Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANK OF AMERICA CORP /DE/BAC · Entity 2801 | General Counsel | February 15, 2012 | February 17, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANK OF AMERICA CORP /DE/
Report date February 15, 2012 · Filed February 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,241 |
Ending reported balance
After 2012-02-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2012-02-15 · Exercise / conversion · Acquired 5,145 · Balance 59,386 F1: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. Row 2 · 2012-02-15 · Disposition to issuer · Disposed 5,145 · Balance 54,241 |
| 2012 Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 143,397 |
Reported balance
After 2012-02-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2012-02-15 · Grant · Acquired 143,397 · Balance 143,397 F2: Award of performance contingent restricted stock units (PRSUs) on February 15, 2012 pursuant to the terms of a Performance Contingent Restricted Stock Unit Agreement and the Bank of America Corporation 2003 Key Associate Stock Plan (KASP), which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. The PRSU performance goals are based on the Company's return on assets measured each quarter based on the prior 12 month period. Each performance period is comprised of four calendar quarters and occurs on a rolling quarterly basis. The first performance period is the four calendar quarters ending December 31, 2012 and the last performance period is the the four calendar quarters ending December 31, 2016. To the extent earned, PRSUs will be settled 100% in shares. The earliest potential settlement date is March 1, 2015. |
| Stock Units 2011SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2012-02-15 | Direct | 0 |
Reported balance
After 2012-02-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2012-02-15 · Exercise / conversion · Disposed 5,145 · Balance 0 F1: Each Stock Unit is the economic equivalent of one share of Bank of America common stock. F3: The stock units were awarded on February 15, 2011 pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows:1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2011 and ending in February 2012. |
| Common StockSEC Table I · non-derivative | IndirectThrift Trust | 6,001.46 |
Reported balance
Holding disclosure · report date 2012-02-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,001.46 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Stock Unit is the economic equivalent of one share of Bank of America common stock.
F2: Award of performance contingent restricted stock units (PRSUs) on February 15, 2012 pursuant to the terms of a Performance Contingent Restricted Stock Unit Agreement and the Bank of America Corporation 2003 Key Associate Stock Plan (KASP), which is exempt under Rule 16b-3(d) subject to the attainment of pre-established performance goals. The PRSU performance goals are based on the Company's return on assets measured each quarter based on the prior 12 month period. Each performance period is comprised of four calendar quarters and occurs on a rolling quarterly basis. The first performance period is the four calendar quarters ending December 31, 2012 and the last performance period is the the four calendar quarters ending December 31, 2016. To the extent earned, PRSUs will be settled 100% in shares. The earliest potential settlement date is March 1, 2015.
F3: The stock units were awarded on February 15, 2011 pursuant to the terms of a Stock Unit Award Agreement which is exempt under Rule 16b-3(d). These units vest and are payable solely in cash as follows:1/12th of the stock units will vest and become payable on the 15th day of each month during the twelve month period beginning in March 2011 and ending in February 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2010 Filed Feb 17, 2010 17:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Exercise / conversionCommon Stock | 11,129 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-004734 · doc4.xml · nonDerivative · entry 3 O'Keefe Edward P. · CIK 0001481698 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 17:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantRestricted Stock Units · Derivative | 76,511 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-004734 · doc4.xml · derivative · entry 7 O'Keefe Edward P. · CIK 0001481698 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,511 Underlying: Common Stock · 76,511 shares Expires 2013-02-12 F2 · derivative.exercise_date: These restricted stock units, which are exempt under Rule 16b-3(d), vest on the third anniversary of the grant date. Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 17:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | Tax withholdingCommon Stock | 8,277 | $14.45 | $119,602.65 |
DisclosureSEC source: 0001225208-10-004734 · doc4.xml · nonDerivative · entry 2 O'Keefe Edward P. · CIK 0001481698 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,628 Read SEC document |
| February 12, 2010 Filed Feb 17, 2010 17:01 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantCommon Stock | 25,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-004734 · doc4.xml · nonDerivative · entry 1 O'Keefe Edward P. · CIK 0001481698 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,905 F1 · kind: This restricted stock grant is exempt under Rule 16b-3(d). These restricted shares vest upon grant and are payable as follows: 50% six months after the grant date and the remaining 50% eighteen months after the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.