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BERGSTROM JOHN F

Disclosed activity across 4 companies

Tapewire entity
129091
SEC CIK
0001196937

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCE AUTO PARTS INCAAP · Entity 4323DirectorJanuary 04, 2021January 06, 2021
ASSOCIATED BANC-CORPASB · Entity 2747DirectorMarch 15, 2022March 16, 2022
KIMBERLY CLARK CORPKMB · Entity 3103DirectorJanuary 02, 2019January 03, 2019
WEC ENERGY GROUP, INC.WEC · Entity 758DirectorJanuary 04, 2019January 08, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCE AUTO PARTS INC

Report date January 04, 2021 · Filed January 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,768.942 Reported balance After 2021-01-04 transaction · row 1
1 source row

Row 1 · 2021-01-04 · Grant · Acquired 24.754 · Balance 20,768.942

F1: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.

ASSOCIATED BANC-CORP

Report date March 15, 2022 · Filed March 16, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $0.01 Par ValueSEC Table I · non-derivativeDirect142,008 Ending reported balance After 2022-03-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-03-15 · Grant · Acquired 42 · Balance 141,694

F1: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Row 2 · 2022-03-15 · Grant · Acquired 314 · Balance 142,008

F2: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

F2: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

KIMBERLY CLARK CORP

Report date January 02, 2019 · Filed January 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Share UnitsSEC Table II · derivative / convertible securityDirect42,025.9924 Reported balance After 2019-01-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-01-02 · Grant · Acquired 1,610 · Balance 42,025.9924

F1: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

WEC ENERGY GROUP, INC.

Report date January 04, 2019 · Filed January 08, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,499 Reported balance After 2019-01-04 transaction · row 1
1 source row

Row 1 · 2019-01-04 · Disposition to issuer · Disposed 2,713.2234 · Balance 7,499

F1: Upon the vesting of restricted stock granted to the reporting person on January 4, 2016, the reporting person deferred receipt of 2,713.2234 shares of common stock and instead received 2,713.2234 phantom stock units pursuant to the Directors Deferred Compensation Plan (DDCP). As a result, the reporting person is reporting the disposition of 2,713.2234 shares of common stock in exchange for an equal number of phantom stock units.

Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect72,527.8828 Reported balance After 2019-01-04 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-01-04 · Grant · Acquired 2,713.2234 · Balance 72,527.8828

F2: One-for-one.

F1: Upon the vesting of restricted stock granted to the reporting person on January 4, 2016, the reporting person deferred receipt of 2,713.2234 shares of common stock and instead received 2,713.2234 phantom stock units pursuant to the Directors Deferred Compensation Plan (DDCP). As a result, the reporting person is reporting the disposition of 2,713.2234 shares of common stock in exchange for an equal number of phantom stock units.

F3: These phantom stock units were accrued under the DDCP and are to be settled in accordance with the terms of the plan.

F4: Includes phantom stock units accrued pursuant to a dividend reinvestment feature of the DDCP in transactions exempt from Section 16 pursuant to Rule 16a-11.

Common StockSEC Table I · non-derivativeIndirectby Trust6,000 Reported balance Holding disclosure · report date 2019-01-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,000

Filing footnotes · ownership attribution and instrument terms

F1: Upon the vesting of restricted stock granted to the reporting person on January 4, 2016, the reporting person deferred receipt of 2,713.2234 shares of common stock and instead received 2,713.2234 phantom stock units pursuant to the Directors Deferred Compensation Plan (DDCP). As a result, the reporting person is reporting the disposition of 2,713.2234 shares of common stock in exchange for an equal number of phantom stock units.

F2: One-for-one.

F3: These phantom stock units were accrued under the DDCP and are to be settled in accordance with the terms of the plan.

