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Hammer John C

Disclosed activity across 1 company

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129604
SEC CIK
0001605023

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OPENLANE, Inc.KAR · Entity 4015CCO of KAR, President of ADESAMarch 01, 2022March 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OPENLANE, Inc.

Report date March 01, 2022 · Filed March 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,182.333 Reported balance After 2022-03-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2022-03-01 · Exercise / conversion · Acquired 1,870 · Balance 40,182.333

F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2022.

F2: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Common StockSEC Table I · non-derivativeDirect39,700.333 Reported balance After 2022-03-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2022-03-01 · Tax withholding · Disposed 482 · Balance 39,700.333

F3: Shares withheld by the Company to satisfy tax withholding requirements.

Common StockSEC Table I · non-derivativeDirect39,984.333 Reported balance After 2022-03-01 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2022-03-01 · Exercise / conversion · Acquired 284 · Balance 39,984.333

F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2022.

Common StockSEC Table I · non-derivativeDirect39,910.333 Reported balance After 2022-03-01 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2022-03-01 · Tax withholding · Disposed 74 · Balance 39,910.333

F3: Shares withheld by the Company to satisfy tax withholding requirements.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-01 · Exercise / conversion · Disposed 1,870 · Balance 0

F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5: These restricted stock units were subject to a time-vesting requirement and 13,124 restricted stock units vested and settled in common stock on February 22, 2022 and the remaining restricted stock units vested and settled in common stock on March 1, 2022.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-03-01 · Exercise / conversion · Disposed 284 · Balance 0

F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6: These restricted stock were remain subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vested on March 1, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2022.

F2: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

F3: Shares withheld by the Company to satisfy tax withholding requirements.

F4: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5: These restricted stock units were subject to a time-vesting requirement and 13,124 restricted stock units vested and settled in common stock on February 22, 2022 and the remaining restricted stock units vested and settled in common stock on March 1, 2022.

F6: These restricted stock were remain subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vested on March 1, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 20:15 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · derivative · entry 6

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock were remain subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vested on March 1, 2022.

F6 · derivative.expiration_date: These restricted stock were remain subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vested on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 1,870 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and 13,124 restricted stock units vested and settled in common stock on February 22, 2022 and the remaining restricted stock units vested and settled in common stock on March 1, 2022.

F5 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and 13,124 restricted stock units vested and settled in common stock on February 22, 2022 and the remaining restricted stock units vested and settled in common stock on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 74 $18.08 $1,337.92
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · nonDerivative · entry 4

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,910.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · nonDerivative · entry 3

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,984.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 482 $18.08 $8,714.56
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,700.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 20:15 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 1,870 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000021 · wf-form4_164635648375773.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,182.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2022.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC OPENLANE, Inc. KAR · Entity 4015 GrantRestricted Stock Units · Derivative 13,124 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · derivative · entry 9

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867.892

Underlying: Common Stock · 13,124 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and 13,124 restricted stock units vested and settled in common stock on February 22, 2022 and the remaining restricted stock units are scheduled to vest and settle in common stock on March 1, 2022, assuming continued employment through the applicable vesting dates.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and 13,124 restricted stock units vested and settled in common stock on February 22, 2022 and the remaining restricted stock units are scheduled to vest and settle in common stock on March 1, 2022, assuming continued employment through the applicable vesting dates.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 3,071 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · derivative · entry 8

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,072

Underlying: Common Stock · 3,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vested on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 1,993 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · derivative · entry 7

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vested on February 22, 2022.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 3,197 $13.83 $44,214.51
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 6

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,312.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 13,124 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 5

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,509.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 486 $13.83 $6,721.38
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 4

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,385.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 3

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,871.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2022.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 748 $13.97 $10,449.56
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,878.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:58 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001395942-22-000017 · wf-form4_164567151623352.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,626.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2022.

