Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TXNM ENERGY INCPNM · Entity 3794 | SVP, UTILITY OPERATIONS | March 07, 2022 | March 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TXNM ENERGY INC
Report date March 07, 2022 · Filed March 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,776 |
Reported balance
After 2022-03-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-07 · Exercise / conversion · Acquired 592 · Balance 20,776 F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. |
| Common StockSEC Table I · non-derivative | Direct | 20,508 |
Reported balance
After 2022-03-07 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-03-07 · Tax withholding · Disposed 268 · Balance 20,508 F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Common StockSEC Table I · non-derivative | Direct | 21,077 |
Reported balance
After 2022-03-07 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-03-07 · Exercise / conversion · Acquired 569 · Balance 21,077 F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. |
| Common StockSEC Table I · non-derivative | Direct | 20,819 |
Reported balance
After 2022-03-07 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2022-03-07 · Tax withholding · Disposed 258 · Balance 20,819 F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Common StockSEC Table I · non-derivative | Direct | 21,365 |
Reported balance
After 2022-03-07 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2022-03-07 · Exercise / conversion · Acquired 546 · Balance 21,365 F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. |
| Common StockSEC Table I · non-derivative | Direct | 21,117 |
Reported balance
After 2022-03-07 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2022-03-07 · Tax withholding · Disposed 248 · Balance 21,117 F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 4,773 |
Reported balance
After 2022-03-07 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-03-07 · Exercise / conversion · Disposed 592 · Balance 4,773 F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 4,204 |
Reported balance
After 2022-03-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-03-07 · Exercise / conversion · Disposed 569 · Balance 4,204 F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
| Restricted Stock RightsSEC Table II · derivative / convertible security | Direct | 3,658 |
Reported balance
After 2022-03-07 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-03-07 · Exercise / conversion · Disposed 546 · Balance 3,658 F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022.
F2: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.
F3: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.
F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 546 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002459 · primarydocument.xml · derivative · entry 9 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,658 Underlying: Common Stock · 546 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 569 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002459 · primarydocument.xml · derivative · entry 8 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,204 Underlying: Common Stock · 569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002459 · primarydocument.xml · derivative · entry 7 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,773 Underlying: Common Stock · 592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 248 | $46.11 | $11,435.28 |
DisclosureSEC source: 0001562180-22-002459 · primarydocument.xml · nonDerivative · entry 6 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,117 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 546 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002459 · primarydocument.xml · nonDerivative · entry 5 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 258 | $46.11 | $11,896.38 |
DisclosureSEC source: 0001562180-22-002459 · primarydocument.xml · nonDerivative · entry 4 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,819 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 569 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002459 · primarydocument.xml · nonDerivative · entry 3 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 268 | $46.11 | $12,357.48 |
DisclosureSEC source: 0001562180-22-002459 · primarydocument.xml · nonDerivative · entry 2 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,508 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 20:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002459 · primarydocument.xml · nonDerivative · entry 1 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002337 · primarydocument.xml · derivative · entry 3 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,365 Underlying: Common Stock · 1,927 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 2,441 | $44.64 | $108,966.24 |
DisclosureSEC source: 0001562180-22-002337 · primarydocument.xml · nonDerivative · entry 2 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,184 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 01, 2022 Filed Mar 4, 2022 00:31 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 5,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002337 · primarydocument.xml · nonDerivative · entry 1 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2021 for the 2019-2021 performance period, and settled on March 1, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · derivative · entry 12 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,438 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · derivative · entry 11 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,770 Underlying: Common Stock · 545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · derivative · entry 10 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,315 Underlying: Common Stock · 570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · derivative · entry 9 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,885 Underlying: Common Stock · 1,778 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 151 | $47.42 | $7,160.42 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · nonDerivative · entry 8 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,442 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · nonDerivative · entry 7 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 247 | $47.42 | $11,712.74 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · nonDerivative · entry 6 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,261 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · nonDerivative · entry 5 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 258 | $47.42 | $12,234.36 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · nonDerivative · entry 4 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,963 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · nonDerivative · entry 3 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 3,311 | $47.42 | $157,007.62 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · nonDerivative · entry 2 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,651 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:48 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 7,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002106 · primarydocument.xml · nonDerivative · entry 1 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The performance shares were earned as of December 31, 2020 for the 2018-2020 performance period, and settled on March 5, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002352 · primarydocument.xml · derivative · entry 9 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107 Underlying: Common Stock · 570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002352 · primarydocument.xml · derivative · entry 8 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,677 Underlying: Common Stock · 332 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002352 · primarydocument.xml · derivative · entry 7 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,009 Underlying: Common Stock · 328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 146 | $51.83 | $7,567.18 |
DisclosureSEC source: 0001562180-20-002352 · primarydocument.xml · nonDerivative · entry 6 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,831 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002352 · primarydocument.xml · nonDerivative · entry 5 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 253 | $51.83 | $13,112.99 |
DisclosureSEC source: 0001562180-20-002352 · primarydocument.xml · nonDerivative · entry 4 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,649 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 570 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002352 · primarydocument.xml · nonDerivative · entry 3 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 147 | $51.83 | $7,619.01 |
DisclosureSEC source: 0001562180-20-002352 · primarydocument.xml · nonDerivative · entry 2 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,332 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 20:35 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 332 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002352 · primarydocument.xml · nonDerivative · entry 1 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 6, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002248 · primarydocument.xml · derivative · entry 3 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,337 Underlying: Common Stock · 1,636 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 3,097 | $49.08 | $152,000.76 |
DisclosureSEC source: 0001562180-20-002248 · primarydocument.xml · nonDerivative · entry 2 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,147 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:43 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 6,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002248 · primarydocument.xml · nonDerivative · entry 1 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,244 F1 · security: The performance shares were earned as of December 31, 2019 for the 2017-2019 performance period, and settled on March 3, 2020. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · derivative · entry 9 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,701 Underlying: Common Stock · 333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · derivative · entry 8 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,034 Underlying: Common Stock · 328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · derivative · entry 7 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,362 Underlying: Common Stock · 1,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 148 | $44.94 | $6,651.12 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 6 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 5 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 146 | $44.94 | $6,561.24 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 4 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,215 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 3 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 459 | $44.94 | $20,627.46 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 2 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,033 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 1 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:18 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantRestricted Stock Rights · Derivative | 1,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001763 · primarydocument.xml · derivative · entry 3 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,398 Underlying: Common Stock · 1,709 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2019. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2019. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:18 UTC | TXNM ENERGY INC PNM · Entity 3794 | Tax withholdingCommon Stock | 609 | $44.76 | $27,258.84 |
DisclosureSEC source: 0001562180-19-001763 · primarydocument.xml · nonDerivative · entry 2 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,456 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:18 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 1,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001763 · primarydocument.xml · nonDerivative · entry 1 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,065 F1 · security: The performance shares were earned as of December 31, 2018 for the 2016-2018 performance period, and settled on March 4, 2019. F1 · price: The performance shares were earned as of December 31, 2018 for the 2016-2018 performance period, and settled on March 4, 2019. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:30 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001569 · primarydocument.xml · derivative · entry 9 OLSON CHRIS M · CIK 0001699190 · VP, Utility Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 17:30 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 1,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001569 · primarydocument.xml · derivative · entry 8 OLSON CHRIS M · CIK 0001699190 · VP, Utility Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,018 Underlying: Common Stock · 1,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.