Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNIVEST FINANCIAL CorpUVSP · Entity 4881 | Sr EVP & Chief Credit Officer | March 15, 2022 | March 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNIVEST FINANCIAL Corp
Report date March 15, 2022 · Filed March 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 51,626.6605 |
Reported balance
After 2022-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-15 · Exercise / conversion · Acquired 350 · Balance 51,626.6605 F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2: INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| CommonSEC Table I · non-derivative | Direct | 52,142.6605 |
Reported balance
After 2022-03-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-03-15 · Exercise / conversion · Acquired 516 · Balance 52,142.6605 F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2: INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| CommonSEC Table I · non-derivative | Direct | 52,471.6605 |
Reported balance
After 2022-03-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2022-03-15 · Exercise / conversion · Acquired 329 · Balance 52,471.6605 F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F2: INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| CommonSEC Table I · non-derivative | Direct | 54,921.6605 |
Reported balance
After 2022-03-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2022-03-15 · Exercise / conversion · Acquired 2,450 · Balance 54,921.6605 F2: INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. F3: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. |
| CommonSEC Table I · non-derivative | Direct | 54,892.6605 |
Reported balance
After 2022-03-15 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2022-03-15 · Other · Disposed 29 · Balance 54,892.6605 F4: VESTED SHARES CANCELLED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD. F2: INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| CommonSEC Table I · non-derivative | Direct | 53,850.6605 |
Reported balance
After 2022-03-15 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2022-03-15 · Tax withholding · Disposed 1,042 · Balance 53,850.6605 F2: INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-03-15 | Direct | 0 |
Reported balance
After 2022-03-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-03-15 · Exercise / conversion · Disposed 350 · Balance 0 F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-03-15 | Direct | 516 |
Reported balance
After 2022-03-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-03-15 · Exercise / conversion · Disposed 516 · Balance 516 F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-03-15 | Direct | 658 |
Reported balance
After 2022-03-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-03-15 · Exercise / conversion · Disposed 329 · Balance 658 F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. F5: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. |
| Performance Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-03-15 | Direct | 0 |
Reported balance
After 2022-03-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-03-15 · Exercise / conversion · Disposed 2,450 · Balance 0 F3: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. |
Filing footnotes · ownership attribution and instrument terms
F1: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS.
F2: INCLUDES 9,627.6605 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN.
F3: REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS.
F4: VESTED SHARES CANCELLED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD.
F5: RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2017 Filed Feb 6, 2017 19:48 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | GrantCommon Stock (Restricted Shares Subject to Vesting) | 2,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001454969-17-000004 · wf-form4_148641048384055.xml · nonDerivative · entry 1 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,541.2995 F1 · balance_after: DOES INCLUDE 11,365 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,819.2995 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative | 667 | $0.00 Strike: $18.78 | $0.00 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · derivative · entry 20 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333 Underlying: Common · 667 shares Expires 2024-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $17.24 | $0.00 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · derivative · entry 19 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,000 shares Expires 2021-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $21.11 | $0.00 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · derivative · entry 18 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,000 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative | 1,333 | $0.00 Strike: $16.88 | $0.00 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · derivative · entry 17 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 667 Underlying: Common · 1,333 shares Expires 2023-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $14.80 | $0.00 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · derivative · entry 16 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,000 shares Expires 2022-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Tax withholdingCommon | 84 | $31.15 | $2,616.60 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 15 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,241.669 F3 · shares: SHARES USED TO PAY TAXES. F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Disposition to issuerCommon | 402 | $31.15 | $12,522.30 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 14 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,325.669 F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Exercise / conversionCommon | 667 | $18.78 | $12,526.26 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 13 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,727.669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Tax withholdingCommon | 284 | $31.15 | $8,846.60 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 12 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,060.669 F3 · shares: SHARES USED TO PAY TAXES. F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Disposition to issuerCommon | 1,107 | $31.15 | $34,483.05 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 11 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,344.669 F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Exercise / conversionCommon | 2,000 | $17.24 | $34,470.00 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 10 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,451.669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Tax withholdingCommon | 614 | $31.15 | $19,126.10 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 9 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,451.669 F3 · shares: SHARES USED TO PAY TAXES. F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Disposition to issuerCommon | 4,066 | $31.15 | $126,655.90 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 8 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,065.669 F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Exercise / conversionCommon | 6,000 | $21.11 | $126,660.00 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 7 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,131.669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Tax withholdingCommon | 194 | $31.15 | $6,043.10 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 6 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,131.669 F3 · shares: SHARES USED TO PAY TAXES. F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Disposition to issuerCommon | 722 | $31.15 | $22,490.30 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 5 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,325.669 F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Exercise / conversionCommon | 1,333 | $16.88 | $22,501.04 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 4 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,047.669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Tax withholdingCommon | 333 | $31.15 | $10,372.95 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 3 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,714.669 F3 · shares: SHARES USED TO PAY TAXES. F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Disposition to issuerCommon | 951 | $31.15 | $29,623.65 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 2 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,047.669 F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
| December 28, 2016 Filed Dec 29, 2016 18:45 UTC | UNIVEST FINANCIAL Corp UVSP · Entity 4881 | Exercise / conversionCommon | 2,000 | $14.80 | $29,600.00 |
DisclosureSEC source: 0001454969-16-000012 · wf-form4_148303712171105.xml · nonDerivative · entry 1 BROBST DUANE J · CIK 0001454969 · Sr EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,998.669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: DOES INCLUDE 9,224 RESTRICTED SHARES SUBJECT TO VESTING. F2 · balance_after: DOES INCLUDE 6,660.6690 SHARES ACQUIRED ON OR AFTER AUGUST 15, 1996 THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.