Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HORIZON BANCORP INC /IN/HBNC · Entity 4968 | President | March 31, 2022 | April 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HORIZON BANCORP INC /IN/
Report date March 31, 2022 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 146,410 |
Reported balance
After 2022-03-31 transaction · row 1
1 source rowRow 1 · 2022-03-31 · Disposition to issuer · Disposed 4,800 · Balance 146,410 |
| Common StockSEC Table I · non-derivative | IndirectBy Thrift Plan | 19,203 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 19,203 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 12,461 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,461 |
| Common StockSEC Table I · non-derivative | IndirectBy SERP | 45,064 |
Reported balance
Holding disclosure · report date 2022-03-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 45,064 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2017 Filed Aug 31, 2017 20:22 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 1,645 | $26.05 | $42,852.25 |
DisclosureSEC source: 0001273295-17-000003 · primary_doc.xml · nonDerivative · entry 1 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,176 Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 16:26 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionEmployee Stock Option · Derivative | 1,800 | $0.00 Strike: $13.49 | $0.00 |
DisclosureSEC source: 0001273295-17-000002 · primary_doc.xml · derivative · entry 6 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,800 shares Expires 2023-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was granted 06/18/2013 and vested in three equal installments beginning on the first anniversary of the date of the grant. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 16:26 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionCommon Stock | 1,800 | $13.49 | $24,282.00 |
DisclosureSEC source: 0001273295-17-000002 · primary_doc.xml · nonDerivative · entry 2 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 16:26 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 1,800 | $26.25 | $47,250.00 |
DisclosureSEC source: 0001273295-17-000002 · primary_doc.xml · nonDerivative · entry 1 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,176 Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:30 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionEmployee Stock Option · Derivative | 4,799 | $0.00 Strike: $13.49 | $0.00 |
DisclosureSEC source: 0001273295-17-000001 · primary_doc.xml · derivative · entry 6 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,799 shares Expires 2023-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was granted 06/18/2013 and vested in three equal installments beginning on the first anniversary of the date of the grant. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:30 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionCommon Stock | 4,799 | $13.49 | $64,738.51 |
DisclosureSEC source: 0001273295-17-000001 · primary_doc.xml · nonDerivative · entry 2 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 20:30 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 4,799 | $26.75 | $128,373.25 |
DisclosureSEC source: 0001273295-17-000001 · primary_doc.xml · nonDerivative · entry 1 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,176 Read SEC document |
| August 08, 2017 Filed Feb 28, 2018 19:38 UTC Amendment | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 4,799 | $26.75 | $128,373.25 |
DisclosureSEC source: 0000908834-18-000017 · edgar.xml · nonDerivative · entry 2 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,777 Read SEC document |
| August 08, 2017 Filed Feb 28, 2018 19:38 UTC Amendment | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Exercise / conversionCommon Stock | 4,799 | $13.49 | $64,738.51 |
DisclosureSEC source: 0000908834-18-000017 · edgar.xml · nonDerivative · entry 1 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This amount reflects a reduction from the original amount reported in order to eliminate 399 shares that were withheld to pay taxes upon performance share vesting, as previously reported by the Reporting Person on a Form 4 filed 3/24/2017. The additional 399 shares were also included in three Form 4s filed after the Form 4 being amended at this time and, accordingly, the amount of direct-owned securities beneficially owned following reported transactions shown in Column 5 of those filings should be reduced by 399 shares. Read SEC document |
| June 06, 2017 Filed Jun 7, 2018 20:09 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | SaleCommon Stock | 2,829 | $32.59 | $92,197.11 |
DisclosureSEC source: 0001273295-18-000001 · primary_doc.xml · nonDerivative · entry 2 NEFF JAMES D · CIK 0001273295 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,581 Read SEC document |
| March 21, 2017 Filed Mar 24, 2017 16:12 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | GrantEmployee Stock Option · Derivative | 2,051 | $0.00 Strike: $25.14 | $0.00 |
DisclosureSEC source: 0001595334-17-000005 · primary_doc.xml · derivative · entry 6 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,051 Underlying: Common Stock · 2,051 shares Expires 2027-03-21 F3 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary of the date of grant, beginning March 21, 2018. Read SEC document |
| March 21, 2017 Filed Mar 24, 2017 16:12 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | Tax withholdingCommon Stock | 399 | $25.14 | $10,030.86 |
DisclosureSEC source: 0001595334-17-000005 · primary_doc.xml · nonDerivative · entry 2 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,777 F1 · balance_after: Adjusted for a 3:2 stock split effective November 14, 2016. Read SEC document |
| March 21, 2017 Filed Mar 24, 2017 16:12 UTC | HORIZON BANCORP INC /IN/ HBNC · Entity 4968 | GrantCommon Stock | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001595334-17-000005 · primary_doc.xml · nonDerivative · entry 1 NEFF JAMES D · CIK 0001273295 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,176 F1 · balance_after: Adjusted for a 3:2 stock split effective November 14, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.