Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Asana, Inc.ASAN · Entity 4425 | Director · 10% owner | August 21, 2025 | August 25, 2025 |
| Meta Platforms, Inc.FB · Entity 2790 | 10% owner | September 05, 2012 | September 08, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Asana, Inc.
Report date August 21, 2025 · Filed August 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 57,898,436 |
Reported balance
After 2025-08-21 transaction · row 1
1 source rowRow 1 · 2025-08-21 · Purchase · Acquired 122,470 · Balance 57,898,436 F1: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 5, 2024. F2: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.25 to $13.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 4,147,046 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,147,046 F3: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. |
Filing footnotes · ownership attribution and instrument terms
F1: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 5, 2024.
F2: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $13.25 to $13.65 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05.
Meta Platforms, Inc.
Report date September 05, 2012 · Filed September 08, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectBy trust | 5,550,000 |
Reported balance
After 2012-09-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2012-09-05 · Sale · Disposed 150,000 · Balance 5,550,000 F2: The range of prices for the shares of Class A common stock is from $18.19 to $18.74. Mr. Moskovitz undertakes that he will provide, upon request by the staff of the U.S.Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F1: Shares held of record by Dustin Moskovitz, Trustee of The Dustin A. Moskovitz Trust dated December 27, 2005. |
| Class A common stockSEC Table I · non-derivative | IndirectBy trust | 2,775,000 |
Reported balance
After 2012-09-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2012-09-06 · Sale · Disposed 2,775,000 · Balance 2,775,000 F3: The range of prices for the shares of Class A common stock is from $18.74 to $19.26. Mr. Moskovitz undertakes that he will provide, upon request by the staff of the U.S.Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F1: Shares held of record by Dustin Moskovitz, Trustee of The Dustin A. Moskovitz Trust dated December 27, 2005. |
| Class A common stockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2012-09-07 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2012-09-07 · Sale · Disposed 2,775,000 · Balance 0 F4: The range of prices for the shares of Class A common stock is from $18.78 to $19.42. Mr. Moskovitz undertakes that he will provide, upon request by the staff of the U.S.Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. F5: Excludes 106,756,629 Class A common stock shares issuable upon conversion of the trust's Class B common stock shares. F1: Shares held of record by Dustin Moskovitz, Trustee of The Dustin A. Moskovitz Trust dated December 27, 2005. |
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy Trust | 106,756,629 |
Reported balance
Holding disclosure · report date 2012-09-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 106,756,629 F6: The Class B common stock is convertible into Class A common stock at any time on a one-for-one basis and has no expiration date. F1: Shares held of record by Dustin Moskovitz, Trustee of The Dustin A. Moskovitz Trust dated December 27, 2005. |
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy trust | 174,165 |
Reported balance
Holding disclosure · report date 2012-09-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 174,165 F6: The Class B common stock is convertible into Class A common stock at any time on a one-for-one basis and has no expiration date. F7: Shares held of record by Dustin A. Moskovitz, Trustee of The Justin M. Rosenstein 2009 Trust, a trust established pursuant to the Justin M. Rosenstein 2009 Trust Agreement. |
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy trust | 14,404,516 |
Reported balance
Holding disclosure · report date 2012-09-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 14,404,516 F6: The Class B common stock is convertible into Class A common stock at any time on a one-for-one basis and has no expiration date. F8: Shares held of record by Dustin Moskovitz, Trustee of The Dustin Moskovitz 2008 Annuity Trust dated March 10, 2008. |
| Class B common stockSEC Table II · derivative / convertible security | IndirectBy trust | 4,863,335 |
Reported balance
Holding disclosure · report date 2012-09-05 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,863,335 F6: The Class B common stock is convertible into Class A common stock at any time on a one-for-one basis and has no expiration date. F9: Shares held of record by Justin M. Rosenstein, Trustee of The Dustin A. Moskovitz 2009 Trust, a trust established pursuant to the Dustin A. Moskovitz 2009 Trust Agreement dated January 1, 2009. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares held of record by Dustin Moskovitz, Trustee of The Dustin A. Moskovitz Trust dated December 27, 2005.
F2: The range of prices for the shares of Class A common stock is from $18.19 to $18.74. Mr. Moskovitz undertakes that he will provide, upon request by the staff of the U.S.Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F3: The range of prices for the shares of Class A common stock is from $18.74 to $19.26. Mr. Moskovitz undertakes that he will provide, upon request by the staff of the U.S.Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4: The range of prices for the shares of Class A common stock is from $18.78 to $19.42. Mr. Moskovitz undertakes that he will provide, upon request by the staff of the U.S.Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F5: Excludes 106,756,629 Class A common stock shares issuable upon conversion of the trust's Class B common stock shares.
F6: The Class B common stock is convertible into Class A common stock at any time on a one-for-one basis and has no expiration date.
F7: Shares held of record by Dustin A. Moskovitz, Trustee of The Justin M. Rosenstein 2009 Trust, a trust established pursuant to the Justin M. Rosenstein 2009 Trust Agreement.
F8: Shares held of record by Dustin Moskovitz, Trustee of The Dustin Moskovitz 2008 Annuity Trust dated March 10, 2008.
