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RICHO ANNA

Disclosed activity across 4 companies

Tapewire entity
12827
SEC CIK
0001199306

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMGEN INCAMGN · Entity 2832SVP & CCOAugust 01, 2012August 01, 2012
EXELON CORPEXC · Entity 3050DirectorApril 28, 2026April 29, 2026
ILLUMINA, INC.ILMN · Entity 3137DirectorMay 21, 2026May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMGEN INC

Report date August 01, 2012 · Filed August 01, 2012

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,992 Reported balance After 2012-08-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2012-08-01 · Exercise / conversion · Acquired 5,125 · Balance 41,992

Common StockSEC Table I · non-derivativeDirect36,867 Reported balance After 2012-08-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2012-08-01 · Gift · Disposed 5,125 · Balance 36,867

F1: These shares are being transferred to the reporting person's Family Trust.

F2: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,425 RSUs which fully vest on 4/28/2013; 2,900 RSUs which vest in two equal annual installments of 1,450 each commencing 4/26/2013; 20,000 RSUs which fully vest on 10/28/2013; 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015; and 3,350 RSUs which vest in three installments of 1,105, 1,106 and 1,139 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F3: These shares include 1,675 shares of common stock acquired under the Company's Employee Stock Purchase Plan.

F4: These shares include 17 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

Common StockSEC Table I · non-derivativeIndirectThe Nicholas A. Moore and Anna S. Richo Family Trust15,381 Reported balance After 2012-08-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2012-08-01 · Gift · Acquired 5,125 · Balance 15,381

F1: These shares are being transferred to the reporting person's Family Trust.

Common StockSEC Table I · non-derivativeIndirectThe Nicholas A. Moore and Anna S. Richo Family Trust10,256 Reported balance After 2012-08-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2012-08-01 · Sale · Disposed 5,125 · Balance 10,256

F5: The price reported is an average price. The prices ranged from $83.04 to $83.11 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.

Nqso (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.63 · Expires 2015-07-31Direct0 Reported balance After 2012-08-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2012-08-01 · Exercise / conversion · Disposed 5,125 · Balance 0

Common StockSEC Table I · non-derivativeIndirect401(k) Plan2,342.0157 Reported balance Holding disclosure · report date 2012-08-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 2,342.0157

F6: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are being transferred to the reporting person's Family Trust.

F2: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,425 RSUs which fully vest on 4/28/2013; 2,900 RSUs which vest in two equal annual installments of 1,450 each commencing 4/26/2013; 20,000 RSUs which fully vest on 10/28/2013; 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015; and 3,350 RSUs which vest in three installments of 1,105, 1,106 and 1,139 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F3: These shares include 1,675 shares of common stock acquired under the Company's Employee Stock Purchase Plan.

F4: These shares include 17 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.

F5: The price reported is an average price. The prices ranged from $83.04 to $83.11 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.

F6: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.

EXELON CORP

Report date April 28, 2026 · Filed April 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
2026 Directors Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2027-04-28Direct3,720 Reported balance After 2026-04-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-28 · Grant · Acquired 3,720 · Balance 3,720

F1: Annual restricted stock unit (RSU) award subject to the Exelon Long-term Incentive Plan (LTIP) will fully vest and be settled in shares of Exelon common stock on a 1 for 1 basis. The award will accrue additional stock units through dividend reinvestment which will vest along with the underlying award.

Deferred phantom share equivalentsSEC Table II · derivative / convertible securityDirect7,930 Reported balance Holding disclosure · report date 2026-04-28 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 7,930

F2: Phantom share equivalents held in the reporting person's Exelon stock fund account that is part of a multi-fund, non-qualified deferred compensation plan. Phantom share equivalents will be settled for cash on a 1 for 1 basis upon the termination of the reporting person's service to the board of directors.

Filing footnotes · ownership attribution and instrument terms

F1: Annual restricted stock unit (RSU) award subject to the Exelon Long-term Incentive Plan (LTIP) will fully vest and be settled in shares of Exelon common stock on a 1 for 1 basis. The award will accrue additional stock units through dividend reinvestment which will vest along with the underlying award.

F2: Phantom share equivalents held in the reporting person's Exelon stock fund account that is part of a multi-fund, non-qualified deferred compensation plan. Phantom share equivalents will be settled for cash on a 1 for 1 basis upon the termination of the reporting person's service to the board of directors.

