Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FISERV INCFI · Entity 3167 | Director | March 31, 2025 | April 01, 2025 |
| GENERAL MILLS INCGIS · Entity 3236 | Director | March 21, 2019 | March 25, 2019 |
| PROGRESSIVE CORP/OH/PGR · Entity 193 | Director | May 16, 2014 | May 19, 2014 |
| Waystar Holding Corp.WAY · Entity 1420 | Director | June 03, 2026 | September 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FISERV INC
Report date March 31, 2025 · Filed April 01, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Compensation Notional UnitsSEC Table II · derivative / convertible security | Direct | 5,051 |
Reported balance
After 2025-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-03-31 · Grant · Acquired 170 · Balance 5,051 F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2025, in respect of $37,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2025, the closing price of Fiserv's common stock was $220.83 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: These deferred compensation notional units were allocated under the Fiserv, Inc. Non-Employee Director Deferred Compensation Plan (the "Plan"), under which director fees otherwise payable in cash may be deferred in exchange for the allocation of notional units under the Plan. This Form 4 reports the crediting of units under the Plan on March 31, 2025, in respect of $37,500 of deferred compensation. The number of notional units credited is calculated by dividing the amount of compensation that is deferred by the closing price of the company's common stock on the date of deferral, or last business day prior. On March 31, 2025, the closing price of Fiserv's common stock was $220.83 per share. Following cessation of the reporting person's service to the company, each notional unit will be settled in shares of Fiserv common stock on a one-for-one basis.
GENERAL MILLS INC
Report date March 21, 2019 · Filed March 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,588.6374 |
Ending reported balance
After 2019-03-21 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-21 · Exercise / conversion · Acquired 11,398 · Balance 85,986.6374 Row 2 · 2019-03-21 · Exercise / conversion · Acquired 12,248 · Balance 98,234.6374 Row 3 · 2019-03-21 · Exercise / conversion · Acquired 14,836 · Balance 113,070.6374 Row 4 · 2019-03-21 · Sale · Disposed 38,482 · Balance 74,588.6374 F1: Represents the weighted average of actual sale prices that range from $49.225 to $49.57. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.33 · Expires 2019-09-21 | Direct | 0 |
Reported balance
After 2019-03-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-21 · Exercise / conversion · Disposed 14,836 · Balance 0 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.74 · Expires 2020-09-27 | Direct | 0 |
Reported balance
After 2019-03-21 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-21 · Exercise / conversion · Disposed 12,248 · Balance 0 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.48 · Expires 2021-09-26 | Direct | 0 |
Reported balance
After 2019-03-21 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-21 · Exercise / conversion · Disposed 11,398 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average of actual sale prices that range from $49.225 to $49.57. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
PROGRESSIVE CORP/OH/
Report date May 16, 2014 · Filed May 19, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 17,257 |
Reported balance
After 2014-05-16 transaction · row 1
1 source rowRow 1 · 2014-05-16 · Grant · Acquired 9,070 · Balance 17,257 F1: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan.
Waystar Holding Corp.
Report date June 03, 2026 · Filed September 25, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,060 |
Reported balance
After 2026-06-03 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 10,446 · Balance 42,060 F1: Reflects a grant of restricted stock units ("RSUs") which vest on the earlier of (i) June 1, 2027 and (ii) the first regularly scheduled annual meeting of the stockholders following the grant date. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. This amended Form 4 is being filed solely to correct the number of RSUs granted from 9,303 to 10,446. F2: Includes unvested RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a grant of restricted stock units ("RSUs") which vest on the earlier of (i) June 1, 2027 and (ii) the first regularly scheduled annual meeting of the stockholders following the grant date. Each RSU represents a contingent right to receive one share of Common Stock upon settlement. This amended Form 4 is being filed solely to correct the number of RSUs granted from 9,303 to 10,446.
