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Friedman Mark Louis

Disclosed activity across 1 company

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128983
SEC CIK
0001531023

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Axogen, Inc.

Report date March 16, 2022 · Filed March 18, 2022

Section 16 reporting ended · disclosed 2022-03-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,343 Ending reported balance After 2022-03-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-03-16 · Exercise / conversion · Acquired 6,000 · Balance 25,845

F1: This reflects the number of restricted stock units that became vested as of March 16, 2022.

Row 2 · 2022-03-16 · Tax withholding · Disposed 1,502 · Balance 24,343

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,000 Reported balance After 2022-03-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-16 · Exercise / conversion · Disposed 6,000 · Balance 6,000

F3: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect35,829 Reported balance After 2022-03-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-16 · Grant · Acquired 35,829 · Balance 35,829

F3: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F5: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Employee Stock Option (right to purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $8.20 · Expires 2032-03-16Direct33,419 Reported balance After 2022-03-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-16 · Grant · Acquired 33,419 · Balance 33,419

F6: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2026 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2024 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: This reflects the number of restricted stock units that became vested as of March 16, 2022.

F2: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F3: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F5: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F6: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2026 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2024 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2022 Filed Mar 18, 2022 20:06 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 33,419 $0.00 Strike: $8.20 $0.00
Disclosure

SEC source: 0000805928-22-000030 · wf-form4_164763399971299.xml · derivative · entry 5

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,419

Underlying: Common Stock · 33,419 shares

Expires 2032-03-16

F6 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2026 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2024 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:06 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 35,829 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000030 · wf-form4_164763399971299.xml · derivative · entry 4

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,829

Underlying: Common Stock · 35,829 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F5 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F5 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2026 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregateshares vest on March 16, 2024 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:06 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000030 · wf-form4_164763399971299.xml · derivative · entry 3

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:06 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 1,502 $7.97 $11,970.94
Disclosure

SEC source: 0000805928-22-000030 · wf-form4_164763399971299.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,343

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:06 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000030 · wf-form4_164763399971299.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of March 16, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:08 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 357 $8.42 $3,005.94
Disclosure

SEC source: 0000805928-22-000010 · wf-form4_164513208300927.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,845

F3 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2022.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:08 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0000805928-22-000010 · wf-form4_164513208300927.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,202

F1 · shares: This reflects the number of shares that became vested as of February 15, 2022 upon the attainment of certain performance criteria.

F2 · balance_after: Includes 1,569 shares acquired under the Axogen stock purchase plan on December 31, 2021.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:23 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 1,150 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000181 · wf-form4_164081298746377.xml · derivative · entry 3

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Common Stock · 2,300 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F4 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:23 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 286 $9.74 $2,785.64
Disclosure

SEC source: 0000805928-21-000181 · wf-form4_164081298746377.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,452

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:23 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000181 · wf-form4_164081298746377.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that vested on December 27, 2021.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:06 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000175 · wf-form4_164020715735933.xml · derivative · entry 3

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 375 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F4 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:06 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 95 $9.24 $877.80
Disclosure

SEC source: 0000805928-21-000175 · wf-form4_164020715735933.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,588

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 20, 2021 Filed Dec 22, 2021 21:06 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000175 · wf-form4_164020715735933.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2021.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:12 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 637 $19.20 $12,230.40
Disclosure

SEC source: 0000805928-21-000140 · wf-form4_162689834317764.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,308

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on July 19, 2021.

Read SEC document
July 19, 2021 Filed Jul 21, 2021 20:12 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 2,572 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000140 · wf-form4_162689834317764.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,945

F1 · shares: This reflects the number of shares that became vested as of July 19, 2021 upon the attainment of certain performance criteria.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:56 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 11,800 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000066 · wf-form4_161610456846121.xml · derivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

Underlying: Common Stock · 11,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2025 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 21:56 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 23,500 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0000805928-21-000066 · wf-form4_161610456846121.xml · derivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP Regulatory Affairs & Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2031-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2025 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2023 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:26 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 361 $18.71 $6,754.31
Disclosure