F4: Includes phantom stock units accrued pursuant to a dividend reinvestment feature of the DDCP in transactions exempt from Section 16 pursuant to Rule 16a-11.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2019 Filed May 16, 2019 17:37 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 994.67 Not disclosed Not disclosed
Disclosure

SEC source: 0001158449-19-000104 · wf-form4_155802821515401.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,403.548

F1 · price: These deferred stock units, which will be converted to shares of issuer common stock at the time of distribution, were awarded under the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. These shares will vest on May 1, 2020 and will be distributed on a pro-rata basis if board service ends prior to the vesting date. Otherwise, these shares will be distributed to the reporting person at the end of the director's board service.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:40 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 4.493 $176.78 $794.27
Disclosure

SEC source: 0001158449-19-000072 · wf-form4_155474881554888.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,408.878

F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 40 $23.18 $927.20
Disclosure

SEC source: 0001127602-19-012059 · form4.xml · nonDerivative · entry 3

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,027

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 116 $23.18 $2,688.88
Disclosure

SEC source: 0001127602-19-012059 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,987

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 16:11 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 121 $23.18 $2,804.78
Disclosure

SEC source: 0001127602-19-012059 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,871

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:01 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 5,499 $21.82 $119,988.18
Disclosure

SEC source: 0001127602-19-004145 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,750

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2019 grant. They are payable solely in shares of common stock.

Read SEC document
January 04, 2019 Filed Jan 7, 2019 20:32 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 5 $158.81 $794.05
Disclosure

SEC source: 0001158449-19-000017 · wf-form4_154689315122434.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,404.385

F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 22:13 UTC WEC ENERGY GROUP, INC. WEC · Entity 758 GrantPhantom Stock Units · Derivative 2,713.2234 Not disclosed Not disclosed
Disclosure

SEC source: 0000107815-19-000070 · wf-form4_154698560989526.xml · derivative · entry 3

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,527.8828

Underlying: Common Stock · 2,713.2234 shares

Expires not disclosed

F2 · derivative.exercise_price: One-for-one.

F1 · price: Upon the vesting of restricted stock granted to the reporting person on January 4, 2016, the reporting person deferred receipt of 2,713.2234 shares of common stock and instead received 2,713.2234 phantom stock units pursuant to the Directors Deferred Compensation Plan (DDCP). As a result, the reporting person is reporting the disposition of 2,713.2234 shares of common stock in exchange for an equal number of phantom stock units.

F3 · derivative.exercise_date: These phantom stock units were accrued under the DDCP and are to be settled in accordance with the terms of the plan.

F3 · derivative.expiration_date: These phantom stock units were accrued under the DDCP and are to be settled in accordance with the terms of the plan.

F4 · balance_after: Includes phantom stock units accrued pursuant to a dividend reinvestment feature of the DDCP in transactions exempt from Section 16 pursuant to Rule 16a-11.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 22:13 UTC WEC ENERGY GROUP, INC. WEC · Entity 758 Disposition to issuerCommon Stock 2,713.2234 Not disclosed Not disclosed
Disclosure

SEC source: 0000107815-19-000070 · wf-form4_154698560989526.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,499

F1 · price: Upon the vesting of restricted stock granted to the reporting person on January 4, 2016, the reporting person deferred receipt of 2,713.2234 shares of common stock and instead received 2,713.2234 phantom stock units pursuant to the Directors Deferred Compensation Plan (DDCP). As a result, the reporting person is reporting the disposition of 2,713.2234 shares of common stock in exchange for an equal number of phantom stock units.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 21:11 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 1,610 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-000351 · doc4.xml · derivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,025.9924

Underlying: Common Stock · 1,610 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 01:23 UTC WEC ENERGY GROUP, INC. WEC · Entity 758 GrantPhantom Stock Units · Derivative 2,114.9256 Not disclosed Not disclosed
Disclosure

SEC source: 0000107815-19-000035 · wf-form4_154665138813786.xml · derivative · entry 4

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,814.6594

Underlying: Common Stock · 2,114.9256 shares

Expires not disclosed

F3 · derivative.exercise_price: One-for-one.

F2 · price: Upon the vesting of restricted stock granted to the reporting person on January 2, 2018, the reporting person deferred receipt of 2,114.9256 shares of common stock and instead received 2,114.9256 phantom stock units pursuant to the Directors Deferred Compensation Plan (DDCP). As a result, the reporting person is reporting the disposition of 2,114.9256 shares of common stock in exchange for an equal number of phantom stock units.