ILLUMINA, INC.

Report date May 21, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,527 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 2,072 · Balance 8,527

F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units. 100% of the shares subject to the restricted stock unit award shall vest on the earlier of (i) the one year anniversary of the date of grant of the award and (ii) the date immediately preceding the date of the annual meeting of the company's stockholders for the year following the year of grant of the award, provided, in each case, that the awardee continues to serve as a director on such date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Adamas Pharmaceuticals Inc

Report date November 24, 2021 · Filed November 24, 2021

Section 16 reporting ended · disclosed 2021-11-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-24 transaction · row 1
1 source row

Row 1 · 2021-11-24 · Other · Disposed 25,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 10, 2021, by and among the Issuer, Supernus Pharmaceuticals, Inc. ("Parent") and Supernus Reef, Inc., a wholly owned subsidiary of Parent ("Purchaser"), pursuant to which Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer (the "Merger") effective as of November 24, 2021 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $8.10 in cash plus two contingent value rights ("CVRs" and, collectively with the cash amount, the "Per Share Price").

F2: A portion of this amount consists of unvested restricted stock units ("RSUs"). Pursuant to the terms of the Merger Agreement, each Issuer RSU that was outstanding immediately prior to the Effective Time was cancelled at the Effective Time and automatically converted into the right to receive for each Share underlying such RSU, without interest and subject to deduction for any required withholding under applicable tax law, the Per Share Price.

F3: Disposed of pursuant to Merger Agreement in exchange for $8.10 plus two CVRs per share. The CVRs do not have a market value.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.12 · Expires 2030-08-28Direct0 Reported balance After 2021-11-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-11-24 · Disposition to issuer · Disposed 20,000 · Balance 0

F6: $2.98 plus two CVRs per share underlying the stock option.

F4: The shares subject to the option vest annually in equal installments over 3 years.

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each Issuer option that was outstanding (whether vested or unvested) immediately prior to the Effective Time and with a per share exercise price less than $8.10, was cancelled at the Effective Time and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding under applicable tax law, two CVRs plus the excess of (i) $8.10 over (ii) the per share exercise price of such Issuer option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.21 · Expires 2031-06-01Direct0 Reported balance After 2021-11-24 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-11-24 · Disposition to issuer · Disposed 10,000 · Balance 0

F7: $2.89 plus two CVRs per share underlying the stock option.

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each Issuer option that was outstanding (whether vested or unvested) immediately prior to the Effective Time and with a per share exercise price less than $8.10, was cancelled at the Effective Time and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding under applicable tax law, two CVRs plus the excess of (i) $8.10 over (ii) the per share exercise price of such Issuer option.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 10, 2021, by and among the Issuer, Supernus Pharmaceuticals, Inc. ("Parent") and Supernus Reef, Inc., a wholly owned subsidiary of Parent ("Purchaser"), pursuant to which Purchaser completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer (the "Merger") effective as of November 24, 2021 (the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $8.10 in cash plus two contingent value rights ("CVRs" and, collectively with the cash amount, the "Per Share Price").

F2: A portion of this amount consists of unvested restricted stock units ("RSUs"). Pursuant to the terms of the Merger Agreement, each Issuer RSU that was outstanding immediately prior to the Effective Time was cancelled at the Effective Time and automatically converted into the right to receive for each Share underlying such RSU, without interest and subject to deduction for any required withholding under applicable tax law, the Per Share Price.

F3: Disposed of pursuant to Merger Agreement in exchange for $8.10 plus two CVRs per share. The CVRs do not have a market value.

F4: The shares subject to the option vest annually in equal installments over 3 years.

F5: Pursuant to the terms of the Merger Agreement, at the Effective Time, each Issuer option that was outstanding (whether vested or unvested) immediately prior to the Effective Time and with a per share exercise price less than $8.10, was cancelled at the Effective Time and automatically converted into the right to receive for each Share underlying such Issuer option, without interest and subject to deduction for any required withholding under applicable tax law, two CVRs plus the excess of (i) $8.10 over (ii) the per share exercise price of such Issuer option.

F6: $2.98 plus two CVRs per share underlying the stock option.

