Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMBARELLA INCAMBA · Entity 4248 | CFO | March 16, 2022 | March 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMBARELLA INC
Report date March 16, 2022 · Filed March 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 73,259 |
Ending reported balance
After 2022-03-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-03-16 · Exercise / conversion · Acquired 37,628 · Balance 90,700 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Row 2 · 2022-03-16 · Sale · Disposed 17,441 · Balance 73,259 F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-03-15 | Direct | 0 |
Reported balance
After 2022-03-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-16 · Exercise / conversion · Disposed 14,242 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3: On March 7, 2019, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2019 through January 31, 2022 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest were increased by 100% of the Target RSU Number. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-03-15 | Direct | 0 |
Reported balance
After 2022-03-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-16 · Exercise / conversion · Disposed 1,187 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-09-15 | Direct | 12,500 |
Reported balance
After 2022-03-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-16 · Exercise / conversion · Disposed 6,250 · Balance 12,500 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F5: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-03-15 | Direct | 4,774 |
Reported balance
After 2022-03-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-03-16 · Sale · Disposed 1,193 · Balance 4,774 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F6: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-03-15 | Direct | 4,109 |
Reported balance
After 2022-03-16 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-03-16 · Exercise / conversion · Disposed 514 · Balance 4,109 F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F7: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
F2: Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
F3: On March 7, 2019, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2019 through January 31, 2022 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest were increased by 100% of the Target RSU Number.
F4: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019.
F5: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022.
F6: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.
F7: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2020 Filed Sep 18, 2020 16:55 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 8,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-20-000107 · edgardoc.xml · nonDerivative · entry 1 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · balance_after: Includes 326 shares acquired under the Company's employee stock purchase plan on September 15, 2020. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:28 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 1,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000077 · edgardoc.xml · derivative · entry 5 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,127 Underlying: Ordinary Shares · 1,193 shares Expires 2023-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F5 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. F5 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:28 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000077 · edgardoc.xml · derivative · entry 4 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Ordinary Shares · 6,250 shares Expires 2022-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022. F4 · derivative.expiration_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:28 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000077 · edgardoc.xml · derivative · entry 3 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,308 Underlying: Ordinary Shares · 1,187 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:28 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 3,101 | $52.13 | $161,658.85 |
DisclosureSEC source: 0001280263-20-000077 · edgardoc.xml · nonDerivative · entry 2 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,388 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 16:28 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 8,630 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-20-000077 · edgardoc.xml · nonDerivative · entry 1 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 17:07 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 1,753 | $47.81 | $83,814.96 |
DisclosureSEC source: 0001280263-20-000049 · edgardoc.xml · nonDerivative · entry 2 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,859 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 17:07 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantOrdinary Shares | 4,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000049 · edgardoc.xml · nonDerivative · entry 1 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,612 F1 · shares: Represents an award of fully-vested restricted stock units (RSUs) issued to reporting person as payment of reporting person's annual cash bonus under the company's previously established Fiscal Year 2020 Annual Bonus Plan. Each restricted stock unit represents a contingent right to receive one Ordinary Share. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 18:00 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantRestricted Stock Units · Derivative | 14,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000038 · edgardoc.xml · derivative · entry 2 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,320 Underlying: Ordinary Shares · 14,320 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 18:00 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantPerformance Stock Units · Derivative | 14,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000038 · edgardoc.xml · derivative · entry 1 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,320 Underlying: Ordinary Shares · 14,320 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 14,320 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023. F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 14,320 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 17:45 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000022 · edgardoc.xml · derivative · entry 4 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Ordinary Shares · 6,250 shares Expires 2022-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F5 · derivative.exercise_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022. F5 · derivative.expiration_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 17:45 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-20-000022 · edgardoc.xml · derivative · entry 3 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,495 Underlying: Ordinary Shares · 1,187 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 17:45 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 3,244 | $38.99 | $126,477.07 |
