Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PLANTRONICS INC /CA/PLT · Entity 124134 | TOP FINANCIAL EXECUTIVE - CFO. | May 10, 2019 | May 14, 2019 |
| Quotient Technology Inc.QUOT · Entity 109917 | CFO & Treasurer | March 01, 2022 | March 03, 2022 |
| VIAVI SOLUTIONS INC.VIAV · Entity 3595 | Director | February 27, 2018 | March 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PLANTRONICS INC /CA/
Report date May 10, 2019 · Filed May 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 50,226 |
Ending reported balance
After 2019-05-10 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2019-05-10 · Grant · Acquired 1,364 · Balance 57,189 F1: Represents the vesting of performance stock unit shares. Row 2 · 2019-05-10 · Grant · Acquired 570 · Balance 57,759 F1: Represents the vesting of performance stock unit shares. Row 3 · 2019-05-10 · Tax withholding · Disposed 677 · Balance 57,082 F2: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of performance stock unit shares. Row 4 · 2019-05-10 · Tax withholding · Disposed 283 · Balance 56,799 F2: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of performance stock unit shares. Row 5 · 2019-05-10 · Tax withholding · Disposed 2,149 · Balance 54,650 F3: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of restricted stock award shares. Row 6 · 2019-05-10 · Tax withholding · Disposed 2,324 · Balance 52,326 F3: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of restricted stock award shares. Row 7 · 2019-05-10 · Tax withholding · Disposed 2,100 · Balance 50,226 F4: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of restricted stock unit shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of performance stock unit shares.
F2: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of performance stock unit shares.
F3: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of restricted stock award shares.
F4: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of restricted stock unit shares.
Quotient Technology Inc.
Report date March 01, 2022 · Filed March 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 655,521 |
Ending reported balance
After 2022-03-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2022-03-01 · Tax withholding · Disposed 2,154 · Balance 239,497 F1: Represents the number of shares withheld by and surrendered to the Issuer on March 1, 2022, to satisfy tax withholding obligations that arose in connection with a vesting event from a Restricted Stock Units award (the "RSUs") granted on March 1, 2021 for 99,573 shares in total. The RSUs in 6.25% quarterly installments over a four-year period from March 1, 2021. Row 2 · 2022-03-01 · Grant · Acquired 208,012 · Balance 447,509 F2: Represents an award of Restricted Stock Units ("RSUs") payable solely in common stock of the Issuer that vests in 6.25% quarterly installments over a four-year period from March 1, 2022. Row 3 · 2022-03-01 · Grant · Acquired 208,012 · Balance 655,521 F3: Represents an award of RSUs payable solely in common stock of the Issuer that vests in 1/3 installments if the Issuer's common stock achieves, for 20 consecutive trading days at any point during the three years following the March 1, 2022 grant, a price per share that equals or exceeds the following thresholds: $9.735, $12.98 and $16.225, provided that if any threshold is met before February 28, 2023, 50% of the tranche will vest on that date and the remaining 50% will vest one year later. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld by and surrendered to the Issuer on March 1, 2022, to satisfy tax withholding obligations that arose in connection with a vesting event from a Restricted Stock Units award (the "RSUs") granted on March 1, 2021 for 99,573 shares in total. The RSUs in 6.25% quarterly installments over a four-year period from March 1, 2021.
F2: Represents an award of Restricted Stock Units ("RSUs") payable solely in common stock of the Issuer that vests in 6.25% quarterly installments over a four-year period from March 1, 2022.
F3: Represents an award of RSUs payable solely in common stock of the Issuer that vests in 1/3 installments if the Issuer's common stock achieves, for 20 consecutive trading days at any point during the three years following the March 1, 2022 grant, a price per share that equals or exceeds the following thresholds: $9.735, $12.98 and $16.225, provided that if any threshold is met before February 28, 2023, 50% of the tranche will vest on that date and the remaining 50% will vest one year later.
VIAVI SOLUTIONS INC.