F7: $2.89 plus two CVRs per share underlying the stock option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2012 Filed May 3, 2012 23:43 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 10,000 $50.44 $504,400.00
Disclosure

SEC source: 0001127602-12-015851 · form4.xml · nonDerivative · entry 5

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2012 Filed May 3, 2012 23:43 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 641 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-015851 · form4.xml · nonDerivative · entry 4

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 10,256

F1 · kind: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
May 01, 2012 Filed May 3, 2012 23:43 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 641 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-015851 · form4.xml · nonDerivative · entry 3

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,481

F1 · kind: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
May 01, 2012 Filed May 3, 2012 23:43 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 2,309 $71.11 $164,192.99
Disclosure

SEC source: 0001127602-12-015851 · form4.xml · nonDerivative · entry 2

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,122

Read SEC document
May 01, 2012 Filed May 3, 2012 23:43 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 2,950 $42.13 $124,283.50
Disclosure

SEC source: 0001127602-12-015851 · form4.xml · nonDerivative · entry 1

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2012 Filed May 2, 2012 01:07 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 449 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-015261 · form4.xml · nonDerivative · entry 7

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 9,615

F2 · kind: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
April 29, 2012 Filed May 2, 2012 01:07 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 449 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-015261 · form4.xml · nonDerivative · entry 6

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,481

F2 · kind: These shares are being transferred to the reporting person's Family Trust.

F3 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,425 RSUs which fully vest on 4/28/2013; 2,900 RSUs which vest in two equal annual installments of 1,450 each commencing 4/26/2013; 20,000 RSUs which fully vest on 10/28/2013; 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015; and 3,350 RSUs which vest in three installments of 1,105, 1,106 and 1,139 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F4 · balance_after: These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
April 29, 2012 Filed May 2, 2012 01:07 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 394 $71.64 $28,226.16
Disclosure

SEC source: 0001127602-12-015261 · form4.xml · nonDerivative · entry 3

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,930

Read SEC document
April 28, 2012 Filed May 2, 2012 01:07 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 759 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-015261 · form4.xml · nonDerivative · entry 5

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 9,166

F2 · kind: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
April 28, 2012 Filed May 2, 2012 01:07 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 759 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-015261 · form4.xml · nonDerivative · entry 4

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,324

F2 · kind: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
April 28, 2012 Filed May 2, 2012 01:07 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 666 $71.64 $47,712.24
Disclosure

SEC source: 0001127602-12-015261 · form4.xml · nonDerivative · entry 2

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,083

Read SEC document
April 27, 2012 Filed May 2, 2012 01:07 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 3,350 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-015261 · form4.xml · nonDerivative · entry 1

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,749

F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 4/27/2014, 4/27/2015 and 4/27/2016, respectively.

Read SEC document
April 26, 2012 Filed Apr 30, 2012 21:16 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-014957 · form4.xml · nonDerivative · entry 3

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 8,407

F1 · kind: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
April 26, 2012 Filed Apr 30, 2012 21:16 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-014957 · form4.xml · nonDerivative · entry 2

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,399

F1 · kind: These shares are being transferred to the reporting person's Family Trust.

F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 843 RSUs which fully vest on 4/29/2012; 2,850 RSUs which vest in two equal annual installments of 1,425 each commencing 4/28/2012; 2,900 RSUs which vest in two equal annual installments of 1,450 each commencing 4/26/2013; 20,000 RSUs which fully vest on 10/28/2013; and 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F3 · balance_after: These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
April 26, 2012 Filed Apr 30, 2012 21:16 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 677 $70.19 $47,518.63
Disclosure

SEC source: 0001127602-12-014957 · form4.xml · nonDerivative · entry 1

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,172

Read SEC document
March 16, 2012 Filed Mar 20, 2012 21:58 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 2,891 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-011452 · form4.xml · nonDerivative · entry 3

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 7,634

F1 · kind: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
March 16, 2012 Filed Mar 20, 2012 21:58 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 2,891 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-011452 · form4.xml · nonDerivative · entry 2

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,849

F1 · kind: These shares are being transferred to the reporting person's Family Trust.

