Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOVER CorpDOV · Entity 3179 | Senior Vice President | March 15, 2018 | March 19, 2018 |
| GIBRALTAR INDUSTRIES, INC.ROCK · Entity 4801 | Chief Operating Officer | March 18, 2022 | March 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOVER Corp
Report date March 15, 2018 · Filed March 19, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,809 |
Reported balance
After 2018-03-15 transaction · row 1
1 source rowRow 1 · 2018-03-15 · Tax withholding · Disposed 74 · Balance 1,809 F1: Shares withheld for taxes in accordance with the terms of the grant upon partial vesting of restricted stock units granted on February 10, 2017. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA for Children | 125 |
Reported balance
Holding disclosure · report date 2018-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 125 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 264 |
Reported balance
Holding disclosure · report date 2018-03-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 264 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for taxes in accordance with the terms of the grant upon partial vesting of restricted stock units granted on February 10, 2017.
GIBRALTAR INDUSTRIES, INC.
Report date March 18, 2022 · Filed March 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,524 |
Reported balance
After 2022-03-18 transaction · row 1
1 source rowRow 1 · 2022-03-18 · Tax withholding · Disposed 1,068 · Balance 32,524 |
| Restricted Stock Unit (2018 MSPP Match)SEC Table II · derivative / convertible security | Direct | 5,662.56 |
Reported balance
Holding disclosure · report date 2022-03-18 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 5,662.56 F1: Represents matching restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual base salary and annual cash incentive compensation pursuant to the Company's 2018 Management Stock Purchase Plan. F2: Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the Company's common stock, as defined in the Company's 2018 Management Stock Purchase Plan, on the date of termination of the Reporting Person's service as an officer of the Company. |
| Restricted Stock Unit (2018 MSPP)SEC Table II · derivative / convertible security | Direct | 4,180.36 |
Reported balance
Holding disclosure · report date 2022-03-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,180.36 F3: Represents restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual base salary and annual cash incentive compensation pursuant to the Company's 2018 Management Stock Purchase Plan. F4: Restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the Company's common stock, as defined in the Company's 2018 Management Stock Purchase Plan, on the date of termination of the Reporting Person's service as an officer of the Company. |
| Special Performance Stock Unit (March 2020)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,000 |
Reported balance
Holding disclosure · report date 2022-03-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 9,000 F5: Represents Performance Stock Units issued to the Reporting Person under the Registrant's 2018 Equity Incentive Plan at target. The Performance Stock Units may be earned at 0% to 200% of target based on the Registrant's three-year total stockholder return relative to the S&P Small Cap 600 Industrial Sector Index. Each earned Performance Stock Unit will represent a right to receive one share of the Registrant's common stock and will vest in full on March 1, 2023, provided that the Reporting Person is employed by the Registrant on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents matching restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual base salary and annual cash incentive compensation pursuant to the Company's 2018 Management Stock Purchase Plan.
F2: Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the Company's common stock, as defined in the Company's 2018 Management Stock Purchase Plan, on the date of termination of the Reporting Person's service as an officer of the Company.
F3: Represents restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of their annual base salary and annual cash incentive compensation pursuant to the Company's 2018 Management Stock Purchase Plan.
F4: Restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value of one share of the Company's common stock, as defined in the Company's 2018 Management Stock Purchase Plan, on the date of termination of the Reporting Person's service as an officer of the Company.