F2 · balance_after: Includes shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:49 UTC OPENLANE, Inc. KAR · Entity 4015 GrantEmployee Stock Option (right to buy) · Derivative 234,834 $0.00 Strike: $18.23 $0.00
Disclosure

SEC source: 0001395942-21-000065 · wf-form4_162319974751904.xml · derivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,834

Underlying: Common Stock · 234,834 shares

Expires 2031-06-04

F2 · derivative.exercise_date: These options were granted on June 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $23.23, $28.23, $33.23, and $38.23, for twenty consecutive trading days, subject to continued employment through such vesting date.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:49 UTC OPENLANE, Inc. KAR · Entity 4015 GrantEmployee Stock Option (right to buy) · Derivative 58,708 $0.00 Strike: $18.23 $0.00
Disclosure

SEC source: 0001395942-21-000065 · wf-form4_162319974751904.xml · derivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,708

Underlying: Common Stock · 58,708 shares

Expires 2031-06-04

F1 · derivative.exercise_date: These options were granted on June 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 18:51 UTC OPENLANE, Inc. KAR · Entity 4015 GrantEmployee Stock Option (right to buy) · Derivative 158,103 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001395942-21-000040 · wf-form4_161524749626952.xml · derivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,103

Underlying: Common Stock · 158,103 shares

Expires 2031-03-04

F2 · derivative.exercise_date: These options were granted on March 4, 2021 and will become eligible to vest and become exercisable in equal 25% increments, each upon the later of the occurrence of the first four anniversaries of the grant date, respectively, and the attainment of the closing price of the Company's common stock at or above, for each respective 25% increment, $18.81, $23.81, $28.81, and $33.81, for twenty consecutive trading days, subject to continued employment through such vesting date.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 18:51 UTC OPENLANE, Inc. KAR · Entity 4015 GrantEmployee Stock Option (right to buy) · Derivative 39,526 $0.00 Strike: $13.81 $0.00
Disclosure

SEC source: 0001395942-21-000040 · wf-form4_161524749626952.xml · derivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,526

Underlying: Common Stock · 39,526 shares

Expires 2031-03-04

F1 · derivative.exercise_date: These options were granted on March 4, 2021 and will vest and become exercisable in equal installments on each of the first four anniversaries of the grant date, subject to continued employment through such vesting date.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:32 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 16,206 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · derivative · entry 8

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and vested and settled in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:32 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 1,733 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,733 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vested on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:32 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 3,947 $13.99 $55,218.53
Disclosure

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · nonDerivative · entry 4

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,555.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:32 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 16,206 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · nonDerivative · entry 3

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,502.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:32 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 423 $13.99 $5,917.77
Disclosure

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,296.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 17:32 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 1,733 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000024 · wf-form4_161489713935614.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,719.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2021.

F2 · balance_after: Includes 2,083.333 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:55 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000020 · wf-form4_161481573230932.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284

Underlying: Common Stock · 284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vested on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:55 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 70 $14.31 $1,001.70
Disclosure

SEC source: 0001395942-21-000020 · wf-form4_161481573230932.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,986.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:55 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000020 · wf-form4_161481573230932.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,056.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2021.

F2 · balance_after: Includes 2,083.333 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

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February 22, 2021 Filed Feb 23, 2021 20:06 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 1,992 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000011 · wf-form4_161412876511757.xml · derivative · entry 6

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993

Underlying: Common Stock · 1,992 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vested on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

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February 22, 2021 Filed Feb 23, 2021 20:06 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 486 $14.58 $7,085.88
Disclosure

SEC source: 0001395942-21-000011 · wf-form4_161412876511757.xml · nonDerivative · entry 4

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,772.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 20:06 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 1,992 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000011 · wf-form4_161412876511757.xml · nonDerivative · entry 3

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,258.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2021.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 20:06 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 3,071 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000011 · wf-form4_161412876511757.xml · derivative · entry 10

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 3,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F11 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F11 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

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February 21, 2021 Filed Feb 23, 2021 20:06 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 748 $14.78 $11,055.44
Disclosure

SEC source: 0001395942-21-000011 · wf-form4_161412876511757.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,266.333

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 21, 2021 Filed Feb 23, 2021 20:06 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 3,071 $0.00 $0.00
Disclosure

SEC source: 0001395942-21-000011 · wf-form4_161412876511757.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · CCO of KAR, President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,014.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 21, 2021.