F9: Shares held of record by Justin M. Rosenstein, Trustee of The Dustin A. Moskovitz 2009 Trust, a trust established pursuant to the Dustin A. Moskovitz 2009 Trust Agreement dated January 1, 2009.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 14, 2021 Filed Jun 15, 2021 21:37 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 50,433 | $47.52 | $2,396,576.16 |
DisclosureSEC source: 0001209191-21-040670 · doc4.xml · nonDerivative · entry 4 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,013,452 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $47.09 to $48.06 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 21:37 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 93,019 | $46.67 | $4,341,196.73 |
DisclosureSEC source: 0001209191-21-040670 · doc4.xml · nonDerivative · entry 3 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,963,019 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $46.09 to $47.08 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 21:37 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 62,491 | $46.19 | $2,886,459.29 |
DisclosureSEC source: 0001209191-21-040670 · doc4.xml · nonDerivative · entry 2 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,870,000 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $45.80 to $46.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 21:37 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 97,509 | $45.38 | $4,424,958.42 |
DisclosureSEC source: 0001209191-21-040670 · doc4.xml · nonDerivative · entry 1 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,807,509 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $44.80 to $45.79 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 21:23 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 41,263 | $45.94 | $1,895,622.22 |
DisclosureSEC source: 0001209191-21-039940 · doc4.xml · nonDerivative · entry 6 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710,000 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $45.37 to $46.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 21:23 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 32,388 | $44.93 | $1,455,192.84 |
DisclosureSEC source: 0001209191-21-039940 · doc4.xml · nonDerivative · entry 5 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,668,737 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $44.33 to $45.23 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 21:23 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 58,397 | $43.71 | $2,552,532.87 |
DisclosureSEC source: 0001209191-21-039940 · doc4.xml · nonDerivative · entry 4 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,636,349 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $43.27 to $44.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 21:23 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 27,952 | $42.82 | $1,196,904.64 |
DisclosureSEC source: 0001209191-21-039940 · doc4.xml · nonDerivative · entry 3 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,577,952 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $42.25 to $43.23 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:23 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 206,633 | $41.20 | $8,513,279.60 |
DisclosureSEC source: 0001209191-21-039940 · doc4.xml · nonDerivative · entry 2 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550,000 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $40.85 to $41.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2021 Filed Jun 11, 2021 21:23 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 43,367 | $40.36 | $1,750,292.12 |
DisclosureSEC source: 0001209191-21-039940 · doc4.xml · nonDerivative · entry 1 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343,367 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $39.83 to $40.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:16 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 29,137 | $39.94 | $1,163,731.78 |
DisclosureSEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 7 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300,000 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F8 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $39.86 to $40.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:16 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 165,926 | $39.44 | $6,544,121.44 |
DisclosureSEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 6 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270,863 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F7 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $38.86 to $39.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 21:16 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 54,937 | $38.46 | $2,112,877.02 |
DisclosureSEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 5 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104,937 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F6 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $37.85 to $38.84 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:16 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 115,260 | $40.68 | $4,688,776.80 |
DisclosureSEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 4 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,000 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F5 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $40.11 to $41.05 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:16 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 71,167 | $39.63 | $2,820,348.21 |
DisclosureSEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 3 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 934,740 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $39.11 to $40.08 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:16 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 27,012 | $38.75 | $1,046,715.00 |
DisclosureSEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 2 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863,573 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $38.11 to $39.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:16 UTC | Asana, Inc. ASAN · Entity 4425 | PurchaseClass A Common Stock | 36,561 | $37.39 | $1,367,015.79 |
DisclosureSEC source: 0001209191-21-039221 · doc4.xml · nonDerivative · entry 1 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,561 F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $37.10 to $38.09 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 21:32 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass A Common Stock | 4,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063243 · doc4.xml · nonDerivative · entry 1 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,147,046 F1 · kind: Represents shares received by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust) pursuant to a pro rata distribution, for no consideration, of shares of Class A Common Stock of the Issuer. F2 · ownership.nature: The shares are held of record by Moskovitz Trust. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 20:29 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass B Common Stock · Derivative | 17,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054781 · doc4.xml · derivative · entry 2 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,017,933 Underlying: Class A Common Stock · 17,988 shares Expires not disclosed F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · kind: Represents shares received by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust) pursuant to a pro rata distribution by Moskovitz Investment, for no consideration, of shares of Class B Common Stock of the Issuer. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F5 · ownership.nature: The shares are held of record by Moskovitz Trust. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 20:29 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass B Common Stock · Derivative | 42,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054781 · doc4.xml · derivative · entry 1 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 42,578 shares Expires not disclosed F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · kind: Represents a pro rata distribution by Moskovitz Investment Holdings, LLC (Moskovitz Investment). Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment, have shared voting and dispositive power with respect to these shares. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F3 · ownership.nature: The shares are held of record by Moskovitz Investment. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:19 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass A Common Stock | 393,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053259 · doc4.xml · nonDerivative · entry 5 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,142,325 F3 · kind: Represents shares received by Moskovitz Trust pursuant to a pro rata distribution, for no consideration, of shares of Class A Common Stock of the Issuer. F1 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:19 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 100,000 | $29.00 | $2,900,000.00 |
