Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EnerSysENS · Entity 3750 | Executive Vice President & CFO | March 25, 2022 | March 29, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EnerSys
Report date March 25, 2022 · Filed March 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,625.5019 |
Ending reported balance
After 2022-03-25 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2022-03-25 · Grant · Acquired 9.5684 · Balance 105,546.1276 F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on March 25, 2022 to stockholders of record as of March 11, 2022 (the "Dividend"), with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for vesting on August 13, 2021, and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Row 2 · 2022-03-25 · Grant · Acquired 7.148 · Balance 105,553.2756 F2: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for vesting on August 13, 2021, and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Row 3 · 2022-03-25 · Grant · Acquired 2.701 · Balance 105,555.9766 F3: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 1,097 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Row 4 · 2022-03-25 · Grant · Acquired 6.9659 · Balance 105,562.9425 F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,857 unvested RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Row 5 · 2022-03-25 · Grant · Acquired 12.9663 · Balance 105,575.9088 F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 5,318 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Row 6 · 2022-03-25 · Grant · Acquired 15.8726 · Balance 105,591.7814 F6: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,510 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Row 7 · 2022-03-25 · Grant · Acquired 15.8256 · Balance 105,607.607 F7: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 9,422 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Row 8 · 2022-03-25 · Grant · Acquired 17.8949 · Balance 105,625.5019 F8: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 7,485 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on March 25, 2022 to stockholders of record as of March 11, 2022 (the "Dividend"), with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for vesting on August 13, 2021, and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.
F2: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for vesting on August 13, 2021, and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs.
F3: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 1,097 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 2,857 unvested RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F5: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 5,318 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F6: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,510 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F7: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 9,422 unvested RSUs granted to the reporting person on August 17, 2020, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F8: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 7,485 unvested RSUs granted to the reporting person on August 16, 2021, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2019 Filed Dec 31, 2019 21:28 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.6731 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062273 · doc4.xml · nonDerivative · entry 9 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,927.3725 F9 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 5,318 PSUs granted to the reporting person on August 12, 2019, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:28 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 13.6167 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062273 · doc4.xml · nonDerivative · entry 8 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,914.6994 F8 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,714 RSUs granted to the reporting person on August 12, 2019, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:28 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 11.5967 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062273 · doc4.xml · nonDerivative · entry 7 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,901.0827 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:28 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.2095 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062273 · doc4.xml · nonDerivative · entry 6 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,889.486 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:28 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 7.922 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062273 · doc4.xml · nonDerivative · entry 5 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,880.2765 F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,292 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:28 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 15.2023 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062273 · doc4.xml · nonDerivative · entry 4 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,872.3545 F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,242 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:28 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 4.832 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062273 · doc4.xml · nonDerivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,857.1523 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,984 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:28 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3.5218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062273 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,852.3203 F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 1,432 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:28 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 17.2465 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-062273 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,848.7985 F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on December 27, 2019 to stockholders of record as of December 13, 2019 (the "Dividend"), with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Read SEC document |
| December 27, 2019 Filed Mar 31, 2020 20:32 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 23.7993 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021820 · doc4.xml · nonDerivative · entry 10 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,113.6825 F10 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,510 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 27, 2019 Filed Mar 31, 2020 20:32 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 19.4416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021820 · doc4.xml · nonDerivative · entry 9 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,089.8832 F9 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 5,318 PSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 27, 2019 Filed Mar 31, 2020 20:32 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 20.8893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021820 · doc4.xml · nonDerivative · entry 8 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,070.4416 F8 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,714 RSUs granted to the reporting person on August 12, 2019, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 17.2587 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051297 · doc4.xml · nonDerivative · entry 10 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,831.552 F10 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,510 PSUs granted to the reporting person on August 12, 2019. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 14.0986 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051297 · doc4.xml · nonDerivative · entry 9 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,814.2933 F9 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 5,318 PSUs granted to the reporting person on August 12, 2019. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 15.1485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051297 · doc4.xml · nonDerivative · entry 8 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,800.1946 F8 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 5,714 RSUs granted to the reporting person on August 12, 2019. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.9011 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051297 · doc4.xml · nonDerivative · entry 7 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,785.0462 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 10.2454 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051297 · doc4.xml · nonDerivative · entry 6 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,772.145 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 8.8131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051297 · doc4.xml · nonDerivative · entry 5 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,761.8996 F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 3,292 unvested RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 16.9123 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051297 · doc4.xml · nonDerivative · entry 4 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,753.0865 F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,242 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 5.3755 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051297 · doc4.xml · nonDerivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,753.0865 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,984 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 3.9179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051297 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,747.7109 F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 1,432 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 20:23 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 19.1865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051297 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,743.793 F1 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the cash dividend paid on September 27, 2019 to stockholders of record as of September 13, 2019 (the "Dividend"), with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Read SEC document |
| August 13, 2019 Filed Aug 13, 2019 20:19 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 482.7792 | $57.75 | $27,880.50 |
DisclosureSEC source: 0001209191-19-045742 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,182.6065 F1 · date: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on August 13, 2018. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC | EnerSys ENS · Entity 3750 | GrantStock Options · Derivative | 21,540 | $0.00 Strike: $57.75 | $0.00 |
