Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EnerSysENS · Entity 3750 | Executive Vice President & CFO | March 25, 2022 | March 29, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EnerSys
Report date March 25, 2022 · Filed March 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,625.5019 |
Ending reported balance
After 2022-03-25 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2022-03-25 · Grant · Acquired 9.5684 · Balance 105,546.1276 F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on March 25, 2022 to stockholders of record as of March 11, 2022 (the "Dividend"), with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for vesting on August 13, 2021, and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Row 2 · 2022-03-25 · Grant · Acquired 7.148 · Balance 105,553.2756 F2: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for vesting on August 13, 2021, and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Row 3 · 2022-03-25 · Grant · Acquired 2.701 · Balance 105,555.9766 F3: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 1,097 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Row 4 · 2022-03-25 · Grant · Acquired 6.9659 · Balance 105,562.9425 F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,857 unvested RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Row 5 · 2022-03-25 · Grant · Acquired 12.9663 · Balance 105,575.9088 F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 5,318 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Row 6 · 2022-03-25 · Grant · Acquired 15.8726 · Balance 105,591.7814 F6: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,510 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Row 7 · 2022-03-25 · Grant · Acquired 15.8256 · Balance 105,607.607 F7: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 9,422 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Row 8 · 2022-03-25 · Grant · Acquired 17.8949 · Balance 105,625.5019 F8: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 7,485 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on March 25, 2022 to stockholders of record as of March 11, 2022 (the "Dividend"), with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for vesting on August 13, 2021, and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.
F2: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for vesting on August 13, 2021, and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.
F3: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 1,097 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,857 unvested RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 5,318 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F6: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,510 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F7: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 9,422 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F8: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 7,485 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2017 Filed May 16, 2017 21:07 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 4,127 | $83.41 | $344,233.07 |
DisclosureSEC source: 0001209191-17-032775 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,517.6807 F2 · kind: Shares were forfeited in connection with the vesting of market share units granted to the reporting person on May 12, 2014. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:07 UTC | EnerSys ENS · Entity 3750 | Disposition to issuerCommon Stock | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032775 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,644.6807 F1 · kind: Represents excess shares previously reported in connection with market share units originally granted to the reporting person on May 14, 2014. Upon vesting, the market share units achieved a payout factor of 0.93. Read SEC document |
| May 09, 2017 Filed May 12, 2017 20:27 UTC | EnerSys ENS · Entity 3750 | GrantStock Options · Derivative | 13,625 | $0.00 Strike: $83.14 | $0.00 |
DisclosureSEC source: 0001209191-17-031961 · doc4.xml · derivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,625 Underlying: Common Stock · 13,625 shares Expires 2027-05-09 F2 · date: This grant was made after markets had closed. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on May 9, 2018, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| May 09, 2017 Filed May 12, 2017 20:27 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031961 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,318.6807 F3 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of May 9, 2018, May 9, 2019, May 9, 2020, and May 9, 2021, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| May 09, 2017 Filed May 12, 2017 20:27 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031961 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,349.6807 F1 · security: These shares were granted as performance share units and vest one hundred percent on May 9, 2020, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:17 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.9919 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025087 · doc4.xml · nonDerivative · entry 4 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,107.6807 F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 5,729 RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:17 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 21.149 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025087 · doc4.xml · nonDerivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,094.6888 F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for a previously and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:17 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 37.9096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025087 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,073.5398 F2 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 16,517 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:17 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 21.626 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-025087 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,035.6302 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on March 31, 2017 to stockholders of record as of March 17, 2017 (the "Dividend"), with respect to 9,319 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:24 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.9861 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000894 · doc4.xml · nonDerivative · entry 4 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,014.0043 F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 5,729 RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:24 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 21.1395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000894 · doc4.xml · nonDerivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,001.0182 F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for a previously and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:24 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 37.8925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000894 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,979.8787 F2 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 16,517 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:24 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 21.6162 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000894 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,941.9862 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on December 30, 2016 to stockholders of record as of December 16, 2016 (the "Dividend"), with respect to 9,319 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:24 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 14.7013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144227 · doc4.xml · nonDerivative · entry 4 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,920.37 F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 5,729 RSUs granted to the reporting person on May 16, 2016, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:24 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 23.9317 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144227 · doc4.xml · nonDerivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,905.6687 F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for a previously and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:24 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 42.8975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144227 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,881.737 F2 · shares: These shares were granted in the form of MSUs, in connection with the Dividend, with respect to 16,517 unvested MSUs granted to the reporting person on May 12, 2015, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:24 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 24.4714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-144227 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,838.8395 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on September 30, 2016 to stockholders of record as of September 16, 2016 (the "Dividend"), with respect to 9,319 unvested MSUs granted to the reporting person on May 12, 2014, and adjusted for previously declared and paid cash dividends. These MSUs will vest and are payable concurrent with the underlying MSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.