F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 843 RSUs which fully vest on 4/29/2012; 2,850 RSUs which vest in two equal annual installments of 1,425 each commencing 4/28/2012; 4,350 RSUs which vest in three equal annual installments of 1,450 each commencing 4/26/2012; 20,000 RSUs which fully vest on 10/28/2013; and 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F3 · balance_after: These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
March 16, 2012 Filed Mar 20, 2012 21:58 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 2,341 $68.26 $159,796.66
Disclosure

SEC source: 0001127602-12-011452 · form4.xml · nonDerivative · entry 1

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,740

Read SEC document
March 14, 2012 Filed Mar 16, 2012 00:00 UTC AMGEN INC AMGN · Entity 2832 GrantCommon Stock 5,232 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-010819 · form4.xml · nonDerivative · entry 1

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,081

F1 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 843 RSUs which fully vest on 4/29/2012; 2,850 RSUs which vest in two equal annual installments of 1,425 each commencing 4/28/2012; 4,350 RSUs which vest in three equal annual installments of 1,450 each commencing 4/26/2012; 20,000 RSUs which fully vest on 10/28/2013; and 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F2 · balance_after: These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 10,000 $0.00 Strike: $58.43 $0.00
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · derivative · entry 14

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2020-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 15,375 $0.00 Strike: $62.63 $0.00
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · derivative · entry 13

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,125

Underlying: Common Stock · 15,375 shares

Expires 2015-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 10,902 $0.00 Strike: $62.55 $0.00
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · derivative · entry 12

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,902 shares

Expires 2014-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionIso (Right to Buy) · Derivative 1,598 $0.00 Strike: $62.55 $0.00
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · derivative · entry 11

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,598 shares

Expires 2014-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 8,571 $0.00 Strike: $58.61 $0.00
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · derivative · entry 10

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,571 shares

Expires 2012-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 45,446 $68.47 $3,111,592.18
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · nonDerivative · entry 8

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 4,743

F4 · price: The price reported is an average price. The prices ranged from $68.40 to $68.55 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 46,446 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · nonDerivative · entry 7

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 50,189

F1 · shares: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 46,446 $0.00 $0.00
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · nonDerivative · entry 6

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,849

F1 · shares: These shares are being transferred to the reporting person's Family Trust.

F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 843 RSUs which fully vest on 4/29/2012; 2,850 RSUs which vest in two equal annual installments of 1,425 each commencing 4/28/2012; 4,350 RSUs which vest in three equal annual installments of 1,450 each commencing 4/26/2012; 20,000 RSUs which fully vest on 10/28/2013; and 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F3 · balance_after: These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 10,000 $58.43 $584,300.00
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · nonDerivative · entry 5

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 15,375 $62.63 $962,936.25
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · nonDerivative · entry 4

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 10,902 $62.55 $681,920.10
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · nonDerivative · entry 3

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 1,598 $62.55 $99,954.90
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · nonDerivative · entry 2

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2012 Filed Feb 1, 2012 01:52 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 8,571 $58.61 $502,346.31
Disclosure

SEC source: 0001127602-12-003251 · form4.xml · nonDerivative · entry 1

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 02:04 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 1,500 $58.07 $87,105.00
Disclosure

SEC source: 0001127602-11-029181 · form4.xml · nonDerivative · entry 1

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 3,743

Read SEC document
August 01, 2011 Filed Aug 2, 2011 23:08 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 20,000 $0.00 Strike: $50.44 $0.00
Disclosure

SEC source: 0001127602-11-022632 · form4.xml · derivative · entry 11

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2016-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2011 Filed Aug 2, 2011 23:08 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionNqso (Right to Buy) · Derivative 2,950 $0.00 Strike: $42.13 $0.00
Disclosure

SEC source: 0001127602-11-022632 · form4.xml · derivative · entry 10

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950

Underlying: Common Stock · 2,950 shares

Expires 2015-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2011 Filed Aug 2, 2011 23:08 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 20,000 $55.01 $1,100,200.00
Disclosure

SEC source: 0001127602-11-022632 · form4.xml · nonDerivative · entry 8

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,849

F3 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 843 RSUs which fully vest on 4/29/2012; 2,850 RSUs which vest in two equal annual installments of 1,425 each commencing 4/28/2012; 4,350 RSUs which vest in three equal annual installments of 1,450 each commencing 4/26/2012; 20,000 RSUs which fully vest on 10/28/2013; and 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

F4 · balance_after: These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan (ESPP). 450 shares were acquired under the Company's ESPP on June 15, 2011. The additional 856 shares of common stock under the ESPP had previously been reported and incorrectly attributed to the reporting person's Family Trust.

