Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTONATION, INC.AN · Entity 3730 | Director | January 03, 2022 | January 05, 2022 |
| CBIZ, Inc.CBZ · Entity 4243 | Director | May 25, 2021 | May 27, 2021 |
| LAS VEGAS SANDS CORPLVS · Entity 1098 | Director | June 07, 2018 | June 08, 2018 |
| LENNAR CORP /NEW/LEN, LEN.B · Entity 1032 | Director | February 28, 2022 | March 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTONATION, INC.
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 11,973 |
Reported balance
After 2022-01-03 transaction · row 1
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 2,192 · Balance 11,973 F1: 2022 grant of 2,192 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: 2022 grant of 2,192 vested restricted stock units (the "RSUs") pursuant to the AutoNation, Inc. 2014 Non-Employee Director Equity Plan (as amended, the "2014 Director Plan"). The RSUs will settle in shares of common stock, par value $0.01 per share, of AutoNation, Inc. (the "Company") in accordance with the terms of the award, including any deferral election made by the reporting person, and the 2014 Director Plan. Settlement of the RSUs will be accelerated in certain circumstances as provided in the terms of the award and the 2014 Director Plan, including in the event the reporting person ceases to serve as a non-employee director of the Company.
CBIZ, Inc.
Report date May 25, 2021 · Filed May 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 284,376.44 |
Reported balance
After 2021-05-25 transaction · row 1
1 source rowRow 1 · 2021-05-25 · Sale · Disposed 16,012 · Balance 284,376.44 F1: Weighted average sale price of price range between $32.87 and $33.58. Will provide upon request number of shares sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average sale price of price range between $32.87 and $33.58. Will provide upon request number of shares sold at each separate price.
LAS VEGAS SANDS CORP
Report date June 07, 2018 · Filed June 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,791 |
Reported balance
After 2018-06-07 transaction · row 1
1 source rowRow 1 · 2018-06-07 · Grant · Acquired 1,287 · Balance 7,791 F1: Granted under the Las Vegas Sands Corp. 2004 Equity Award Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted under the Las Vegas Sands Corp. 2004 Equity Award Plan.
LENNAR CORP /NEW/
Report date February 28, 2022 · Filed March 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 45,135 |
Ending reported balance
After 2022-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-02-25 · Gift · Disposed 2,781 · Balance 44,941 Row 2 · 2022-02-28 · Grant · Acquired 194 · Balance 45,135 F1: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $89.88 per share which was the last reported sale price of the Issuer's Class A common stock on February 28, 2022, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until February 28, 2025, subject to specified exceptions. |
| Class B Common StockSEC Table I · non-derivative | Direct | 1,584 |
Reported balance
Holding disclosure · report date 2022-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,584 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $89.88 per share which was the last reported sale price of the Issuer's Class A common stock on February 28, 2022, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until February 28, 2025, subject to specified exceptions.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOY GLOBAL INC
Report date April 05, 2017 · Filed April 07, 2017
Section 16 reporting ended · disclosed 2017-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 1
1 source rowRow 1 · 2017-04-05 · Disposition to issuer · Disposed 56,745 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2017 Filed May 8, 2017 20:32 UTC | CBIZ, Inc. CBZ · Entity 4243 | SaleCommon stock | 40,500 | $15.60 | $631,800.00 |
DisclosureSEC source: 0001225208-17-009312 · doc4.xml · nonDerivative · entry 2 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,483.44 F2 · price: Average price between $15.55 and $15.56. Read SEC document |
| May 04, 2017 Filed May 8, 2017 20:32 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionCommon stock | 40,500 | $5.87 | $237,735.00 |
DisclosureSEC source: 0001225208-17-009312 · doc4.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,983.44 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018. Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:14 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionEmployee Stock Option · Derivative | 4,500 | $5.87 Strike: $5.87 | $26,415.00 |
DisclosureSEC source: 0001225208-17-009145 · doc4.xml · derivative · entry 6 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,500 Underlying: Common stock · 4,500 shares Expires 2018-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018. Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:14 UTC | CBIZ, Inc. CBZ · Entity 4243 | SaleCommon stock | 4,500 | $15.50 | $69,750.00 |
DisclosureSEC source: 0001225208-17-009145 · doc4.xml · nonDerivative · entry 4 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,483.44 Read SEC document |
| May 03, 2017 Filed May 4, 2017 20:14 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionCommon stock | 4,500 | $5.87 | $26,415.00 |
DisclosureSEC source: 0001225208-17-009145 · doc4.xml · nonDerivative · entry 3 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,983.44 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:14 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionEmployee Stock Option · Derivative | 10,000 | $5.87 Strike: $5.87 | $58,700.00 |
DisclosureSEC source: 0001225208-17-009145 · doc4.xml · derivative · entry 5 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common stock · 10,000 shares Expires 2018-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:14 UTC | CBIZ, Inc. CBZ · Entity 4243 | SaleCommon stock | 10,000 | $15.54 | $155,370.00 |
DisclosureSEC source: 0001225208-17-009145 · doc4.xml · nonDerivative · entry 2 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,483.44 F2 · price: Average price range between $15.5000 and $15.5750. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:14 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionCommon stock | 10,000 | $5.87 | $58,700.00 |
