Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATHAY GENERAL BANCORPCATY · Entity 2261 | Director · CEO | April 01, 2020 | April 03, 2020 |
| Chi Special Acquisition Corp.GDST · Entity 7581 | Director | March 16, 2022 | March 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATHAY GENERAL BANCORP
Report date April 01, 2020 · Filed April 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 93,240 |
Ending reported balance
After 2020-04-01 transaction · row 5
4 source rows · reconciled sequenceRow 2 · 2020-04-01 · Exercise / conversion · Acquired 16,957 · Balance 74,368 F2: Of the previously reported target award of 10,384 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Row 3 · 2020-04-01 · Exercise / conversion · Acquired 32,818 · Balance 107,186 F3: Of the previously reported target award of 19,946 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Row 4 · 2020-04-01 · Exercise / conversion · Acquired 16,409 · Balance 123,595 F4: Of the previously reported target award of 9,973 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Row 5 · 2020-04-01 · Tax withholding · Disposed 30,355 · Balance 93,240 F5: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-04-01 · Exercise / conversion · Disposed 10,384 · Balance 0 F6: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F2: Of the previously reported target award of 10,384 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F7: Performance-based restricted stock units vested on December 31, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-04-01 · Exercise / conversion · Disposed 19,946 · Balance 0 F6: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F3: Of the previously reported target award of 19,946 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F7: Performance-based restricted stock units vested on December 31, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-04-01 · Exercise / conversion · Disposed 9,973 · Balance 0 F6: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F4: Of the previously reported target award of 9,973 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F7: Performance-based restricted stock units vested on December 31, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 925 |
Reported balance
Holding disclosure · report date 2020-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 925 F1: Includes 13.244 shares acquired through dividend reinvestment year-to-date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 13.244 shares acquired through dividend reinvestment year-to-date.
F2: Of the previously reported target award of 10,384 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria.
F3: Of the previously reported target award of 19,946 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
F4: Of the previously reported target award of 9,973 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria.
F5: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units.
F6: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016.
F7: Performance-based restricted stock units vested on December 31, 2019.
Chi Special Acquisition Corp.
Report date March 16, 2022 · Filed March 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 15,000 |
Reported balance
Holding disclosure · report date 2022-03-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 15,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 9,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · derivative · entry 8 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F4 · shares: Of the previously reported target award of 9,973 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F7 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F7 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 19,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · derivative · entry 7 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F3 · shares: Of the previously reported target award of 19,946 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F7 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F7 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 10,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · derivative · entry 6 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 15, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 19, 2016. F2 · shares: Of the previously reported target award of 10,384 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. F7 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2019. F7 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2019. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 30,355 | $21.68 | $658,096.40 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · nonDerivative · entry 5 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,240 F5 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 16,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · nonDerivative · entry 4 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Of the previously reported target award of 9,973 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 32,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · nonDerivative · entry 3 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Of the previously reported target award of 19,946 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:32 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 16,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-007158 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Of the previously reported target award of 10,384 shares of performance-based restricted stock units, 148% of the target award was earned based upon the achievement of certain performance criteria. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 22:03 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 1,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006685 · rdgdoc.xml · derivative · entry 3 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.expiration_date: On March 27, 2017, the Issuer awarded 3,893 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units vested on March 27, 2020. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 22:03 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 1,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-006685 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On March 27, 2017, the Issuer awarded 3,893 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units vested on March 27, 2020. