Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Meritage Homes CORPMTH · Entity 3987 | Director | February 12, 2019 | February 15, 2019 |
| WESTERN ALLIANCE BANCORPORATIONWAL · Entity 3616 | Director · Executive Chairman | March 08, 2022 | March 08, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Meritage Homes CORP
Report date February 12, 2019 · Filed February 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| MTH Common SharesSEC Table I · non-derivative | Direct | 19,500 |
Reported balance
After 2019-02-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-02-12 · Grant · Acquired 4,500 · Balance 19,500 F1: Represents grant of restricted shares. The shares will fully vest on third anniversary of the date of grant. F2: Balance represents restricted shares not vested. |
| MTH Common StockSEC Table I · non-derivative | IndirectSee Note. | 200,659 |
Reported balance
Holding disclosure · report date 2019-02-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 200,659 F3: Balance represents indirect ownership of shares held in trust (6,000 shares Penny Sarver - wife; 2,000 shares Penny Sarver FBO Max Sarver - minor son; 8,170 shares Robert Sarver - trustee of Eva Lauren Hilton Trust; 8,170 shares Robert Sarver - trustee of Shari Rachel Hilton Trust; 176,319 shares Robert Sarver - trustee of Robert Sarver Trust) |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of restricted shares. The shares will fully vest on third anniversary of the date of grant.
F2: Balance represents restricted shares not vested.
F3: Balance represents indirect ownership of shares held in trust (6,000 shares Penny Sarver - wife; 2,000 shares Penny Sarver FBO Max Sarver - minor son; 8,170 shares Robert Sarver - trustee of Eva Lauren Hilton Trust; 8,170 shares Robert Sarver - trustee of Shari Rachel Hilton Trust; 176,319 shares Robert Sarver - trustee of Robert Sarver Trust)
WESTERN ALLIANCE BANCORPORATION
Report date March 08, 2022 · Filed March 08, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSF III Ltd Partnership | 99,822 |
Reported balance
After 2022-03-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-03-08 · Purchase · Acquired 10,000 · Balance 99,822 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.94 to $77.72, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Common StockSEC Table I · non-derivative | IndirectSarver Family Trust dated 09/29/1997 | 636,382 |
Reported balance
After 2022-03-08 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-03-08 · Purchase · Acquired 15,000 · Balance 636,382 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.94 to $77.73, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Common StockSEC Table I · non-derivative | Direct | 68,986 |
Reported balance
Holding disclosure · report date 2022-03-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 68,986 |
| Depositary SharesSEC Table I · non-derivative | IndirectSarver Family Trust dated 9/29/1997 (PS) | 200,000 |
Reported balance
Holding disclosure · report date 2022-03-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 200,000 F3: Each depositary share represents a 1/400th ownership interest in a share of the Issuer's 4.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.0001 per share. The depositary shares were purchased in an underwritten public offering. |
| Common StockSEC Table I · non-derivative | IndirectRobert G. Sarver Trust dated 09/29/1997 | 107,932 |
Reported balance
Holding disclosure · report date 2022-03-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 107,932 |
| Common StockSEC Table I · non-derivative | IndirectSpouse | 30,000 |
Reported balance
Holding disclosure · report date 2022-03-08 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 30,000 |
| Common StockSEC Table I · non-derivative | IndirectChildren | 5,000 |
Reported balance
Holding disclosure · report date 2022-03-08 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.94 to $77.72, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.94 to $77.73, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: Each depositary share represents a 1/400th ownership interest in a share of the Issuer's 4.250% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.0001 per share. The depositary shares were purchased in an underwritten public offering.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2016 Filed Dec 5, 2016 17:58 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 100,000 | $47.71 | $4,771,000.00 |
DisclosureSEC source: 0001212545-16-000535 · wf-form4_148097869143278.xml · nonDerivative · entry 1 Sarver Robert Gary · CIK 0001187511 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 955,075 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.56 to $46.87, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 16:23 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 50,000 | $45.82 | $2,291,000.00 |
DisclosureSEC source: 0001212545-16-000519 · wf-form4_148036817804689.xml · nonDerivative · entry 1 Sarver Robert Gary · CIK 0001187511 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055,075 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.72 to $46.11, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 16:13 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 50,000 | $45.19 | $2,259,500.00 |
DisclosureSEC source: 0001212545-16-000512 · wf-form4_147993559595431.xml · nonDerivative · entry 1 Sarver Robert Gary · CIK 0001187511 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Robert G. Sarver Trust dated 09/29/1997 Disclosed balance after: 7,971 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.97 to $45.50, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 16:19 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 100,000 | $44.30 | $4,430,000.00 |