Read SEC document
August 01, 2011 Filed Aug 2, 2011 23:08 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 2,950 $55.05 $162,397.50
Disclosure

SEC source: 0001127602-11-022632 · form4.xml · nonDerivative · entry 7

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,543

Read SEC document
August 01, 2011 Filed Aug 2, 2011 23:08 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 20,000 $50.44 $1,008,800.00
Disclosure

SEC source: 0001127602-11-022632 · form4.xml · nonDerivative · entry 6

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2011 Filed Aug 2, 2011 23:08 UTC AMGEN INC AMGN · Entity 2832 Exercise / conversionCommon Stock 2,950 $42.13 $124,283.50
Disclosure

SEC source: 0001127602-11-022632 · form4.xml · nonDerivative · entry 5

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2011 Filed Aug 2, 2011 23:08 UTC AMGEN INC AMGN · Entity 2832 SaleCommon Stock 2,000 $55.01 $110,023.80
Disclosure

SEC source: 0001127602-11-022632 · form4.xml · nonDerivative · entry 4

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 5,243

F2 · price: The price reported is an average price. The prices ranged from $54.97 to $55.05 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.

Read SEC document
July 31, 2011 Filed Aug 2, 2011 23:08 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 1,582 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-022632 · form4.xml · nonDerivative · entry 3

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 7,243

F1 · shares: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
July 31, 2011 Filed Aug 2, 2011 23:08 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 1,582 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-022632 · form4.xml · nonDerivative · entry 2

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,543

F1 · shares: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
July 31, 2011 Filed Aug 2, 2011 23:08 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 918 $54.70 $50,214.60
Disclosure

SEC source: 0001127602-11-022632 · form4.xml · nonDerivative · entry 1

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125

Read SEC document
April 29, 2011 Filed May 2, 2011 23:20 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 533 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-014451 · form4.xml · nonDerivative · entry 6

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 6,517

F1 · shares: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
April 29, 2011 Filed May 2, 2011 23:20 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 533 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-014451 · form4.xml · nonDerivative · entry 5

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,043

F1 · shares: These shares are being transferred to the reporting person's Family Trust.

F2 · balance_after: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 2,500 RSUs which fully vest on 7/31/2011; 843 RSUs which fully vest on 4/29/2012; 2,850 RSUs which vest in two equal annual installments of 1,425 each commencing 4/28/2012; 4,350 RSUs which vest in three equal annual installments of 1,450 each commencing 4/26/2012; 20,000 RSUs which fully vest on 10/28/2013; and 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.

Read SEC document
April 29, 2011 Filed May 2, 2011 23:20 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 310 $57.14 $17,713.40
Disclosure

SEC source: 0001127602-11-014451 · form4.xml · nonDerivative · entry 4

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,576

Read SEC document
April 28, 2011 Filed May 2, 2011 23:20 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 902 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-014451 · form4.xml · nonDerivative · entry 3

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 5,984

F1 · shares: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
April 28, 2011 Filed May 2, 2011 23:20 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 902 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-014451 · form4.xml · nonDerivative · entry 2

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,886

F1 · shares: These shares are being transferred to the reporting person's Family Trust.

Read SEC document
April 28, 2011 Filed May 2, 2011 23:20 UTC AMGEN INC AMGN · Entity 2832 Tax withholdingCommon Stock 523 $56.82 $29,716.86
Disclosure

SEC source: 0001127602-11-014451 · form4.xml · nonDerivative · entry 1

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,788

Read SEC document
April 26, 2011 Filed Apr 28, 2011 01:20 UTC AMGEN INC AMGN · Entity 2832 GiftCommon Stock 918 $0.00 $0.00
Disclosure

SEC source: 0001127602-11-013894 · form4.xml · nonDerivative · entry 4

RICHO ANNA · CIK 0001199306 · SVP & CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Nicholas A. Moore and Anna S. Richo Family Trust

Disclosed balance after: 5,082

F2 · kind: These shares are being transferred to the reporting person's Family Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.