F4 · derivative.exercise_date: These phantom stock units were accrued under the DDCP. Prior Forms 4 stated that phantom stock units accrued under the DDCP were to be settled following the reporting person's termination of service as a director. However, the DDCP also allows for in-service distributions prior to termination of service.

F4 · derivative.expiration_date: These phantom stock units were accrued under the DDCP. Prior Forms 4 stated that phantom stock units accrued under the DDCP were to be settled following the reporting person's termination of service as a director. However, the DDCP also allows for in-service distributions prior to termination of service.

F5 · balance_after: Includes phantom stock units accrued pursuant to a dividend reinvestment feature of the DDCP in transactions exempt from Section 16 pursuant to Rule 16a-11.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 01:23 UTC WEC ENERGY GROUP, INC. WEC · Entity 758 Disposition to issuerCommon Stock 2,114.9256 Not disclosed Not disclosed
Disclosure

SEC source: 0000107815-19-000035 · wf-form4_154665138813786.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,212.2234

F2 · price: Upon the vesting of restricted stock granted to the reporting person on January 2, 2018, the reporting person deferred receipt of 2,114.9256 shares of common stock and instead received 2,114.9256 phantom stock units pursuant to the Directors Deferred Compensation Plan (DDCP). As a result, the reporting person is reporting the disposition of 2,114.9256 shares of common stock in exchange for an equal number of phantom stock units.

F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.

Read SEC document
January 02, 2019 Filed Jan 5, 2019 01:23 UTC WEC ENERGY GROUP, INC. WEC · Entity 758 GrantCommon Stock 1,981 $0.00 $0.00
Disclosure

SEC source: 0000107815-19-000035 · wf-form4_154665138813786.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,327.149

F1 · balance_after: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:23 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 183 $20.39 $3,731.37
Disclosure

SEC source: 0001127602-18-036865 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,251

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:23 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 84 $20.39 $1,712.76
Disclosure

SEC source: 0001127602-18-036865 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,068

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 20:07 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 4.787 $165.83 $793.83
Disclosure

SEC source: 0001158449-18-000177 · wf-form4_153911565510393.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,399.385

F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 16:02 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 349.589 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-014394 · doc4.xml · derivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,415.9924

Underlying: Common Stock · 349.589 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 19:29 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 PurchaseNon-Cumulative Perpetual Preferred Stock, Series E (ASBPRE) 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001127602-18-028201 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,000

F1 · shares: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.

F1 · balance_after: Represents a purchase of depositary shares representing 1/40th interest in a share of 5.875% Non-Cumulative Perpetual Preferred Stock, Series E, of Associated Banc-Corp.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:05 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 124 $26.15 $3,242.60
Disclosure

SEC source: 0001127602-18-028081 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,984

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:05 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 57 $26.15 $1,490.55
Disclosure

SEC source: 0001127602-18-028081 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,860

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
July 06, 2018 Filed Jul 10, 2018 18:12 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 5.784 $137.17 $793.39
Disclosure

SEC source: 0001158449-18-000135 · wf-form4_153124633492485.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,394.598

F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 16:39 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 379.4168 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-011497 · doc4.xml · derivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,066.4034

Underlying: Common Stock · 379.4168 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 21:02 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 117 $27.95 $3,270.15
Disclosure

SEC source: 0001127602-18-021635 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,803

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2018 Filed Jun 20, 2018 21:02 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 53 $27.95 $1,481.35
Disclosure

SEC source: 0001127602-18-021635 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,686

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
May 29, 2018 Filed May 31, 2018 20:30 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001158449-18-000120 · wf-form4_152779864139306.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,388.814

F1 · price: These deferred stock units, which will be converted to shares of issuer common stock at the time of distribution, were awarded under the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. These shares will vest on May 29, 2019 and will be distributed on a pro-rata basis if board service ends prior to the vesting date. Otherwise, these shares will be distributed to the reporting person at the end of the director's board service.

Read SEC document
April 06, 2018 Filed Apr 16, 2018 19:40 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 6.416 $111.91 $718.01
Disclosure

SEC source: 0001158449-18-000081 · wf-form4_152390763174616.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138.814

F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.