F2 · balance_after: Includes 2,083.333 shares acquired pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:03 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 1,732 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733

Underlying: Common Stock · 1,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vested on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:03 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 423 $20.21 $8,548.83
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · nonDerivative · entry 4

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,860

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 18:03 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 1,732 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · nonDerivative · entry 3

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2020.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:03 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · derivative · entry 7

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568

Underlying: Common Stock · 284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vest on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 1, 2020, one-third of these restricted stock units vest on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:03 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 70 $19.25 $1,347.50
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,551

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 18:03 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 284 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000050 · wf-form4_158327656446685.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 1, 2020.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 20:31 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 1,993 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000039 · wf-form4_158268068645673.xml · derivative · entry 4

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,985

Underlying: Common Stock · 1,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 20:31 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 486 $22.25 $10,813.50
Disclosure

SEC source: 0001395942-20-000039 · wf-form4_158268068645673.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,337

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 20:31 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 1,993 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000039 · wf-form4_158268068645673.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2020.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 20:31 UTC OPENLANE, Inc. KAR · Entity 4015 GrantRestricted Stock Units · Derivative 9,214 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000039 · wf-form4_158268068645673.xml · derivative · entry 8

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214

Underlying: Common Stock · 9,214 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 21, 2021, one-third of these restricted stock units vest on February 21, 2022 and the remaining one-third of these restricted stock units vest on February 21, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 17:04 UTC OPENLANE, Inc. KAR · Entity 4015 GrantRestricted Stock Units · Derivative 14,991.892 $0.00 $0.00
Disclosure

SEC source: 0001395942-20-000025 · wf-form4_158232262796023.xml · derivative · entry 6

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,991.892

Underlying: Common Stock · 14,991.892 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · price: The number of performance restricted stock units that were converted into restricted stock units was determined based on the Company's operating adjusted net income per share exceeding certain levels over the one-year period beginning on December 1, 2019 and ending on December 31, 2019.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and 13,122.663 restricted stock units are scheduled to vest and settle in common stock on February 22, 2022 and the remaining 1,869.230 restricted stock units are scheduled to vest and settle in common stock on March 1, 2022, assuming continued employment through the applicable vesting dates.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and 13,122.663 restricted stock units are scheduled to vest and settle in common stock on February 22, 2022 and the remaining 1,869.230 restricted stock units are scheduled to vest and settle in common stock on March 1, 2022, assuming continued employment through the applicable vesting dates.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:45 UTC OPENLANE, Inc. KAR · Entity 4015 GrantRestricted Stock Units · Derivative 16,205.041 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000087 · wf-form4_156211474410653.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,205.041

Underlying: Common Stock · 16,205.041 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · price: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:34 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionRestricted Stock Units · Derivative 1,734 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000046 · wf-form4_155182528441705.xml · derivative · entry 3

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465

Underlying: Common Stock · 1,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:34 UTC OPENLANE, Inc. KAR · Entity 4015 Tax withholdingCommon Stock 497 $47.72 $23,716.84
Disclosure

SEC source: 0001395942-19-000046 · wf-form4_155182528441705.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:34 UTC OPENLANE, Inc. KAR · Entity 4015 Exercise / conversionCommon Stock 1,734 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000046 · wf-form4_155182528441705.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:34 UTC OPENLANE, Inc. KAR · Entity 4015 GrantRestricted Stock Units · Derivative 852 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000046 · wf-form4_155182528441705.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852

Underlying: Common Stock · 852 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 1, 2020, one-third of these restricted stock units vest on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 1, 2020, one-third of these restricted stock units vest on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.