Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Goosehead Insurance, Inc.GSHD · Entity 4370 | President and COO | December 30, 2021 | March 18, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Goosehead Insurance, Inc.
Report date December 30, 2021 · Filed March 18, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 581,431 |
Last balance in matching sequence
After 2022-01-04 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2021-12-30 · Conversion · Disposed 2,538 · Balance 592,803 F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. Row 5 · 2021-12-31 · Conversion · Disposed 1,900 · Balance 590,903 F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. Row 8 · 2022-01-03 · Conversion · Disposed 9,254 · Balance 581,649 F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. Row 13 · 2022-01-04 · Conversion · Disposed 218 · Balance 581,431 F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 85,940 |
Reported balance
After 2021-12-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-12-30 · Conversion · Acquired 2,538 · Balance 85,940 F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 84,055 |
Reported balance
After 2021-12-30 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2021-12-30 · Sale · Disposed 1,885 · Balance 84,055 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 83,402 |
Reported balance
After 2021-12-30 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-12-30 · Sale · Disposed 652 · Balance 83,402 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 85,302 |
Reported balance
After 2021-12-31 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2021-12-31 · Conversion · Acquired 1,900 · Balance 85,302 F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 83,402 |
Reported balance
After 2021-12-31 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2021-12-31 · Sale · Disposed 1,900 · Balance 83,402 F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 92,656 |
Reported balance
After 2022-01-03 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2022-01-03 · Conversion · Acquired 9,254 · Balance 92,656 F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 87,387 |
Reported balance
After 2022-01-03 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2022-01-03 · Sale · Disposed 5,269 · Balance 87,387 F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 85,758 |
Reported balance
After 2022-01-03 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2022-01-03 · Sale · Disposed 1,629 · Balance 85,758 F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 83,402 |
Reported balance
After 2022-01-03 transaction · row 12
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 12 · 2022-01-03 · Sale · Disposed 2,356 · Balance 83,402 F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 83,620 |
Reported balance
After 2022-01-04 transaction · row 14
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 14 · 2022-01-04 · Conversion · Acquired 218 · Balance 83,620 F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 83,459 |
Reported balance
After 2022-01-04 transaction · row 15
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 15 · 2022-01-04 · Sale · Disposed 161 · Balance 83,459 F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.08 to $131.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Colby 2014 Family Trust | 83,402 |
Reported balance
After 2022-01-04 transaction · row 16
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 16 · 2022-01-04 · Sale · Disposed 58 · Balance 83,402 F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.25 to $131.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Colby 2014 Family Trust | 592,803 |
Reported balance
After 2021-12-30 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2021-12-30 · Conversion · Disposed 2,537 · Balance 592,803 F10: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Colby 2014 Family Trust | 590,903 |
Reported balance
After 2021-12-31 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2021-12-31 · Conversion · Disposed 1,900 · Balance 590,903 F10: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Colby 2014 Family Trust | 581,649 |
Reported balance
After 2022-01-03 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2022-01-03 · Conversion · Disposed 9,254 · Balance 581,649 F10: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Colby 2014 Family Trust | 581,431 |
Reported balance
After 2022-01-04 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2022-01-04 · Conversion · Disposed 218 · Balance 581,431 F10: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Preston Michael Colby 2014 Trust | 32,896 |
Reported balance
Holding disclosure · report date 2021-12-30 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 32,896 F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Lyla Kate Colby 2014 Trust | 32,896 |
Reported balance
Holding disclosure · report date 2021-12-30 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 32,896 F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| Class B Common StockSEC Table I · non-derivative | Direct | 386,723 |
Reported balance
Holding disclosure · report date 2021-12-30 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 386,723 |
| Class A Common StockSEC Table I · non-derivative | Direct | 22,631 |
Reported balance
Holding disclosure · report date 2021-12-30 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 22,631 |
| LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Lyla Kate Colby 2014 Trust | 32,896 |
Reported balance
Holding disclosure · report date 2021-12-30 · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · Balance 32,896 F10: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Preston Michael Colby 2014 Trust | 32,896 |
Reported balance
Holding disclosure · report date 2021-12-30 · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · Balance 32,896 F10: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries. |
| LLC Units in Goosehead Financial, LLCSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 386,723 |
Reported balance
Holding disclosure · report date 2021-12-30 · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · Balance 386,723 F11: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.00 to $132.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.08 to $131.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.25 to $131.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F10: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.