DisclosureSEC source: 0001209191-19-046127 · doc4.xml · derivative · entry 4 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,540 Underlying: Common Stock · 21,540 shares Expires 2029-08-12 F2 · date: This grant was made after markets had closed. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on August 12, 2020, subject to acceleration or forfeiture in certain specified circumstances. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 6,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046127 · doc4.xml · nonDerivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,724.6065 F4 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying an EPS Performance multiplier to the number of units vesting on the third anniversary of the date of grant. The EPS Performance multiplier is based on the cumulative adjusted EPS over the three year vesting period relative to a target cumulative adjusted EPS. The minimum EPS Performance multiplier is 0% and the maximum EPS Performance multiplier is 200%. These shares represent the performance share units granted, assuming an EPS Performance multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 5,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046127 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,214.6065 F3 · security: These shares were granted as performance share units and vest one hundred percent on August 12, 2022, with an additional one year holding period (4 years total until settlement), subject to acceleration and cancellation upon the occurrence of certain events. Each performance share unit converts into the number of shares of common stock determined by applying the TSR multiplier to the number of units vesting on the third anniversary of the date of grant. The TSR multiplier is based on relative TSR performance versus peers over the three year vesting period. The peer group is the S&P Small Cap 600 Industrial Index, of which EnerSys is a member, and consists of approximately 100 companies. The minimum TSR multiplier is 0% and the maximum TSR multiplier is 200%. These shares represent the performance share units granted, assuming a TSR multiplier of 100%. F2 · date: This grant was made after markets had closed. Read SEC document |
| August 12, 2019 Filed Aug 15, 2019 20:20 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 5,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046127 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,896.6065 F1 · security: These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2020, August 12, 2021, August 12, 2023, and August 12, 2024, subject to acceleration or forfeiture in certain specified circumstances. F2 · date: This grant was made after markets had closed. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:18 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 13.6903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 7 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,665.3857 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:18 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 10.8721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 6 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,651.6955 F6 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:18 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.4715 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 5 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,640.8233 F5 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 4,390 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:18 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 17.9468 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 4 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,628.3518 F4 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,242 unvested PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:18 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 5.7043 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,610.405 F3 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 1,984 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:18 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 4.1576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,604.7006 F2 · shares: These shares were granted in the form of restricted stock units ("RSUs"), in connection with the Dividend, with respect to 1,432 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:18 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 20.3601 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-040256 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,600.543 F1 · shares: These shares were granted in the form of Market Share Units ("PSUs"), in connection with the cash dividend paid on June 28, 2019 to stockholders of record as of June 14, 2019 (the "Dividend"), with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for vesting on May 16, 2019 and previously declared and paid cash dividends. These PSUs will be payable concurrently with the underlying PSUs. Read SEC document |
| May 16, 2019 Filed May 21, 2019 00:47 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 173.676 | $63.31 | $10,995.43 |
DisclosureSEC source: 0001209191-19-031581 · doc4.xml · nonDerivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,580.1829 F3 · kind: Shares were forfeited in connection with the vesting of performance share units granted to the reporting person on May 16, 2016. Read SEC document |
| May 16, 2019 Filed May 21, 2019 00:47 UTC | EnerSys ENS · Entity 3750 | Disposition to issuerCommon Stock | 2,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031581 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,753.8589 F2 · kind: Represents excess shares previously reported in connection with performance share units originally granted to the reporting person on May 16, 2016. Upon vesting, the performance share units achieved a payout factor of 0.77. Read SEC document |
| May 16, 2019 Filed May 21, 2019 00:47 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 641.684 | $63.31 | $40,625.01 |
DisclosureSEC source: 0001209191-19-031581 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,960.8589 F1 · kind: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 16, 2016. Read SEC document |
| May 12, 2019 Filed May 14, 2019 20:29 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 6,014.3258 | $65.73 | $395,321.63 |
DisclosureSEC source: 0001209191-19-029653 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,602.5429 F1 · kind: Reflects the number of Market Share Units ("MSUs") surrendered in connection with the settlement of previously vested MSUs into shares of common stock. Read SEC document |
| May 09, 2019 Filed May 10, 2019 20:30 UTC | EnerSys ENS · Entity 3750 | Tax withholdingCommon Stock | 432.9927 | $66.06 | $28,603.50 |
DisclosureSEC source: 0001209191-19-028928 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,616.8687 F1 · date: Shares were forfeited in connection with the vesting of restricted stock units granted to the reporting person on May 9, 2017. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:22 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 9.9859 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022449 · doc4.xml · nonDerivative · entry 8 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,049.8614 F8 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:22 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 12.5743 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022449 · doc4.xml · nonDerivative · entry 7 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,039.8755 F7 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:22 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 11.4549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022449 · doc4.xml · nonDerivative · entry 6 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,027.3012 F6 · shares: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 4,390 RSUs granted to the reporting person on August 13, 2018, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:22 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 16.4839 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022449 · doc4.xml · nonDerivative · entry 5 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,015.8462 F5 · shares: These shares were granted in the form of PSUs, in connection with the Dividend, with respect to 6,242 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:22 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 7.8617 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022449 · doc4.xml · nonDerivative · entry 4 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,999.3623 F4 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,977 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:22 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 24.8694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022449 · doc4.xml · nonDerivative · entry 3 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,991.5006 F3 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:22 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 7.6374 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022449 · doc4.xml · nonDerivative · entry 2 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,966.6312 F2 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,864 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:22 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 37.0013 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022449 · doc4.xml · nonDerivative · entry 1 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,958.9938 F1 · shares: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on March 29, 2019 to to stockholders of record as of March 15, 2019 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:55 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 11.0997 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000569 · doc4.xml · nonDerivative · entry 8 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,921.9925 F8 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:55 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 8.8148 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000569 · doc4.xml · nonDerivative · entry 7 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,910.8928 F7 · shares: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs. Read SEC document |
| December 28, 2018 Filed Jan 3, 2019 01:55 UTC | EnerSys ENS · Entity 3750 | GrantCommon Stock | 10.1116 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-000569 · doc4.xml · nonDerivative · entry 6 Schmidtlein Michael J · CIK 0001345053 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,902.078 F6 · shares: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 4,390 RSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.