Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | Pres, Cnsmr& Smll Bus Bkg | August 31, 2011 | September 01, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date August 31, 2011 · Filed September 01, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100,449 |
Ending reported balance
After 2011-08-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2011-08-31 · Exercise / conversion · Acquired 9,387 · Balance 109,836 F1: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Row 2 · 2011-08-31 · Disposition to issuer · Disposed 9,387 · Balance 100,449 |
| Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 150,196 |
Reported balance
After 2011-08-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2011-08-31 · Exercise / conversion · Disposed 9,387 · Balance 150,196 F1: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F2: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 17,756 |
Reported balance
Holding disclosure · report date 2011-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,756 |
| Common StockSEC Table I · non-derivative | IndirectThrift Trust | 5,177.55 |
Reported balance
Holding disclosure · report date 2011-08-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,177.55 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.
F2: The Stock Units were awarded on November 30, 2009 and December 31, 2009 pursuant to a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vested upon grant and are payable solely in cash as follows: in 36 monthly installments beginning January 2011, provided that payments would be accelerated by twelve months upon repayment of our TARP financing. As a result of our repayment of all TARP financing in December 2009, the payment schedule was accelerated to 36 monthly installments beginning January 2010.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2008 Filed Feb 20, 2008 16:27 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 7,043 | $42.70 | $300,736.10 |
DisclosureSEC source: 0001225208-08-003125 · doc4.xml · nonDerivative · entry 1 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2008 Filed Feb 4, 2008 15:48 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-002058 · doc4.xml · derivative · entry 5 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2008-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. F3 · derivative.exercise_date: These units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| February 01, 2008 Filed Feb 4, 2008 15:48 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 861 | $45.03 | $38,770.83 |
DisclosureSEC source: 0001225208-08-002058 · doc4.xml · nonDerivative · entry 2 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,237 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| February 01, 2008 Filed Feb 4, 2008 15:48 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 2,500 | $45.03 | $112,575.00 |
DisclosureSEC source: 0001225208-08-002058 · doc4.xml · nonDerivative · entry 1 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2007 Filed Feb 4, 2008 15:48 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 234.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-002058 · doc4.xml · nonDerivative · entry 3 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 4,583.65 F2 · price: Shares acquired were exempt acquisitions pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan. Read SEC document |
| February 15, 2007 Filed Feb 16, 2007 16:52 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 44,336 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-001815 · doc4.xml · derivative · entry 9 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,336 Underlying: Common Stock · 44,336 shares Expires 2010-02-15 F3 · derivative.exercise_price: Each restricted stock unit reprresents a contingent right to receive one share of Bank of America common stock. F5 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. Read SEC document |
| February 15, 2007 Filed Feb 16, 2007 16:52 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 7,043 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-001815 · doc4.xml · derivative · entry 8 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,086 Underlying: Common Stock · 7,043 shares Expires 2009-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit reprresents a contingent right to receive one share of Bank of America common stock. F4 · price: These units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. F4 · derivative.exercise_date: These units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| February 15, 2007 Filed Feb 16, 2007 16:52 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 2,583 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-001815 · doc4.xml · derivative · entry 7 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,584 Underlying: Common Stock · 2,583 shares Expires 2008-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit reprresents a contingent right to receive one share of Bank of America common stock. F4 · price: These units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. F4 · derivative.exercise_date: These units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| February 15, 2007 Filed Feb 16, 2007 16:52 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantOption, Right to Buy · Derivative | 112,000 | $0.00 Strike: $53.85 | $0.00 |
DisclosureSEC source: 0001225208-07-001815 · doc4.xml · derivative · entry 6 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,000 Underlying: Common Stock · 112,000 shares Expires 2017-02-15 F2 · derivative.exercise_date: These options, which are exempt under Rule 16b-3(d), fully vest on the third anniversary of the grant date. The proceeds must be held for three years following exercise. Read SEC document |
| February 15, 2007 Filed Feb 16, 2007 16:52 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 4,088 | $53.85 | $220,138.80 |
DisclosureSEC source: 0001225208-07-001815 · doc4.xml · nonDerivative · entry 3 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,598 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| February 15, 2007 Filed Feb 16, 2007 16:52 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 2,583 | $53.85 | $139,094.55 |
DisclosureSEC source: 0001225208-07-001815 · doc4.xml · nonDerivative · entry 2 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2007 Filed Feb 16, 2007 16:52 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 7,043 | $53.85 | $379,265.55 |
DisclosureSEC source: 0001225208-07-001815 · doc4.xml · nonDerivative · entry 1 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2007 Filed Feb 15, 2007 08:39 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 858 | $53.73 | $46,100.34 |
DisclosureSEC source: 0001225208-07-001616 · doc4.xml · nonDerivative · entry 1 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,060 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| February 02, 2007 Filed Feb 5, 2007 16:30 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 650 | $52.74 | $34,281.00 |
DisclosureSEC source: 0001225208-07-001171 · doc4.xml · nonDerivative · entry 1 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,918 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| February 01, 2007 Filed Feb 2, 2007 16:33 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-001075 · doc4.xml · derivative · entry 5 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2008-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. F3 · price: These units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. F3 · derivative.exercise_date: These units, which are exempt under Rule 16b-3(d), vest in three equal installments commencing on the first anniversary of the grant date. Read SEC document |
| February 01, 2007 Filed Feb 2, 2007 16:33 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 57.86 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-001075 · doc4.xml · nonDerivative · entry 3 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 4,349.15 F2 · price: Shares acquired were exempt acquisitions during 2006 pursuant to Rule 16b-3(c) under the Bank of America Corporation 401(k) Plan. Read SEC document |
| February 01, 2007 Filed Feb 2, 2007 16:33 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 883 | $52.84 | $46,657.72 |
DisclosureSEC source: 0001225208-07-001075 · doc4.xml · nonDerivative · entry 2 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,568 F1 · kind: Disposition of shares to the issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock which is exempt under Rule 16b-3(e). Read SEC document |
| February 01, 2007 Filed Feb 2, 2007 16:33 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 2,500 | $52.84 | $132,100.00 |
DisclosureSEC source: 0001225208-07-001075 · doc4.xml · nonDerivative · entry 1 Price Joe L · CIK 0001384216 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.