F11: Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 28, 2018 Filed Nov 29, 2018 19:49 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | ConversionClass B Common Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001726978-18-000029 · wf-form4_154353893396405.xml · nonDerivative · entry 1 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 61,939 shares of Class B Common Stock or LLC Units, as applicable, as a pro rata distribution from Texas Wasatch InsurancePartners, LP. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantLLC Units in Goosehead Financial, LLC · Derivative | 43,217 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005867 · dp90670_4-mccolby.xml · derivative · entry 10 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Lyla Kate Colby 2014 Trust Disclosed balance after: 43,217 Underlying: Class A Common Stock · 43,217 shares Expires not disclosed F4 · shares: These securities were acquired through the conversion immediately prior to the issuer's initial public offering of historical interests held by the trust in Goosehead Financial. F5 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F5 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantLLC Units in Goosehead Financial, LLC · Derivative | 43,217 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005867 · dp90670_4-mccolby.xml · derivative · entry 9 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Preston Michael Colby 2014 Trust Disclosed balance after: 43,217 Underlying: Class A Common Stock · 43,217 shares Expires not disclosed F4 · shares: These securities were acquired through the conversion immediately prior to the issuer's initial public offering of historical interests held by the trust in Goosehead Financial. F5 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F5 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantLLC Units in Goosehead Financial, LLC · Derivative | 771,732 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005867 · dp90670_4-mccolby.xml · derivative · entry 8 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Colby 2014 Family Trust Disclosed balance after: 771,732 Underlying: Class A Common Stock · 771,732 shares Expires not disclosed F4 · shares: These securities were acquired through the conversion immediately prior to the issuer's initial public offering of historical interests held by the trust in Goosehead Financial. F5 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F5 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantLLC Units in Goosehead Financial, LLC · Derivative | 967,085 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005867 · dp90670_4-mccolby.xml · derivative · entry 7 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,085 Underlying: Class A Common Stock · 967,085 shares Expires not disclosed F3 · shares: These securities were acquired through the conversion immediately prior to the issuer's initial public offering of historical interests held by the reporting person in Goosehead Financial, LLC ("Goosehead Financial"). F5 · derivative.exercise_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. F5 · derivative.expiration_date: Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantClass B Common Stock | 43,217 | $0.01 | $432.17 |
DisclosureSEC source: 0000950103-18-005867 · dp90670_4-mccolby.xml · nonDerivative · entry 6 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Lyla Kate Colby 2014 Trust Disclosed balance after: 43,217 F4 · shares: These securities were acquired through the conversion immediately prior to the issuer's initial public offering of historical interests held by the trust in Goosehead Financial. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantClass B Common Stock | 43,217 | $0.01 | $432.17 |
DisclosureSEC source: 0000950103-18-005867 · dp90670_4-mccolby.xml · nonDerivative · entry 5 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Preston Michael Colby 2014 Trust Disclosed balance after: 43,217 F4 · shares: These securities were acquired through the conversion immediately prior to the issuer's initial public offering of historical interests held by the trust in Goosehead Financial. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantClass B Common Stock | 771,732 | $0.01 | $7,717.32 |
DisclosureSEC source: 0000950103-18-005867 · dp90670_4-mccolby.xml · nonDerivative · entry 4 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Colby 2014 Family Trust Disclosed balance after: 771,732 F4 · shares: These securities were acquired through the conversion immediately prior to the issuer's initial public offering of historical interests held by the trust in Goosehead Financial. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantClass B Common Stock | 967,085 | $0.01 | $9,670.85 |
DisclosureSEC source: 0000950103-18-005867 · dp90670_4-mccolby.xml · nonDerivative · entry 3 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,085 F3 · shares: These securities were acquired through the conversion immediately prior to the issuer's initial public offering of historical interests held by the reporting person in Goosehead Financial, LLC ("Goosehead Financial"). Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantClass A Common Stock | 238,402 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005867 · dp90670_4-mccolby.xml · nonDerivative · entry 2 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Colby 2014 Family Trust Disclosed balance after: 238,402 F2 · shares: These securities were acquired by the trust in connection with the closing of the issuer's initial public offering, in exchange for notes of the issuer held by the trust. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:16 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantClass A Common Stock | 92,631 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005867 · dp90670_4-mccolby.xml · nonDerivative · entry 1 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,631 F1 · shares: These securities were acquired by the reporting person in connection with the closing of the issuer's initial public offering, in exchange for notes of the issuer held by the reporting person. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 20:57 UTC | Goosehead Insurance, Inc. GSHD · Entity 4370 | GrantEmployee Stock Options (right to buy) · Derivative | 160,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000950103-18-005526 · dp90335_4-mccolby.xml · derivative · entry 1 Colby Michael C. · CIK 0001737258 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Class A Common Stock · 160,000 shares Expires 2028-04-26 F1 · derivative.exercise_date: One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.