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:14 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 2,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004373 · rdgdoc.xml · derivative · entry 5 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,436 Underlying: Common Stock · 2,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.expiration_date: On March 1, 2019, the Issuer awarded 8,154 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,718 restricted stock units vested on March 2, 2020, and, subject to continued employment, the second installment of 2,718 restricted stock units will vest on March 1, 2021, and the last installment of 2,718 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:14 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 1,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004373 · rdgdoc.xml · derivative · entry 4 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,673 Underlying: Common Stock · 1,673 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.expiration_date: On March 1, 2018, the Issuer awarded 5,021 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,675 restricted stock units vested on March 1, 2019, the second installment of 1,673 restricted stock units vested on March 2, 2020, and the last installment of 1,673 restricted stock units will vest on March 1, 2021, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:14 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 2,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004373 · rdgdoc.xml · nonDerivative · entry 3 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On March 1, 2019, the Issuer awarded 8,154 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 2,718 restricted stock units vested on March 2, 2020, and, subject to continued employment, the second installment of 2,718 restricted stock units will vest on March 1, 2021, and the last installment of 2,718 restricted stock units will vest on March 1, 2022, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 01:14 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 1,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-004373 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On March 1, 2018, the Issuer awarded 5,021 restricted stock units to Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,675 restricted stock units vested on March 1, 2019, the second installment of 1,673 restricted stock units vested on March 2, 2020, and the last installment of 1,673 restricted stock units will vest on March 1, 2021, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| December 13, 2019 Filed Feb 13, 2020 23:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 7.4 | $37.87 | $280.27 |
DisclosureSEC source: 0001437749-20-002635 · rdgdoc.xml · nonDerivative · entry 5 Tai Pin · CIK 0001577235 · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 912.13 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| September 16, 2019 Filed Feb 13, 2020 23:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 7.799 | $35.64 | $277.94 |
DisclosureSEC source: 0001437749-20-002635 · rdgdoc.xml · nonDerivative · entry 4 Tai Pin · CIK 0001577235 · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 912.13 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| June 14, 2019 Filed Feb 13, 2020 23:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 8.028 | $34.32 | $275.54 |
DisclosureSEC source: 0001437749-20-002635 · rdgdoc.xml · nonDerivative · entry 3 Tai Pin · CIK 0001577235 · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 912.13 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 22:14 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 1,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-006060 · rdgdoc.xml · derivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297 Underlying: Common Stock · 1,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.expiration_date: On March 27, 2017, the Issuer awarded 3,893 restricted stock units to the Reporting Person. The restricted stock units vest in three annual installments. The first installment of 1,298 restricted stock units vested on March 27, 2018, the second installment of 1,298 restricted stock units vested on March 27, 2019, and the last installment of 1,297 restricted stock units will vest on March 27, 2020, or earlier in the event of death, disability, retirement or change in control. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 22:14 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 1,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-006060 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2019 Filed Feb 13, 2020 23:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 7.503 | $36.45 | $273.47 |
DisclosureSEC source: 0001437749-20-002635 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 912.13 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 8,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · derivative · entry 8 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,154 Underlying: Common Stock · 8,154 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F7 · derivative.exercise_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2020, or earlier in the event of death, disability, retirement, or change in control. F7 · derivative.expiration_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2020, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · derivative · entry 7 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,349 Underlying: Common Stock · 1,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F6 · derivative.expiration_date: Reporting Person was granted 5,024 restricted stock units on March 1, 2018, with a vesting schedule of 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 7,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · derivative · entry 6 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F3 · shares: Of the previously reported target award of 7,918 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 580 | $38.36 | $22,248.80 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · nonDerivative · entry 5 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,425 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · nonDerivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 4,412 | $38.36 | $169,244.32 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · nonDerivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,330 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 12,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 8,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000214 · rdgdoc.xml · derivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F3 · shares: Of the previously reported target award of 8,443 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:16 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 7,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000214 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| December 14, 2018 Filed Feb 14, 2019 00:58 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 7.631 | $35.54 | $271.23 |
DisclosureSEC source: 0001437749-19-002505 · rdgdoc.xml · nonDerivative · entry 5 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 885.75 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| September 19, 2018 Filed Feb 14, 2019 00:58 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.977 | $42.11 | $209.57 |
DisclosureSEC source: 0001437749-19-002505 · rdgdoc.xml · nonDerivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 885.75 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| June 13, 2018 Filed Feb 14, 2019 00:58 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.874 | $42.52 | $207.25 |