DisclosureSEC source: 0001225208-17-009145 · doc4.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,483.44 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise and sale of Employee Stock Options granted 05-22-2012 at $5.87 exercise price, expiring 05-22-2018. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 20:38 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027711 · doc4.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,265 F1 · shares: Shares issued in accordance with the Issuer's outside directors' compensation program. Shares are fully vested and fifty percent (50%) of the shares are subject to a two-year minimum holding period from the date of issuance. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:00 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 56,745 | $28.30 | $1,605,883.50 |
DisclosureSEC source: 0000801898-17-000040 · wf-form4_149160241306964.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the "Merger Agreement"), by and among Joy Global, Inc. (the "Company"), Komatsu America Corp. ("KAC"), Pine Solutions, Inc., a wholly owned subsidiary of KAC ("Merger Sub") and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 17:15 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 4,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-17-000028 · wf-form4_148857934427768.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,745 F1 · price: Restricted stock unit award. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:32 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016632 · doc4.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,265 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $48.79 per share which was the last reported sale price of the Issuer's Class A common stock on February 28, 2017, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until February 28, 2020, subject to specified exceptions. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:28 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $0.00 Strike: $39.62 | $0.00 |
DisclosureSEC source: 0001209191-17-011078 · doc4.xml · derivative · entry 4 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,500 shares Expires 2017-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:28 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | SaleClass A Common Stock | 2,190 | $46.07 | $100,893.30 |
DisclosureSEC source: 0001209191-17-011078 · doc4.xml · nonDerivative · entry 2 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,932 F1 · price: The price reflects the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $46.06 to $46.08 per share. The reporting person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:28 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | Exercise / conversionClass A Common Stock | 2,500 | $39.62 | $99,050.00 |
DisclosureSEC source: 0001209191-17-011078 · doc4.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 22:10 UTC | CBIZ, Inc. CBZ · Entity 4243 | GrantCommon stock | 7,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002797 · doc4.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,483.44 F1 · security: Restricted Stock vesting 50% in each of the two years following date of award. Annual non-employee Director compensation grant awarded at first quarter Board meeting Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 17:15 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 14 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-17-000005 · wf-form4_148469130009177.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,490 F1 · price: The number of shares acquired represents additional restricted stock units resulting from the payment on January 13, 2017 of a cash dividend of $0.01 per share of common stock based on $28.135, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:49 UTC | LENNAR CORP /NEW/ LEN, LEN.B · Entity 1032 | GrantClass A Common Stock | 381 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152773 · doc4.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,622 F1 · shares: These shares were issued in accordance with the Issuer's outside directors' compensation program based on $42.54 per share which was the last reported sale price of the Issuer's Class A common stock on November 30, 2016, the last trading day of the Issuer's fiscal quarter. The shares are not transferable until November 30, 2019, subject to specified exceptions. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 11:03 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionEmployee Stock Option · Derivative | 180,000 | $7.41 Strike: $7.41 | $1,333,800.00 |
DisclosureSEC source: 0001225208-16-041522 · doc4.xml · derivative · entry 3 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 180,000 shares Expires 2017-04-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise and sale of Employee Stock Options granted 04-04-2011 at $7.41 exercise price, expiring 04-04-2017. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 11:03 UTC | CBIZ, Inc. CBZ · Entity 4243 | SaleCommon stock | 180,000 | $11.26 | $2,027,340.00 |
DisclosureSEC source: 0001225208-16-041522 · doc4.xml · nonDerivative · entry 2 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,700.44 F2 · price: Average price range between $11.1500 and $11.3750. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 11:03 UTC | CBIZ, Inc. CBZ · Entity 4243 | Exercise / conversionCommon stock | 180,000 | $7.41 | $1,333,800.00 |
DisclosureSEC source: 0001225208-16-041522 · doc4.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,700.44 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise and sale of Employee Stock Options granted 04-04-2011 at $7.41 exercise price, expiring 04-04-2017. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:39 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 14 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-16-000226 · wf-form4_147569995974583.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,476 F1 · price: The number of shares acquired represents additional restricted stock units resulting from the payment on October 3, 2016 of a cash dividend of $0.01 per share of common stock based on $27.725, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 20:32 UTC | CBIZ, Inc. CBZ · Entity 4243 | SaleCommon stock | 22,159 | $11.70 | $259,260.30 |
DisclosureSEC source: 0001225208-16-039194 · doc4.xml · nonDerivative · entry 1 GERARD STEVEN L · CIK 0001007190 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,700.44 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.