SEC source: 0000805928-21-000028 · wf-form4_161368718486832.xml · nonDerivative · entry 4

Friedman Mark Louis · CIK 0001531023 · VP, Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,936

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 22:26 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 590 $18.70 $11,033.00
Disclosure

SEC source: 0000805928-21-000028 · wf-form4_161368718486832.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP, Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,116

F2 · shares: The reported shares were sold, in compliance with company policy as to delivery of compensation based equity, with proceeds from such being used to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 16, 2021.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:26 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000028 · wf-form4_161368718486832.xml · nonDerivative · entry 3

Friedman Mark Louis · CIK 0001531023 · VP, Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,297

F1 · shares: This reflects the number of shares that became vested as of February 16, 2021 upon the attainment of certain performance criteria.

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:26 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0000805928-21-000028 · wf-form4_161368718486832.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP, Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,706

F1 · shares: This reflects the number of shares that became vested as of February 16, 2021 upon the attainment of certain performance criteria.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 16:52 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 567 $17.81 $10,098.27
Disclosure

SEC source: 0001179110-20-012285 · edgar.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,124

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units granted on December 27, 2018. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 27, 2020 Filed Dec 30, 2020 16:52 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 2,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012285 · edgar.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,691

F1 · shares: This reflects the number of restricted stock units that became vested as of December 27, 2020.

F1 · price: This reflects the number of restricted stock units that became vested as of December 27, 2020.

F3 · balance_after: Includes 498 shares acquired under the Axogen, Inc. employee stock purchase plan on June 30, 2020.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 16:38 UTC Axogen, Inc. AXGN · Entity 4297 SaleCommon Stock 96 $16.42 $1,576.32
Disclosure

SEC source: 0001179110-20-012160 · edgar.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,893

F2 · shares: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of restricted stock units granted on December 18, 2020. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 16:38 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-012160 · edgar.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,989

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2020.

F1 · price: This reflects the number of restricted stock units that became vested as of December 18, 2020.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:39 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Options (right to buy) · Derivative 3,187 $3.67 Strike: $3.67 $11,696.29
Disclosure

SEC source: 0001179110-20-011706 · edgar.xml · derivative · entry 4

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,187 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:39 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 625 $4.81 Strike: $4.81 $3,006.25
Disclosure

SEC source: 0001179110-20-011706 · edgar.xml · derivative · entry 3

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 625 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 19:39 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 3,187 $3.67 $11,696.29
Disclosure

SEC source: 0001179110-20-011706 · edgar.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form is being filed to report the cash exercise of stock options.

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December 03, 2020 Filed Dec 7, 2020 19:39 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 625 $4.81 $3,006.25
Disclosure

SEC source: 0001179110-20-011706 · edgar.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This Form is being filed to report the cash exercise of stock options.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 21:13 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003911 · edgar.xml · derivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Axogen, Inc. common stock.

F3 · derivative.exercise_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of Axogen Inc. common stock underlying the restricted stock units will be fully vested on March 16, 2024 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

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March 16, 2020 Filed Mar 18, 2020 21:13 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 24,000 $0.00 Strike: $8.61 $0.00
Disclosure

SEC source: 0001179110-20-003911 · edgar.xml · derivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2030-03-16

F1 · derivative.exercise_date: All shares of Axogen, Inc. common stock underlying the employee stock option will be fully vested on March 16, 2024 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on March 16, 2022 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 18:25 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 351 $14.68 $5,152.68
Disclosure

SEC source: 0001179110-20-001947 · edgar.xml · nonDerivative · entry 4

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,802

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 18, 2020.

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February 18, 2020 Filed Feb 20, 2020 18:25 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 1,181 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001947 · edgar.xml · nonDerivative · entry 3

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,153

F1 · shares: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 18:25 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 573 $14.68 $8,411.64
Disclosure

SEC source: 0001179110-20-001947 · edgar.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,972

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 18, 2020.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 18:25 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-001947 · edgar.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,545

F1 · shares: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 18, 2020 upon the attainment of certain performance criteria.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:27 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 183 $16.73 $3,061.59
Disclosure

SEC source: 0001179110-19-013086 · edgar.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of the restricted stock units that vested on December 18, 2019.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:27 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-013086 · edgar.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310

F1 · shares: This reflects the number of restricted stock units that became vested as of December 18, 2019.