F2: Includes unvested RSUs.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 38,082 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, Inc. (Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 10,000 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, Inc. (Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-29 · Disposition to issuer · Disposed 18,673 · Balance 0 F2: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F1: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, Inc. (Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2024-04-14 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-29 · Disposition to issuer · Disposed 158,182 · Balance 0 F4: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F3: These stock options are fully vested and exercisable. F2: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Units in Director Deferred Compensation PlanSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-07-29 · Disposition to issuer · Disposed 30,102.2 · Balance 0 F5: Each unit represents the economic equivalent of one share of Class A common stock of the Issuer. The units became payable in cash upon the reporting person's termination of service as a director of the Issuer. F6: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A common stock on the day before the effective time of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, Inc. (Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
F2: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
F3: These stock options are fully vested and exercisable.
F4: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.
F5: Each unit represents the economic equivalent of one share of Class A common stock of the Issuer. The units became payable in cash upon the reporting person's termination of service as a director of the Issuer.
F6: Pursuant to the terms of the Issuer's 2008 Non-Employee Director Deferred Compensation Plan, each unit will be paid out in cash equal to the closing price of one share of the Issuer's Class A common stock on the day before the effective time of the Merger.
JPMORGAN CHASE & CO
Report date December 13, 2011 · Filed December 13, 2011
Section 16 reporting ended · disclosed 2011-12-13. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 21, 2019 Filed Mar 25, 2019 18:25 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionCommon Stock | 12,248 | $36.74 | $449,991.52 |
DisclosureSEC source: 0000897101-19-000276 · edgardoc.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,234.6374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 18:25 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionCommon Stock | 11,398 | $39.48 | $449,993.04 |
DisclosureSEC source: 0000897101-19-000276 · edgardoc.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,986.6374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 17:48 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,613.85 | $17.04 | $27,500.00 |
DisclosureSEC source: 0001209191-19-001236 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,069.58 Underlying: Class A Common Stock · 1,613.85 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 16:14 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,138.72 | $24.15 | $27,500.09 |
DisclosureSEC source: 0001209191-18-053788 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,455.73 Underlying: Class A Common Stock · 1,138.72 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 19:50 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 4,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000930 · edgardoc.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,628.6804 F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 17:29 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,204 | $0.00 Strike: $34.09 | $0.00 |
DisclosureSEC source: 0000897101-18-000697 · edgardoc.xml · derivative · entry 3 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,204 shares Expires 2018-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 17:29 UTC | GENERAL MILLS INC GIS · Entity 3236 | SaleCommon Stock | 13,204 | $45.77 | $604,320.67 |
DisclosureSEC source: 0000897101-18-000697 · edgardoc.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,091.103 F1 · price: Represents the weighted average of actual sale prices that range from $45.76 to $45.79. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 17:29 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionCommon Stock | 13,204 | $34.09 | $450,058.34 |
DisclosureSEC source: 0000897101-18-000697 · edgardoc.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,295.103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 16:27 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,302.08 | $21.12 | $27,499.93 |
DisclosureSEC source: 0001209191-18-041620 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,317.01 Underlying: Class A Common Stock · 1,302.08 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| May 10, 2018 Filed May 14, 2018 17:05 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 7,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029905 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,121 F1 · kind: Represents an immediately vested annual stock award grant. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:27 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,740.51 | $15.80 | $27,500.06 |
DisclosureSEC source: 0001209191-18-023656 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,014.93 Underlying: Class A Common Stock · 1,740.51 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:33 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,651.65 | $16.65 | $27,499.97 |
DisclosureSEC source: 0001209191-18-002091 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,274.42 Underlying: Class A Common Stock · 1,651.65 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 17:19 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,531.18 | $17.96 | $27,499.99 |
DisclosureSEC source: 0001209191-17-055930 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,622.77 Underlying: Class A Common Stock · 1,531.18 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 20:19 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 3,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-17-001185 · gis172647s8miller_4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,969.6288 F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2017 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:23 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,521.86 | $18.07 | $27,500.01 |