Report date February 27, 2018 · Filed March 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 93,537 |
Reported balance
After 2018-02-27 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2018-02-27 · Sale · Disposed 11,556 · Balance 93,537 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.825 to $9.83 inclusive.The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full nformation regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 60,804 |
Reported balance
After 2018-02-28 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2018-02-28 · Sale · Acquired 32,722 · Balance 60,804 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.68 to $9.705 inclusive.The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.825 to $9.83 inclusive.The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full nformation regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.68 to $9.705 inclusive.The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2018 Filed May 9, 2018 14:37 UTC | PLANTRONICS INC /CA/ PLT · Entity 124134 | Exercise / conversionCOMMON STOCK | 100 | $31.92 | $3,192.00 |
DisclosureSEC source: 0001463252-18-000025 · edgardoc.xml · nonDerivative · entry 3 Strayer Pamela J · CIK 0001529968 · TOP FINANCIAL EXECUTIVE - CFO. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 9, 2018 14:37 UTC | PLANTRONICS INC /CA/ PLT · Entity 124134 | SaleCOMMON STOCK | 400 | $66.34 | $26,534.24 |
DisclosureSEC source: 0001463252-18-000025 · edgardoc.xml · nonDerivative · entry 2 Strayer Pamela J · CIK 0001529968 · TOP FINANCIAL EXECUTIVE - CFO. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,900 Read SEC document |
| May 07, 2018 Filed May 9, 2018 14:37 UTC | PLANTRONICS INC /CA/ PLT · Entity 124134 | Exercise / conversionCOMMON STOCK | 400 | $31.92 | $12,768.00 |
DisclosureSEC source: 0001463252-18-000025 · edgardoc.xml · nonDerivative · entry 1 Strayer Pamela J · CIK 0001529968 · TOP FINANCIAL EXECUTIVE - CFO. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 20:45 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 32,722 | $9.69 | $317,076.18 |
DisclosureSEC source: 0001140361-18-011212 · doc1.xml · nonDerivative · entry 2 Strayer Pamela J · CIK 0001529968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,804 F2 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.68 to $9.705 inclusive.The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:45 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | SaleCommon Stock | 11,556 | $9.79 | $113,133.24 |
DisclosureSEC source: 0001140361-18-011212 · doc1.xml · nonDerivative · entry 1 Strayer Pamela J · CIK 0001529968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,537 F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.825 to $9.83 inclusive.The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full nformation regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4. Read SEC document |
| November 16, 2017 Filed Nov 21, 2017 00:09 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantCommon Stock | 22,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-043431 · doc1.xml · nonDerivative · entry 1 Strayer Pamela J · CIK 0001529968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,093 F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date. Read SEC document |
| August 20, 2017 Filed Aug 21, 2017 23:27 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 11,556 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032882 · doc1.xml · derivative · entry 2 Strayer Pamela J · CIK 0001529968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,556 Underlying: Common Stock · 11,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| August 20, 2017 Filed Aug 21, 2017 23:27 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 11,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-032882 · doc1.xml · nonDerivative · entry 1 Strayer Pamela J · CIK 0001529968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| May 10, 2017 Filed May 12, 2017 17:16 UTC | PLANTRONICS INC /CA/ PLT · Entity 124134 | GrantCOMMON STOCK | 14,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001463252-17-000037 · edgardoc.xml · nonDerivative · entry 4 Strayer Pamela J · CIK 0001529968 · Top Financial Executive - CFO. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,306 F2 · shares: Represents a Restricted Stock Award which shall vest over 3 years on an annual basis subject to continued employment. Read SEC document |
| May 10, 2017 Filed May 12, 2017 17:16 UTC | PLANTRONICS INC /CA/ PLT · Entity 124134 | Tax withholdingCOMMON STOCK | 1,243 | $55.48 | $68,961.64 |
DisclosureSEC source: 0001463252-17-000037 · edgardoc.xml · nonDerivative · entry 3 Strayer Pamela J · CIK 0001529968 · Top Financial Executive - CFO. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,247 F1 · shares: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of restricted stock award shares. Read SEC document |
| May 10, 2017 Filed May 12, 2017 17:16 UTC | PLANTRONICS INC /CA/ PLT · Entity 124134 | Tax withholdingCOMMON STOCK | 1,629 | $55.48 | $90,376.92 |
DisclosureSEC source: 0001463252-17-000037 · edgardoc.xml · nonDerivative · entry 2 Strayer Pamela J · CIK 0001529968 · Top Financial Executive - CFO. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,490 F1 · shares: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of restricted stock award shares. Read SEC document |
| May 10, 2017 Filed May 12, 2017 17:16 UTC | PLANTRONICS INC /CA/ PLT · Entity 124134 | Tax withholdingCOMMON STOCK | 1,253 | $55.48 | $69,516.44 |
DisclosureSEC source: 0001463252-17-000037 · edgardoc.xml · nonDerivative · entry 1 Strayer Pamela J · CIK 0001529968 · Top Financial Executive - CFO. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,119 F1 · shares: Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of restricted stock award shares. Read SEC document |
| November 18, 2016 Filed Nov 19, 2016 01:38 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionRestricted Stock Unit · Derivative | 32,733 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087324 · doc1.xml · derivative · entry 3 Strayer Pamela J · CIK 0001529968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the Shares subject to the Award shall vest on the one year anniversary of the Grant Date. F2 · derivative.expiration_date: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 18, 2016 Filed Nov 19, 2016 01:38 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | Exercise / conversionCommon Stock | 32,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087324 · doc1.xml · nonDerivative · entry 2 Strayer Pamela J · CIK 0001529968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 16, 2016 Filed Nov 19, 2016 01:38 UTC | VIAVI SOLUTIONS INC. VIAV · Entity 3595 | GrantCommon Stock | 27,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-087324 · doc1.xml · nonDerivative · entry 1 Strayer Pamela J · CIK 0001529968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,656 F1 · kind: Exempt grant of restricted stock units under the Issuer's Restated 2003 Equity Incentive Plan. The units will vest and settle for shares of Common Stock of the Issuer on the one year anniversary of the Grant Date. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 16:05 UTC | PLANTRONICS INC /CA/ PLT · Entity 124134 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $45.84 | $0.00 |
DisclosureSEC source: 0001463252-16-000140 · edgardoc.xml · derivative · entry 1 Strayer Pamela J · CIK 0001529968 · Top Financial Executive - CFO. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: COMMON STOCK · 15,000 shares Expires 2023-11-04 F1 · derivative.exercise_date: Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.