Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FALCONSTOR SOFTWARE INCFALC · Entity 115263 | Director · President and CEO | April 25, 2017 | April 26, 2017 |
| PROGRESS SOFTWARE CORP /MAPRGS · Entity 4559 | EVP, Enterprise App Exper. | April 01, 2022 | April 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FALCONSTOR SOFTWARE INC
Report date April 25, 2017 · Filed April 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,843,148 |
Reported balance
After 2017-04-25 transaction · row 1
1 source rowRow 1 · 2017-04-25 · Tax withholding · Disposed 17,855 · Balance 1,843,148 F1: Transaction represents withholding of shares, at a value of $0.31 per share, to satisfy the tax withholding obligations following the vesting of 49,500 shares of restricted stock on April 21, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction represents withholding of shares, at a value of $0.31 per share, to satisfy the tax withholding obligations following the vesting of 49,500 shares of restricted stock on April 21, 2017.
PROGRESS SOFTWARE CORP /MA
Report date April 01, 2022 · Filed April 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,429 |
Ending reported balance
After 2022-04-01 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2022-04-01 · Exercise / conversion · Acquired 1,008 · Balance 17,953 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2022-04-01 · Tax withholding · Disposed 494 · Balance 17,459 F2: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2019. Row 3 · 2022-04-01 · Exercise / conversion · Acquired 848 · Balance 18,307 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 4 · 2022-04-01 · Tax withholding · Disposed 416 · Balance 17,891 F3: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 21, 2020. Row 5 · 2022-04-01 · Exercise / conversion · Acquired 1,056 · Balance 18,947 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 6 · 2022-04-01 · Tax withholding · Disposed 518 · Balance 18,429 F4: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 19, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-04-01 · Exercise / conversion · Disposed 1,008 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F5: On January 22, 2019, the Reporting Person was granted 6,047 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,698 |
Reported balance
After 2022-04-01 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-04-01 · Exercise / conversion · Disposed 848 · Balance 1,698 F1: Restricted stock units convert into common stock on a one-for-one basis. F6: On January 21, 2020, the Reporting Person was granted 5,090 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,227 |
Reported balance
After 2022-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-04-01 · Exercise / conversion · Disposed 1,056 · Balance 4,227 F1: Restricted stock units convert into common stock on a one-for-one basis. F7: On January 19, 2021, the Reporting Person was granted 6,339 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2021, subject to the continued employment of the Reporting Person with the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 22, 2019.
F3: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 21, 2020.
F4: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 19, 2021.
F5: On January 22, 2019, the Reporting Person was granted 6,047 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company.
F6: On January 21, 2020, the Reporting Person was granted 5,090 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2020, subject to the continued employment of the Reporting Person with the Company.
F7: On January 19, 2021, the Reporting Person was granted 6,339 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2021, subject to the continued employment of the Reporting Person with the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2019 Filed Oct 3, 2019 20:08 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Exercise / conversionCommon Stock | 1,310 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-19-000123 · wf-form4_157013327085303.xml · nonDerivative · entry 1 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Exercise / conversionRestricted Stock Units · Derivative | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-19-000058 · wf-form4_155432247998002.xml · derivative · entry 6 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,763 Underlying: Common Stock · 690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On January 12, 2018, the Reporting Person was granted 4,143 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2018, subject to the continued employment of the Reporting Person with the Company. F5 · derivative.expiration_date: On January 12, 2018, the Reporting Person was granted 4,143 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2018, subject to the continued employment of the Reporting Person with the Company. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Exercise / conversionRestricted Stock Units · Derivative | 1,310 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-19-000058 · wf-form4_155432247998002.xml · derivative · entry 5 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,930 Underlying: Common Stock · 1,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 29, 2017, the Reporting Person was granted 7,860 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning April 1, 2018, subject to the continued employment of the Reporting Person with the Company. F4 · derivative.expiration_date: On September 29, 2017, the Reporting Person was granted 7,860 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning April 1, 2018, subject to the continued employment of the Reporting Person with the Company. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Tax withholdingCommon Stock | 325 | $44.57 | $14,483.95 |