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April 03, 2018 Filed Apr 5, 2018 14:00 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 364.502 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-007404 · doc4.xml · derivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,686.9866

Underlying: Common Stock · 364.502 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

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March 15, 2018 Filed Mar 19, 2018 20:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 55 $26.90 $1,479.50
Disclosure

SEC source: 0001127602-18-012080 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,633

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

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March 15, 2018 Filed Mar 19, 2018 20:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 120 $26.90 $3,228.00
Disclosure

SEC source: 0001127602-18-012080 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,578

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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February 01, 2018 Filed Feb 5, 2018 21:07 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 4,669 $25.70 $119,993.30
Disclosure

SEC source: 0001127602-18-003963 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,458

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

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January 05, 2018 Filed Jan 9, 2018 18:41 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 6.398 $112.18 $717.73
Disclosure

SEC source: 0001158449-18-000013 · wf-form4_151552329741275.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,132.398

F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.

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January 03, 2018 Filed Jan 4, 2018 23:34 UTC WEC ENERGY GROUP, INC. WEC · Entity 758 GrantPhantom Stock Units · Derivative 2,214.4196 Not disclosed Not disclosed
Disclosure

SEC source: 0000107815-18-000015 · wf-form4_151510884088455.xml · derivative · entry 6

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,455.2824

Underlying: Common Stock · 2,214.4196 shares

Expires not disclosed

F4 · derivative.exercise_price: One-for-one.

F3 · price: Upon the vesting of restricted stock granted to the reporting person on January 3, 2017, the reporting person deferred receipt of 2,214.4196 shares of common stock and instead received 2,214.4196 phantom stock units pursuant to the DDCP. As a result, the reporting person is reporting the disposition of 2,214.4196 shares of common stock in exchange for an equal number of phantom stock units.

F5 · derivative.exercise_date: These phantom stock units were accrued under the DDCP and are to be settled following the reporting person's termination of service as a director.

F5 · derivative.expiration_date: These phantom stock units were accrued under the DDCP and are to be settled following the reporting person's termination of service as a director.

F6 · balance_after: Includes phantom stock units accrued pursuant to a dividend reinvestment feature of the DDCP in transactions exempt from Section 16 pursuant to Rule 16a-11.

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January 03, 2018 Filed Jan 4, 2018 23:34 UTC WEC ENERGY GROUP, INC. WEC · Entity 758 Disposition to issuerCommon Stock 2,214.4196 Not disclosed Not disclosed
Disclosure

SEC source: 0000107815-18-000015 · wf-form4_151510884088455.xml · nonDerivative · entry 3

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,186.5166

F3 · price: Upon the vesting of restricted stock granted to the reporting person on January 3, 2017, the reporting person deferred receipt of 2,214.4196 shares of common stock and instead received 2,214.4196 phantom stock units pursuant to the DDCP. As a result, the reporting person is reporting the disposition of 2,214.4196 shares of common stock in exchange for an equal number of phantom stock units.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.

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January 03, 2018 Filed Jan 5, 2018 18:39 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 310.6834 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-000785 · doc4.xml · derivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,322.4846

Underlying: Common Stock · 310.6834 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensaion Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensaion Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensaion Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensaion Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

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January 02, 2018 Filed Jan 4, 2018 20:08 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 1,512 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-000613 · doc4.xml · derivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,011.8012

Underlying: Common Stock · 1,512 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

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January 02, 2018 Filed Jan 4, 2018 23:34 UTC WEC ENERGY GROUP, INC. WEC · Entity 758 GrantPhantom Stock Units · Derivative 2,094.0976 Not disclosed Not disclosed
Disclosure

SEC source: 0000107815-18-000015 · wf-form4_151510884088455.xml · derivative · entry 5

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,240.8627

Underlying: Common Stock · 2,094.0976 shares

Expires not disclosed

F4 · derivative.exercise_price: One-for-one.