DisclosureSEC source: 0001209191-17-044022 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,091.59 Underlying: Class A Common Stock · 1,521.86 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| May 08, 2017 Filed May 10, 2017 16:52 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0000897101-17-000548 · gis171460s1miller_4.xml · derivative · entry 3 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 10, 2017 16:52 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 10,084 | $57.40 | $578,821.60 |
DisclosureSEC source: 0000897101-17-000548 · gis171460s1miller_4.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,194.9672 Read SEC document |
| May 08, 2017 Filed May 10, 2017 16:52 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionCommon Stock | 20,000 | $28.94 | $578,800.00 |
DisclosureSEC source: 0000897101-17-000548 · gis171460s1miller_4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,278.9672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 16:44 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 9,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028437 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,507 F1 · kind: Represents an immediately vested annual stock award grant. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 16:21 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,231.93 | $15.22 | $18,749.97 |
DisclosureSEC source: 0001209191-17-025643 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,569.73 Underlying: Class A Common Stock · 1,231.93 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:34 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,260.08 | $14.88 | $18,749.99 |
DisclosureSEC source: 0001209191-17-002262 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,337.8 Underlying: Class A Common Stock · 1,260.08 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:12 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantUnits in Director Deferred Compensation Plan · Derivative | 1,424.77 | $13.16 | $18,749.97 |
DisclosureSEC source: 0001209191-16-144447 · doc4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,077.72 Underlying: Class A Common Stock · 1,424.77 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each unit represents the economic equivalent of one share of Class A common stock of First Data Corporation. The units become payable in cash upon the reporting person's termination of service as a director. Read SEC document |
| September 27, 2016 Filed Sep 29, 2016 21:21 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 2,816 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-16-002988 · gis163186s9miller_4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,449.243 F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2016 Compensation Plan for Non-Employee Directors. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock. Read SEC document |
| October 20, 2015 Filed Jun 27, 2017 16:54 UTC Amendment | FIRST DATA CORP FDC · Entity 15928 | PurchaseClass A Common Stock | 5,000 | $16.00 | $80,000.00 |
DisclosureSEC source: 0001209191-17-041963 · doc4a.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · kind: Reflects shares of Class A common stock purchased under the First Data Corporation Directed Share Program in connection with FDC's initial public offering. F2 · shares: This Form 4 is being amended to report the correct number of shares purchased by Ms. Miller and to correct the resulting balance of securities beneficially owned by Ms. Miller following the transaction. F2 · balance_after: This Form 4 is being amended to report the correct number of shares purchased by Ms. Miller and to correct the resulting balance of securities beneficially owned by Ms. Miller following the transaction. Read SEC document |
| May 16, 2014 Filed May 19, 2014 20:35 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 9,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-018097 · form4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,257 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| April 17, 2014 Filed Apr 17, 2014 14:17 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 8,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-014693 · form4.xml · derivative · entry 2 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,746.6371 Underlying: Common · 8,782 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1. F1 · price: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| April 17, 2014 Filed Apr 17, 2014 14:17 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 8,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-14-014693 · form4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,187 F1 · price: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. Read SEC document |
| February 07, 2014 Filed Feb 11, 2014 14:43 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit (rest. Stock) · Derivative | 605.6371 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005478 · form4.xml · derivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,964.6371 Underlying: Common · 605.6371 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1. F2 · derivative.exercise_date: These units, which were acquired upon the reinvestment of dividend equivalents pursuant to the terms of the plan, will be paid out in cash at the time elected by the reporting person or otherwise in accordance with the plan. F3 · derivative.expiration_date: Expiration Date is the same as the Date Exercisable. Read SEC document |
| May 17, 2013 Filed May 20, 2013 21:33 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 8,782 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-13-000066 · f4forhxm1.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,969 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| March 20, 2013 Filed Mar 21, 2013 16:22 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantPhantom Stock Unit / (Rest. Stock) · Derivative | 9,359 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-13-000055 · f4forhxm1.xml · derivative · entry 2 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,359 Underlying: Common · 9,359 shares Expires not disclosed F2 · derivative.exercise_price: 1 for 1. F1 · price: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. F3 · derivative.exercise_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. F3 · derivative.expiration_date: These units will be paid out in an equal number of Common Shares at the time elected by the reporting person, subject to the vesting provisions of the plan. Read SEC document |