F1 · price: This reflects the number of restricted stock units that became vested as of December 18, 2019.

Read SEC document
May 17, 2019 Filed May 18, 2019 01:47 UTC Axogen, Inc. AXGN · Entity 4297 Disposition to issuerCommon Stock 67,952 $21.14 $1,436,593.62
Disclosure

SEC source: 0001179110-19-006343 · edgar.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:25 UTC Axogen, Inc. AXGN · Entity 4297 Tax withholdingCommon Stock 573 $17.57 $10,067.61
Disclosure

SEC source: 0001179110-19-002056 · edgar.xml · nonDerivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,512

F2 · shares: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a performance stock award that vested on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 18:25 UTC Axogen, Inc. AXGN · Entity 4297 GrantCommon Stock 1,930 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002056 · edgar.xml · nonDerivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,085

F1 · shares: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

F1 · price: This reflects the number of shares that became vested as of February 15, 2019 upon the attainment of certain performance criteria.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:37 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 4,600 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-014324 · edgar.xml · derivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Underlying: Common Stock · 4,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F3 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 27, 2022 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 21:37 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 18,500 $0.00 Strike: $19.17 $0.00
Disclosure

SEC source: 0001179110-18-014324 · edgar.xml · derivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 18,500 shares

Expires 2028-12-27

F1 · derivative.exercise_date: All shares of AxoGen, Inc. common stock underlying the employee stock option will be fully vested on December 27, 2022 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 27, 2020 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 23:54 UTC Axogen, Inc. AXGN · Entity 4297 GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-015742 · edgar.xml · derivative · entry 2

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AxoGen, Inc. common stock.

F3 · derivative.exercise_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

F3 · derivative.expiration_date: All shares of AxoGen Inc. common stock underlying the restricted stock Units will be fully vested on December 18, 2021 (4 years from the grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the grant date) and an additional 25% of the aggregate shares vest each 12 months thereafter. Vested shares will be delivered to the reporting person upon the vesting date.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 23:54 UTC Axogen, Inc. AXGN · Entity 4297 GrantEmployee Stock Option (right to purchase) · Derivative 9,000 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0001179110-17-015742 · edgar.xml · derivative · entry 1

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2027-12-18

F1 · derivative.exercise_date: All shares of AxoGen, Inc. common stock underlying the employee stock option will be fully vested on December 18, 2021 (4 years from the option grant date) based upon a vesting schedule whereby 50% of the aggregate shares vest on December 18, 2019 (24 months from the option grant date) and an additional 12.5% of the aggregate shares vest each 6 months thereafter.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 21:04 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 16,829 $0.00 Strike: $1.07 $0.00
Disclosure

SEC source: 0001179110-17-013454 · edgar.xml · derivative · entry 11

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,829 shares

Expires 2018-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 21:04 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 4,375 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001179110-17-013454 · edgar.xml · derivative · entry 10

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 4,375 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 21:04 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 5,313 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001179110-17-013454 · edgar.xml · derivative · entry 9

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,187

Underlying: Common Stock · 5,313 shares

Expires 2021-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 21:04 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 1,250 $0.00 Strike: $5.45 $0.00
Disclosure

SEC source: 0001179110-17-013454 · edgar.xml · derivative · entry 8

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2023-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 21:04 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionEmployee Stock Option (right to purchase) · Derivative 40,000 $0.00 Strike: $2.74 $0.00
Disclosure

SEC source: 0001179110-17-013454 · edgar.xml · derivative · entry 7

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2018-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2017 Filed Oct 26, 2017 21:04 UTC Axogen, Inc. AXGN · Entity 4297 Exercise / conversionCommon Stock 16,829 $1.07 $18,007.03
Disclosure

SEC source: 0001179110-17-013454 · edgar.xml · nonDerivative · entry 6

Friedman Mark Louis · CIK 0001531023 · VP,Regulatory & Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.