DisclosureSEC source: 0001280263-20-000022 · edgardoc.xml · nonDerivative · entry 2 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,780 F3 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 17:45 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 7,437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-20-000022 · edgardoc.xml · nonDerivative · entry 1 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · balance_after: Includes 193 shares acquired under the Company's employee stock purchase plan on March 16, 2020. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 17:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-19-000123 · edgardoc.xml · derivative · entry 4 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,750 Underlying: Ordinary Shares · 6,250 shares Expires 2022-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022. F4 · derivative.expiration_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 17:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-19-000123 · edgardoc.xml · derivative · entry 3 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,682 Underlying: Ordinary Shares · 1,187 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 17:05 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 3,631 | $56.31 | $204,476.86 |
DisclosureSEC source: 0001280263-19-000123 · edgardoc.xml · nonDerivative · entry 2 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,394 F2 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock units. Read SEC document |
| December 17, 2019 Filed Dec 19, 2019 17:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 7,437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-19-000123 · edgardoc.xml · nonDerivative · entry 1 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 17:01 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-19-000093 · edgardoc.xml · derivative · entry 4 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Ordinary Shares · 25,000 shares Expires 2022-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F5 · derivative.exercise_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022. F5 · derivative.expiration_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 17:01 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 1,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-19-000093 · edgardoc.xml · derivative · entry 3 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,869 Underlying: Ordinary Shares · 1,187 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 17:01 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 10,970 | $64.14 | $703,642.13 |
DisclosureSEC source: 0001280263-19-000093 · edgardoc.xml · nonDerivative · entry 2 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,588 F3 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 17:01 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 26,187 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-19-000093 · edgardoc.xml · nonDerivative · entry 1 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · balance_after: Includes 271 shares acquired under the Company's employee stock purchase plan on September 16, 2019. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 16:25 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 1,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-19-000050 · edgardoc.xml · derivative · entry 3 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,056 Underlying: Ordinary Shares · 1,186 shares Expires 2022-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F4 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F4 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 16:25 UTC | AMBARELLA INC AMBA · Entity 4248 | SaleOrdinary Shares | 403 | $43.06 | $17,351.69 |
DisclosureSEC source: 0001280263-19-000050 · edgardoc.xml · nonDerivative · entry 2 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 F3 · kind: Shares sold to pay tax obligations resulting from the vesting of restricted stock awards and restricted stock units. Read SEC document |
| June 18, 2019 Filed Jun 19, 2019 16:25 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 1,186 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001280263-19-000050 · edgardoc.xml · nonDerivative · entry 1 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · balance_after: Includes 317 shares acquired under the Company's employee stock purchase plan on March 15, 2019. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:31 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantRestricted Stock Units · Derivative | 14,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-19-000018 · edgardoc.xml · derivative · entry 2 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,242 Underlying: Ordinary Shares · 14,242 shares Expires 2022-03-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. F3 · derivative.expiration_date: The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2019. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:31 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantPerformance Stock Units · Derivative | 14,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-19-000018 · edgardoc.xml · derivative · entry 1 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,242 Underlying: Ordinary Shares · 14,242 shares Expires 2022-03-15 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: Reporting person was granted an award of performance-based RSUs covering a target of 14,242 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2019 through January 31, 2022. F2 · derivative.expiration_date: Reporting person was granted an award of performance-based RSUs covering a target of 14,242 ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, 100% of this award is scheduled to vest on March 15, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the RSUs may be increased or decreased by up to 100% of the Target RSU Number or may remain the same, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2019 through January 31, 2022. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 19:09 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001280263-18-000081 · edgardoc.xml · derivative · entry 2 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Ordinary Shares · 100,000 shares Expires 2022-09-15 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F3 · derivative.exercise_date: The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 19:09 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $38.11 | $0.00 |
DisclosureSEC source: 0001280263-18-000081 · edgardoc.xml · derivative · entry 1 EICHLER KEVIN C · CIK 0001103965 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Ordinary Shares · 20,000 shares Expires 2028-09-03 F1 · derivative.exercise_date: 25% of the Shares subject to the option vest on August 6, 2019 and 1/48 of the shares vest monthly thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.