F1 · price: Upon the vesting of restricted stock granted to the reporting person on January 2, 2015, the reporting person deferred receipt of 2,094.0976 shares of common stock and instead received 2,094.0976 phantom stock units pursuant to the Directors Deferred Compensation Plan (DDCP). As a result, the reporting person is reporting the disposition of 2,094.0976 shares of common stock in exchange for an equal number of phantom stock units.

F5 · derivative.exercise_date: These phantom stock units were accrued under the DDCP and are to be settled following the reporting person's termination of service as a director.

F5 · derivative.expiration_date: These phantom stock units were accrued under the DDCP and are to be settled following the reporting person's termination of service as a director.

F6 · balance_after: Includes phantom stock units accrued pursuant to a dividend reinvestment feature of the DDCP in transactions exempt from Section 16 pursuant to Rule 16a-11.

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January 02, 2018 Filed Jan 4, 2018 23:34 UTC WEC ENERGY GROUP, INC. WEC · Entity 758 GrantCommon Stock 2,045 $0.00 $0.00
Disclosure

SEC source: 0000107815-18-000015 · wf-form4_151510884088455.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,400.9362

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 23:34 UTC WEC ENERGY GROUP, INC. WEC · Entity 758 Disposition to issuerCommon Stock 2,094.0976 Not disclosed Not disclosed
Disclosure

SEC source: 0000107815-18-000015 · wf-form4_151510884088455.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,355.9362

F1 · price: Upon the vesting of restricted stock granted to the reporting person on January 2, 2015, the reporting person deferred receipt of 2,094.0976 shares of common stock and instead received 2,094.0976 phantom stock units pursuant to the Directors Deferred Compensation Plan (DDCP). As a result, the reporting person is reporting the disposition of 2,094.0976 shares of common stock in exchange for an equal number of phantom stock units.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:21 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 29 $25.35 $735.15
Disclosure

SEC source: 0001127602-17-035070 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,789

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:21 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 117 $25.35 $2,965.95
Disclosure

SEC source: 0001127602-17-035070 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,760

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
October 06, 2017 Filed Dec 18, 2017 21:26 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 8 $94.29 $754.32
Disclosure

SEC source: 0001158449-17-000209 · wf-form4_151363236180658.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,126

F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 15:51 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 312.0963 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-016006 · doc4.xml · derivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,499.8012

Underlying: Common Stock · 312.0963 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 28 $22.90 $641.20
Disclosure

SEC source: 0001127602-17-027708 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,643

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 18:52 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 111 $22.90 $2,541.90
Disclosure

SEC source: 0001127602-17-027708 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,615

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
August 01, 2017 Filed Aug 2, 2017 18:44 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 835 $23.95 $19,998.25
Disclosure

SEC source: 0001127602-17-024700 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,504

F1 · kind: Restricted Stock Units will become fully vested on the fourth anniversary of the grant. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 20:49 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 7 $101.93 $713.51
Disclosure

SEC source: 0001158449-17-000146 · wf-form4_149971972873088.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,118

F1 · shares: These shares of issuer common stock were acquired pursuant to a dividend reinvestment feature of the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 15:59 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 278.2696 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-012420 · doc4.xml · derivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,187.7049

Underlying: Common Stock · 278.2696 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 19:17 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 25 $25.25 $631.25
Disclosure

SEC source: 0001127602-17-021705 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,669

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
June 15, 2017 Filed Jun 19, 2017 19:17 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 97 $25.25 $2,449.25
Disclosure

SEC source: 0001127602-17-021705 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,644

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 20:22 UTC ADVANCE AUTO PARTS INC AAP · Entity 4323 GrantCommon Stock 940 Not disclosed Not disclosed
Disclosure

SEC source: 0001158449-17-000125 · wf-form4_149634853303729.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,111

F1 · price: These deferred stock units, which will be converted to shares of issuer common stock at the time of distribution, were awarded under the Advance Auto Parts, Inc. Deferred Stock Unit Plan for Non-Employee Directors and Selected Executives. These shares will vest on May 1, 2018 and will be distributed on a pro-rata basis if board service ends prior to the vesting date. Otherwise, these shares will be distributed to the reporting person at the end of the director's board service.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.