DisclosureSEC source: 0000876167-19-000058 · wf-form4_155432247998002.xml · nonDerivative · entry 4 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,983 F3 · shares: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 12, 2018. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Exercise / conversionCommon Stock | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-19-000058 · wf-form4_155432247998002.xml · nonDerivative · entry 3 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,308 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Tax withholdingCommon Stock | 616 | $44.57 | $27,452.66 |
DisclosureSEC source: 0000876167-19-000058 · wf-form4_155432247998002.xml · nonDerivative · entry 2 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,618 F2 · shares: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on September 29, 2017. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Exercise / conversionCommon Stock | 1,310 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-19-000058 · wf-form4_155432247998002.xml · nonDerivative · entry 1 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:16 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | GrantRestricted Stock Units · Derivative | 10,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-19-000015 · wf-form4_154836454706977.xml · derivative · entry 3 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,078 Underlying: Common Stock · 10,078 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Progress Software Corporation's (the "Company's") common stock. F4 · derivative.exercise_date: Represents performance-based restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest on February 1, 2022, subject to the Company meeting total shareholder return and operating income criteria over the three-year period ending November 30, 2021, and the continued employment of the Reporting Person with the Company. F4 · derivative.expiration_date: Represents performance-based restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest on February 1, 2022, subject to the Company meeting total shareholder return and operating income criteria over the three-year period ending November 30, 2021, and the continued employment of the Reporting Person with the Company. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:16 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | GrantEmployee Stock Options · Derivative | 19,231 | $0.00 Strike: $34.73 | $0.00 |
DisclosureSEC source: 0000876167-19-000015 · wf-form4_154836454706977.xml · derivative · entry 2 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,231 Underlying: Common Stock · 19,231 shares Expires 2026-01-22 F3 · derivative.exercise_date: The stock options vest in eight equal semiannual installments beginning on October 1, 2019, subject to the continued employment of the Reporting Person with the Company. Read SEC document |
| January 22, 2019 Filed Jan 24, 2019 21:16 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | GrantRestricted Stock Units · Derivative | 6,047 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-19-000015 · wf-form4_154836454706977.xml · derivative · entry 1 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,047 Underlying: Common Stock · 6,047 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Progress Software Corporation's (the "Company's") common stock. F2 · derivative.exercise_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company. F2 · derivative.expiration_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2019, subject to the continued employment of the Reporting Person with the Company. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 21:41 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | GrantRestricted Stock Units · Derivative | 6,175 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-18-000132 · wf-form4_153981249773583.xml · derivative · entry 1 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,175 Underlying: Common Stock · 6,175 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Progress Software Corporation's (the "Company's") common stock. F2 · derivative.exercise_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. One-third of the restricted stock units vest beginning October 1, 2019 and the remaining restricted stock units vest in four equal semiannual installments beginning April 1, 2020, subject to the continued employment of the Reporting Person with the Company. F2 · derivative.expiration_date: Represents restricted stock units granted to the Reporting Person pursuant to the Company's 2008 Stock Option and Incentive Plan. One-third of the restricted stock units vest beginning October 1, 2019 and the remaining restricted stock units vest in four equal semiannual installments beginning April 1, 2020, subject to the continued employment of the Reporting Person with the Company. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Exercise / conversionRestricted Stock Units · Derivative | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-18-000116 · wf-form4_153859766970444.xml · derivative · entry 6 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,453 Underlying: Common Stock · 690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On January 12, 2018, the Reporting Person was granted 4,143 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2018, subject to the continued employment of the Reporting Person with the Company. F5 · derivative.expiration_date: On January 12, 2018, the Reporting Person was granted 4,143 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning October 1, 2018, subject to the continued employment of the Reporting Person with the Company. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Exercise / conversionRestricted Stock Units · Derivative | 1,310 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-18-000116 · wf-form4_153859766970444.xml · derivative · entry 5 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,240 Underlying: Common Stock · 1,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 29, 2017, the Reporting Person was granted 7,860 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning April 1, 2018, subject to the continued employment of the Reporting Person with the Company. F4 · derivative.expiration_date: On September 29, 2017, the Reporting Person was granted 7,860 restricted stock units pursuant to the Company's 2008 Stock Option and Incentive Plan. The restricted stock units vest in six equal semiannual installments beginning April 1, 2018, subject to the continued employment of the Reporting Person with the Company. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Tax withholdingCommon Stock | 293 | $35.72 | $10,466.72 |
DisclosureSEC source: 0000876167-18-000116 · wf-form4_153859766970444.xml · nonDerivative · entry 4 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924 F3 · shares: Represents shares of common stock withheld by the Company to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on January 12, 2018. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Exercise / conversionCommon Stock | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-18-000116 · wf-form4_153859766970444.xml · nonDerivative · entry 3 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Tax withholdingCommon Stock | 557 | $35.72 | $19,897.49 |
DisclosureSEC source: 0000876167-18-000116 · wf-form4_153859766970444.xml · nonDerivative · entry 2 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527 F2 · shares: Represents shares of common stock withheld by Progress Software Corporation (the "Company") to pay the tax withholding obligations of the Reporting Person upon the vesting of restricted stock units granted to the Reporting Person on September 29, 2017. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:14 UTC | PROGRESS SOFTWARE CORP /MA PRGS · Entity 4559 | Exercise / conversionCommon Stock | 1,310 | $0.00 | $0.00 |
DisclosureSEC source: 0000876167-18-000116 · wf-form4_153859766970444.xml · nonDerivative · entry 1 QUINN GARY · CIK 0001188063 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| April 25, 2017 Filed Apr 26, 2017 16:18 UTC | FALCONSTOR SOFTWARE INC FALC · Entity 115263 | Tax withholdingCommon Stock | 17,855 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-001194 · form404637006b_04262017.xml · nonDerivative · entry 1 QUINN GARY · CIK 0001188063 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,843,148 F1 · shares: Transaction represents withholding of shares, at a value of $0.31 per share, to satisfy the tax withholding obligations following the vesting of 49,500 shares of restricted stock on April 21, 2017. F1 · price: Transaction represents withholding of shares, at a value of $0.31 per share, to satisfy the tax withholding obligations following the vesting of 49,500 shares of restricted stock on April 21, 2017. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 17:22 UTC | FALCONSTOR SOFTWARE INC FALC · Entity 115263 | Tax withholdingCommon Stock | 13,997 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-17-000710 · form404637006e_03152017.xml · nonDerivative · entry 1 QUINN GARY · CIK 0001188063 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861,003 F1 · shares: Transaction represents withholding of shares, at a value of $0.665 per share, to satisfy the tax withholding obligations following the vesting of 33,000 shares of restricted stock on February 18, 2017. F1 · price: Transaction represents withholding of shares, at a value of $0.665 per share, to satisfy the tax withholding obligations following the vesting of 33,000 shares of restricted stock on February 18, 2017. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 09:07 UTC | FALCONSTOR SOFTWARE INC FALC · Entity 115263 | PurchaseCommon Stock | 10,000 | $1.01 | $10,090.00 |
DisclosureSEC source: 0000921895-16-005640 · form404637006_09072016.xml · nonDerivative · entry 3 QUINN GARY · CIK 0001188063 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875,000 F1 · price: The purchase price for these shares was $1.009005 per share. Note that due to field restrictions in Table 1, Column 4, tha last 3 decimal places do not appear. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 09:07 UTC | FALCONSTOR SOFTWARE INC FALC · Entity 115263 | PurchaseCommon Stock | 20,000 | $1.02 | $20,400.00 |
DisclosureSEC source: 0000921895-16-005640 · form404637006_09072016.xml · nonDerivative · entry 2 QUINN GARY · CIK 0001188063 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,865,000 Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 09:07 UTC | FALCONSTOR SOFTWARE INC FALC · Entity 115263 | PurchaseCommon Stock | 20,000 | $1.01 | $20,200.00 |
DisclosureSEC source: 0000921895-16-005640 · form404637006_09072016.xml · nonDerivative · entry 1 QUINN GARY · CIK 0001188063 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,845,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.