DisclosureSEC source: 0001212545-16-000486 · wf-form4_147924471752468.xml · nonDerivative · entry 3 Sarver Robert Gary · CIK 0001187511 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Robert G. Sarver Trust dated 09/29/1997 Disclosed balance after: 57,971 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.68 to $44.00, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F4 · balance_after: On September 1, 2016, the Reporting Person transferred 13,200 shares from the Robert G. Sarver Trust dated 09/29/1997 to the Sarver Family Trust dated 09/29/1997. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 16:19 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 25,000 | $44.31 | $1,107,750.00 |
DisclosureSEC source: 0001212545-16-000486 · wf-form4_147924471752468.xml · nonDerivative · entry 2 Sarver Robert Gary · CIK 0001187511 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105,075 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.69 to $44.00, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 16:19 UTC | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | SaleCommon Stock | 25,000 | $42.24 | $1,056,000.00 |
DisclosureSEC source: 0001212545-16-000486 · wf-form4_147924471752468.xml · nonDerivative · entry 1 Sarver Robert Gary · CIK 0001187511 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,130,075 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.62 to $42.62, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 25, 2012 Filed Apr 10, 2017 17:33 UTC Amendment | WESTERN ALLIANCE BANCORPORATION WAL · Entity 3616 | Tax withholdingCommon Stock | 3,471 | $8.19 | $28,427.49 |
DisclosureSEC source: 0001212545-17-000158 · wf-form4a_149186001441791.xml · nonDerivative · entry 1 Sarver Robert Gary · CIK 0001187511 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,448 F1 · shares: This amendment properly states the number of shares sold for taxes as having been 3,471, whereas the original filing incorrectly stated the number of shares being sold as 3,783. F2 · balance_after: Between the dates of April 11, 2012 and June 11, 2012, the Reporting Person received grants from the Company that represented a portion of the Reporting Person's salary. One of these grants inaccurately excluded 20 shares that were received during a biweekly pay period. F3 · balance_after: This amendment reflects the following transfers between forms of ownership, which were inadvertently excluded from the Reporting Person's previous Form 4 filings: (1) 1,625,816 shares transferred from the Reporting Person's direct holdings ("Direct Holdings") to the Robert G. Sarver Trust dated 09/29/1997 (the "Sarver Trust") on June 3, 2010; (2) 438,671 shares transferred from Direct Holdings to the Sarver Family Trust dated 09/29/1997 (the "Family Trust") on June 3, 2010; (3) 4,329 shares transferred from Direct Holdings to the Family Trust on November 23, 2010; (4) 121,662 shares transferred from Direct Holdings to the Sarver Trust on November 23, 2010; (5) 92,854 shares transferred from Direct Holdings to the Sarver Trust on October 13, 2011; and (6) 75,000 shares transferred from the Sarver Trust to the Family Trust on January 9,2012. F4 · balance_after: This amendment reflects the transfer of 4,960 shares on March 12, 2013 from the Reporting Person's direct holdings to the Sarver Trust, and the following sales, which were reported as having been from direct holdings, but were in fact from the Sarver Trust:(1) 100,000 shares sold on October 23, 2012; (2) 50,000 shares sold on October 24 2012; (3) 35,597 shares sold on January 29, 2013; (4) 18,311 shares sold on January 30, 2013; (5) 50,000 shares sold on February 1, 2013; (6) 25,000 shares sold on February 11, 2013; (7) 25,000 shares sold on February 12, 2013; (8) 50,000 shares sold on February 13, 2013; (9) 50,000 shares sold on February 19, 2013; (10) 50,000 shares sold on April 29, 2013; (11) 50,000 shares sold on April 30, 2013; (12) 100,000 shares sold on July 22,2013; (13) 25,000 shares sold on July 23, 2013; (14) 25,000 shares sold on July 24, 2013; and (15) 83,291 shares sold on December 9, 2013; and (16) 16,709 sold on December 10, 2013. F5 · balance_after: This amendment reflects the transfer between forms of ownership of 61,308 shares on February 25, 2015 from the Reporting Person's direct holdings to the Sarver Trust, and the following transactions, which were reported as having been from direct holdings, but were in fact from the Sarver Trust: (1) 100,000 shares sold on January 27, 2014; (2) 61,308 shares sold on February 25, 2014; (3) 50,000 shares sold on April 23, 2014; (4) 25,000 shares sold on April 24, 2014; (5) 10,000 shares sold on October 30, 2014; (6) 25,000 shares sold on November 10, 2014; (7) 50,000 shares sold on May 13, 2015; (8) 50,000 shares sold on May 14, 2015; (9) 50,000 shares sold on May 20, 2015; (10) 30,000 shares sold on May 21, 2015; (11) 20,000 shares sold on May 22, 2015; (12) 10,000 shares gifted on November 6, 2015; (13) 69,977 shares sold on November 6, 2015; (14) 50,000 shares sold on November 23, 2016; and (15) 100,000 shares sold on December 1, 2016. F6 · balance_after: These shares represent 5,000 shares which were previously reported as having belonged directly to the Reporting Person; such shares actually belong to the Reporting Person's children, and the Reporting Person disclaims ownership of these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.