| March 20, 2013 Filed Mar 21, 2013 16:22 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | Disposition to issuerCommon | 9,359 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000080661-13-000055 · f4forhxm1.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,187 F1 · price: The reporting person elected to defer receipt of previously granted restricted common shares upon vesting thereof. This Form 4 reports the disposition of such restricted shares in exchange for an equal number of units under the applicable deferred compensation plan. Read SEC document |
| April 20, 2012 Filed Apr 24, 2012 14:23 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 9,359 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-12-000069 · f4forhxm1.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,546 F1 · kind: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| October 24, 2011 Filed Oct 27, 2011 20:45 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-023755 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,249.8391 Read SEC document |
| July 21, 2011 Filed Jul 22, 2011 20:59 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0001225208-11-018616 · doc4.xml · derivative · entry 5 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2015-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: SARs exercised pursuant to 10b5-1 Plan dated July 19, 2011. F2 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 21, 2011 Filed Jul 22, 2011 20:59 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 45,436 | $41.89 | $1,903,314.04 |
DisclosureSEC source: 0001225208-11-018616 · doc4.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,226.8862 Read SEC document |
| July 21, 2011 Filed Jul 22, 2011 20:59 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 50,000 | $34.78 | $1,739,000.00 |
DisclosureSEC source: 0001225208-11-018616 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,662.8862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2011 Filed Jul 20, 2011 19:34 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $34.78 | $0.00 |
DisclosureSEC source: 0001225208-11-018519 · doc4.xml · derivative · entry 5 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 100,000 shares Expires 2015-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: SARs exercised pursuant to 10b5-1 Plan dated July 19, 2011. F2 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| July 19, 2011 Filed Jul 20, 2011 19:34 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 92,866 | $40.10 | $3,723,926.60 |
DisclosureSEC source: 0001225208-11-018519 · doc4.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,662.8862 Read SEC document |
| July 19, 2011 Filed Jul 20, 2011 19:34 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $34.78 | $3,478,000.00 |
DisclosureSEC source: 0001225208-11-018519 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,528.8862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2011 Filed Jun 24, 2011 13:19 UTC | PROGRESSIVE CORP/OH/ PGR · Entity 193 | GrantCommon | 8,187 | $0.00 | $0.00 |
DisclosureSEC source: 0000080661-11-000084 · f4forhxm1.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,187 F1 · price: Restricted stock grant made pursuant to The Progressive Corporation 2003 Directors Equity Incentive Plan. Read SEC document |
| April 21, 2011 Filed Apr 28, 2011 19:55 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 13,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-012454 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,505.2872 Read SEC document |
| January 20, 2011 Filed Jan 21, 2011 21:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 80,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-11-003586 · doc4.xml · derivative · entry 7 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 80,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2011 Filed Jan 21, 2011 21:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 55,905 | $44.30 | $2,476,591.50 |
DisclosureSEC source: 0001225208-11-003586 · doc4.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,849.2872 Read SEC document |
| January 20, 2011 Filed Jan 21, 2011 21:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 80,000 | $19.49 | $1,559,200.00 |
DisclosureSEC source: 0001225208-11-003586 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,754.2872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 21:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 76,924 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-11-003586 · doc4.xml · derivative · entry 6 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,924 Underlying: Common Stock · 76,924 shares Expires 2021-01-19 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 21:56 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 94,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003586 · doc4.xml · derivative · entry 5 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,841 Underlying: Common Stock · 94,841 shares Expires 2014-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 18, 2011 Filed Jan 19, 2011 00:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 69,298 | $44.97 | $3,116,268.69 |
DisclosureSEC source: 0001225208-11-003233 · doc4.xml · nonDerivative · entry 3 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,754.2872 Read SEC document |
| January 13, 2011 Filed Jan 19, 2011 00:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 51,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003233 · doc4.xml · derivative · entry 6 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,322 Underlying: Common Stock · 51,322 shares Expires 2012-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012. Read SEC document |
| January 13, 2011 Filed Jan 19, 2011 00:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 43,319 | $44.57 | $1,930,727.83 |
DisclosureSEC source: 0001225208-11-003233 · doc4.xml · nonDerivative · entry 2 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,052.2872 Read SEC document |
| January 13, 2011 Filed Jan 19, 2011 00:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 51,322 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003233 · doc4.xml · nonDerivative · entry 1 MILLER HEIDI · CIK 0001199930 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,371.2872 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.