DisclosureSEC source: 0001437749-19-002505 · rdgdoc.xml · nonDerivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 885.75 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 17:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 1,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-005812 · rdgdoc.xml · derivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,595 Underlying: Common Stock · 1,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. F3 · derivative.expiration_date: Reporting Person was granted 3,893 restricted stock units on March 27, 2017, with a vesting schedule of 3 annual equal installments beginning March 27, 2018, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 17:21 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 1,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-005812 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 23:07 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 15,759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-18-004992 · rdgdoc.xml · derivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,759 Underlying: Common Stock · 15,759 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock uppn vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock uppn vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock uppn vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| March 15, 2018 Filed Feb 14, 2019 00:58 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.856 | $42.75 | $207.60 |
DisclosureSEC source: 0001437749-19-002505 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 885.75 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 7,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003869 · rdgdoc.xml · derivative · entry 5 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F5 · shares: Of the previously reported target award of 7,274 shares of restricted stock unit, 110.641% of the target award was earned based upon the achievement of certain performance criteria. F6 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F6 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 5,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003869 · rdgdoc.xml · derivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,024 Underlying: Common Stock · 5,024 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting, subject to adjustment in accordance with the award agreement and the Cathay General Bancorp 2005 Incentive Plan, as amended and restated. F4 · derivative.exercise_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control. F4 · derivative.expiration_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 2,988 | $41.22 | $123,165.36 |
DisclosureSEC source: 0001437749-18-003869 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,392 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 17:12 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 8,639 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-003869 · rdgdoc.xml · nonDerivative · entry 1 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:07 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 7,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000206 · rdgdoc.xml · derivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. F3 · shares: Of this previously reported target award of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2017. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:07 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Tax withholdingCommon Stock | 4,782 | $42.64 | $203,904.48 |
DisclosureSEC source: 0001437749-18-000206 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,741 F2 · kind: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted stock units. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:07 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionCommon Stock | 12,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-000206 · rdgdoc.xml · nonDerivative · entry 1 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2014. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 24, 2014. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 00:05 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 7,896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021269 · rdgdoc.xml · derivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,896 Underlying: Common Stock · 7,896 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 26, 2017 Filed Dec 29, 2017 00:05 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 8,312 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-17-021269 · rdgdoc.xml · derivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,312 Underlying: Common Stock · 8,312 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · shares: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F2 · price: Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in a single installment on December 31, 2020, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2019 or a change in control, with the number of units earned being based on the achievement of certain performance criteria. Read SEC document |
| December 15, 2017 Filed Feb 2, 2018 01:43 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.82 | $42.66 | $205.63 |
DisclosureSEC source: 0001437749-18-001519 · rdgdoc.xml · nonDerivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 863.41 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| September 15, 2017 Filed Feb 2, 2018 01:43 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.901 | $36.48 | $178.80 |
DisclosureSEC source: 0001437749-18-001519 · rdgdoc.xml · nonDerivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 863.41 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| June 15, 2017 Filed Feb 2, 2018 01:43 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.607 | $38.59 | $177.77 |
DisclosureSEC source: 0001437749-18-001519 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 863.41 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 22:57 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | GrantRestricted Stock Units · Derivative | 3,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-005541 · rdgdoc.xml · derivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,893 Underlying: Common Stock · 3,893 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock upon vesting, subject to adjustment in accordance with the award agreement and the Cathay General Bancorp 2005 Incentive Plan, as amended and restated. F3 · derivative.exercise_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 27, 2018, or earlier in the event of death, disability, retirement, or change in control. F3 · derivative.expiration_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 27, 2018, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 14, 2017 Filed Feb 2, 2018 01:43 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | OtherCommon Stock | 4.53 | $39.04 | $176.87 |
DisclosureSEC source: 0001437749-18-001519 · rdgdoc.xml · nonDerivative · entry 1 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 863.41 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:15 UTC | CATHAY GENERAL BANCORP CATY · Entity 2261 | Exercise / conversionRestricted Stock Units · Derivative | 10,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-002980 · rdgdoc.xml · derivative · entry 7 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 18, 2013. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 20, 2013. F4 · shares: Of the previously reported target award of 10,476 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2016. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.