F5: Represents Performance Stock Units issued to the Reporting Person under the Registrant's 2018 Equity Incentive Plan at target. The Performance Stock Units may be earned at 0% to 200% of target based on the Registrant's three-year total stockholder return relative to the S&P Small Cap 600 Industrial Sector Index. Each earned Performance Stock Unit will represent a right to receive one share of the Registrant's common stock and will vest in full on March 1, 2023, provided that the Reporting Person is employed by the Registrant on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2019 Filed Oct 2, 2019 15:37 UTC | GIBRALTAR INDUSTRIES, INC. ROCK · Entity 4801 | GrantRestricted Stock Unit (2018 MSPP Match) · Derivative | 226.03 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-024600 · doc4.xml · derivative · entry 4 Burns Patrick · CIK 0001685728 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510.01 Underlying: Common Stock · 226.03 shares Expires not disclosed F1 · security: Represents matching restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of his annual base salary pursuant to the Company's 2018 Management Stock Purchase Plan. F2 · derivative.exercise_price: Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as an officer of the Company. F2 · derivative.exercise_date: Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as an officer of the Company. F2 · derivative.expiration_date: Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as an officer of the Company. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:28 UTC | GIBRALTAR INDUSTRIES, INC. ROCK · Entity 4801 | GrantRestricted Stock Unit (2018 MSPP Match) · Derivative | 283.98 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003798 · primarydocument.xml · derivative · entry 4 Burns Patrick · CIK 0001685728 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283.98 Underlying: Common Stock · 283.98 shares Expires not disclosed F1 · security: Represents matching restricted stock units allocated to the Reporting Person with respect to the Reporting Person's deferral of a portion of her annual base salary pursuant to the Company's 2018 Management Stock Purchase Plan. F2 · derivative.exercise_price: Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as an officer of the Company. F2 · derivative.exercise_date: Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as an officer of the Company. F2 · derivative.expiration_date: Restricted stock units are forfeited if Reporting Person's service as an officer of the Company is terminated prior to the fifth (5th) anniversary of the Reporting Person's vesting commencement date. If service as an officer continues beyond the fifth (5th) anniversary of the Reporting Person's vesting commencement date, restricted stock units are payable solely in cash in one lump sum payment or in five (5) or ten (10) consecutive, substantially equal annual installments, whichever distribution form is elected by the Reporting Person, beginning six (6) months following termination of service. Each restricted stock unit is converted to cash in an amount equal to the fair market value (200 day rolling average) of one share of the Company's common stock on the date of termination of the Reporting Person's service as an officer of the Company. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 21:28 UTC | DOVER Corp DOV · Entity 3179 | Tax withholdingCommon Stock | 74 | $99.08 | $7,331.55 |
DisclosureSEC source: 0001685728-18-000003 · edgar.xml · nonDerivative · entry 1 Burns Patrick · CIK 0001685728 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809 F1 · shares: Shares withheld for taxes in accordance with the terms of the grant upon partial vesting of restricted stock units granted on February 10, 2017. Read SEC document |
| March 05, 2018 Filed Mar 5, 2018 22:37 UTC | DOVER Corp DOV · Entity 3179 | PurchaseCommon Stock | 125 | $97.41 | $12,176.25 |
DisclosureSEC source: 0001685728-18-000002 · edgar.xml · nonDerivative · entry 2 Burns Patrick · CIK 0001685728 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA for children Disclosed balance after: 125 Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 22:37 UTC | DOVER Corp DOV · Entity 3179 | PurchaseCommon Stock | 510 | $97.51 | $49,732.14 |
DisclosureSEC source: 0001685728-18-000002 · edgar.xml · nonDerivative · entry 1 Burns Patrick · CIK 0001685728 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,883 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:10 UTC | DOVER Corp DOV · Entity 3179 | GrantStock Appreciation Right · Derivative | 7,396 | $0.00 Strike: $97.35 | $0.00 |
DisclosureSEC source: 0001685728-18-000001 · edgar.xml · derivative · entry 3 Burns Patrick · CIK 0001685728 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,396 Underlying: Common Stock · 7,396 shares Expires 2028-02-09 Read SEC document |
| February 09, 2018 Filed Feb 13, 2018 22:10 UTC | DOVER Corp DOV · Entity 3179 | GrantCommon Stock | 616 | $0.00 | $0.00 |
DisclosureSEC source: 0001685728-18-000001 · edgar.xml · nonDerivative · entry 1 Burns Patrick · CIK 0001685728 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,373 F1 · shares: Represents grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Dover common stock. The restricted stock units will vest in three annual installments beginning on March 15, 2019. F1 · price: Represents grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Dover common stock. The restricted stock units will vest in three annual installments beginning on March 15, 2019. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:17 UTC | DOVER Corp DOV · Entity 3179 | GrantStock Appreciation Right · Derivative | 9,082 | $0.00 Strike: $79.28 | $0.00 |
DisclosureSEC source: 0001685728-17-000002 · edgar.xml · derivative · entry 3 Burns Patrick · CIK 0001685728 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,082 Underlying: Common Stock · 9,082 shares Expires 2027-02-10 Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:17 UTC | DOVER Corp DOV · Entity 3179 | GrantCommon Stock | 757 | $0.00 | $0.00 |
DisclosureSEC source: 0001685728-17-000002 · edgar.xml · nonDerivative · entry 1 Burns Patrick · CIK 0001685728 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757 F1 · shares: Represents grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Dover common stock. The restricted stock units will vest in three annual installments beginning on March 15, 2018. F1 · price: Represents grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Dover common stock. The restricted stock units will vest in three annual installments beginning on March 15, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.