83 | $19,597.11 |
DisclosureSEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 6 Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,528 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 5 Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 216 | $13.83 | $2,987.28 |
DisclosureSEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 4 Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,987 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 02:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 3 Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 02:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · derivative · entry 8 Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 Underlying: Common Stock · 1,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 02:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 449 | $13.97 | $6,272.53 |
DisclosureSEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,450 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 02:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-22-000018 · wf-form4_164567154010868.xml · nonDerivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2021. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:41 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 117,417 | $0.00 Strike: $18.23 | $0.00 |
DisclosureSEC source: 0001395942-21-000060 · wf-form4_162319928476197.xml · derivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,417 Underlying: Common Stock · 117,417 shares Expires 2031-06-04 F2 · derivative.exercise_date: These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date. Read SEC document |
| June 04, 2021 Filed Jun 9, 2021 00:41 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 29,354 | $0.00 Strike: $18.23 | $0.00 |
DisclosureSEC source: 0001395942-21-000060 · wf-form4_162319928476197.xml · derivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,354 Underlying: Common Stock · 29,354 shares Expires 2031-06-04 F1 · derivative.exercise_date: These options were granted on June 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 79,052 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001395942-21-000036 · wf-form4_161524721340594.xml · derivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,052 Underlying: Common Stock · 79,052 shares Expires 2031-03-04 F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:47 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantEmployee Stock Option (right to buy) · Derivative | 19,763 | $0.00 Strike: $13.81 | $0.00 |
DisclosureSEC source: 0001395942-21-000036 · wf-form4_161524721340594.xml · derivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,763 Underlying: Common Stock · 19,763 shares Expires 2031-03-04 F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 6,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · derivative · entry 7 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 655 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · derivative · entry 5 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021. F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,750 | $13.99 | $24,482.50 |
DisclosureSEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · nonDerivative · entry 4 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,307 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 6,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · nonDerivative · entry 3 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 188 | $13.99 | $2,630.12 |
DisclosureSEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,935 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 22:24 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 655 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000022 · wf-form4_161489666246962.xml · nonDerivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 01:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 752 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000009 · wf-form4_161412859253305.xml · derivative · entry 6 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Underlying: Common Stock · 752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 01:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 215 | $14.58 | $3,134.70 |
DisclosureSEC source: 0001395942-21-000009 · wf-form4_161412859253305.xml · nonDerivative · entry 4 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,468 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 01:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 752 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000009 · wf-form4_161412859253305.xml · nonDerivative · entry 3 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2021. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000009 · wf-form4_161412859253305.xml · derivative · entry 9 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,184 Underlying: Common Stock · 1,592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 455 | $14.78 | $6,724.90 |
DisclosureSEC source: 0001395942-21-000009 · wf-form4_161412859253305.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,931 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:03 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-21-000009 · wf-form4_161412859253305.xml · nonDerivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2021. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 5,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · derivative · entry 8 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on May 12, 2020. F7 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock on May 12, 2020. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · derivative · entry 5 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and were scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vested on May 12, 2019 and the remaining one-third of these restricted stock units vested on May 12, 2020. F4 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and were scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vested on May 12, 2019 and the remaining one-third of these restricted stock units vested on May 12, 2020. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 1,620 | $11.73 | $19,002.60 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 4 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,794 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 5,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 3 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 12, 2020. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 170 | $11.73 | $1,994.10 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,747 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000073 · wf-form4_158948725764763.xml · nonDerivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Digital Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 12, 2020. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 22:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 654 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000048 · wf-form4_158327630669864.xml · derivative · entry 4 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655 Underlying: Common Stock · 654 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 22:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 187 | $20.21 | $3,779.27 |
DisclosureSEC source: 0001395942-20-000048 · wf-form4_158327630669864.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 22:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 654 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000048 · wf-form4_158327630669864.xml · nonDerivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000033 · wf-form4_158268039763915.xml · derivative · entry 5 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,505 Underlying: Common Stock · 753 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 216 | $22.25 | $4,806.00 |
DisclosureSEC source: 0001395942-20-000033 · wf-form4_158268039763915.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,857 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000033 · wf-form4_158268039763915.xml · nonDerivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2020. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000033 · wf-form4_158268039763915.xml · derivative · entry 9 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,776 Underlying: Common Stock · 4,776 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F10 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. F10 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:58 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,957.775 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-20-000023 · wf-form4_158232229050198.xml · derivative · entry 7 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,957.775 Underlying: Common Stock · 4,957.775 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F8 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 6,121.835 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000090 · wf-form4_156211493708865.xml · derivative · entry 6 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,121.835 Underlying: Common Stock · 6,121.835 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| June 28, 2019 Filed Jul 3, 2019 00:49 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 5,666.813 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000090 · wf-form4_156211493708865.xml · derivative · entry 5 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,666.813 Underlying: Common Stock · 5,666.813 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on May 12, 2020, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on May 12, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| May 12, 2019 Filed May 14, 2019 20:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000062 · wf-form4_155786443480544.xml · derivative · entry 3 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 Underlying: Common Stock · 593 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vested on May 12, 2019 and the remaining one-third of these restricted stock units vest on May 12, 2020, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vested on May 12, 2019 and the remaining one-third of these restricted stock units vest on May 12, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| May 12, 2019 Filed May 14, 2019 20:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 170 | $55.48 | $9,431.60 |
DisclosureSEC source: 0001395942-19-000062 · wf-form4_155786443480544.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| May 12, 2019 Filed May 14, 2019 20:07 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000062 · wf-form4_155786443480544.xml · nonDerivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on May 12, 2019. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 655 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000041 · wf-form4_155182435829937.xml · derivative · entry 4 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,309 Underlying: Common Stock · 655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 188 | $47.72 | $8,971.36 |
DisclosureSEC source: 0001395942-19-000041 · wf-form4_155182435829937.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 897 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 22:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 655 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000041 · wf-form4_155182435829937.xml · nonDerivative · entry 1 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 01:19 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 2,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-19-000027 · wf-form4_155123034061948.xml · derivative · entry 4 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,258 Underlying: Common Stock · 2,258 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 594 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000081 · wf-form4_152641953434836.xml · derivative · entry 3 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186 Underlying: Common Stock · 594 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vest on May 12, 2019 and the remaining one-third of these restricted stock units vest on May 12, 2020, assuming continued employment through the applicable vesting date. F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on May 12, 2018, one-third of these restricted stock units vest on May 12, 2019 and the remaining one-third of these restricted stock units vest on May 12, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:26 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 164 | $53.91 | $8,841.24 |
DisclosureSEC source: 0001395942-18-000081 · wf-form4_152641953434836.xml · nonDerivative · entry 2 Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.