DisclosureSEC source: 0001209191-20-053259 · doc4.xml · nonDerivative · entry 4 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,749,170 F1 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:19 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 100,000 | $28.04 | $2,804,000.00 |
DisclosureSEC source: 0001209191-20-053259 · doc4.xml · nonDerivative · entry 3 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,849,170 F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:19 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 500,000 | $27.00 | $13,500,000.00 |
DisclosureSEC source: 0001209191-20-053259 · doc4.xml · nonDerivative · entry 2 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,949,170 F1 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:19 UTC | Asana, Inc. ASAN · Entity 4425 | SaleClass A Common Stock | 200,000 | $27.00 | $5,400,000.00 |
DisclosureSEC source: 0001209191-20-053259 · doc4.xml · nonDerivative · entry 1 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Read SEC document |
| September 24, 2020 Filed Sep 26, 2020 00:10 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionClass B Common Stock · Derivative | 2,888,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052151 · doc4.xml · derivative · entry 4 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,999,945 Underlying: Class A Common Stock · 2,888,391 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust). F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F3 · ownership.nature: The shares are held of record by Moskovitz Trust. Read SEC document |
| September 24, 2020 Filed Sep 26, 2020 00:10 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionClass A Common Stock | 2,888,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052151 · doc4.xml · nonDerivative · entry 2 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,449,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust). F3 · ownership.nature: The shares are held of record by Moskovitz Trust. Read SEC document |
| September 23, 2020 Filed Sep 26, 2020 00:10 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionClass B Common Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052151 · doc4.xml · derivative · entry 3 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,395,830 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. Read SEC document |
| September 23, 2020 Filed Sep 26, 2020 00:10 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionClass A Common Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052151 · doc4.xml · nonDerivative · entry 1 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:40 UTC | Asana, Inc. ASAN · Entity 4425 | OtherSenior Mandatory Convertible Promissory Note · Derivative | 5,730,432 | $0.00 Strike: $31.09 | $0.00 |
DisclosureSEC source: 0001209191-20-051667 · doc4.xml · derivative · entry 4 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,730,432 Underlying: Class B Common Stock · 5,730,432 shares Expires 2025-06-26 F7 · shares: The June Convertible Note has a principal amount of $150,000,000, a maturity date of June 26, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may be converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.09 per share. The initial conversion price and number of shares issuable upon conversion of the June Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the June Convertible Note, such note is also mandatorily convertible into shares of Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F7 · derivative.exercise_date: The June Convertible Note has a principal amount of $150,000,000, a maturity date of June 26, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may be converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.09 per share. The initial conversion price and number of shares issuable upon conversion of the June Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the June Convertible Note, such note is also mandatorily convertible into shares of Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F2 · derivative.underlying: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F7 · derivative.underlying_shares: The June Convertible Note has a principal amount of $150,000,000, a maturity date of June 26, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may be converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.09 per share. The initial conversion price and number of shares issuable upon conversion of the June Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the June Convertible Note, such note is also mandatorily convertible into shares of Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F7 · balance_after: The June Convertible Note has a principal amount of $150,000,000, a maturity date of June 26, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may be converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.09 per share. The initial conversion price and number of shares issuable upon conversion of the June Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the June Convertible Note, such note is also mandatorily convertible into shares of Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:40 UTC | Asana, Inc. ASAN · Entity 4425 | OtherSenior Mandatory Convertible Promissory Note · Derivative | 5,730,432 | $0.00 Strike: $31.09 | $0.00 |
DisclosureSEC source: 0001209191-20-051667 · doc4.xml · derivative · entry 3 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Existing Class B Common Stock · 5,730,432 shares Expires 2025-06-26 F6 · shares: The Senior Mandatory Convertible Promissory Note (June Convertible Note) has a principal amount of $150,000,000, a maturity date of June 26, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may have been converted prior to maturity upon the option of the Issuer into shares of Existing Class B Common Stock at the initial conversion price of $31.09 per share. The initial conversion price and number of shares issuable upon conversion of the June Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the June Convertible Note, such note was also mandatorily convertible into shares of Existing Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F6 · derivative.exercise_date: The Senior Mandatory Convertible Promissory Note (June Convertible Note) has a principal amount of $150,000,000, a maturity date of June 26, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may have been converted prior to maturity upon the option of the Issuer into shares of Existing Class B Common Stock at the initial conversion price of $31.09 per share. The initial conversion price and number of shares issuable upon conversion of the June Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the June Convertible Note, such note was also mandatorily convertible into shares of Existing Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F2 · derivative.underlying: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F6 · derivative.underlying_shares: The Senior Mandatory Convertible Promissory Note (June Convertible Note) has a principal amount of $150,000,000, a maturity date of June 26, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may have been converted prior to maturity upon the option of the Issuer into shares of Existing Class B Common Stock at the initial conversion price of $31.09 per share. The initial conversion price and number of shares issuable upon conversion of the June Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the June Convertible Note, such note was also mandatorily convertible into shares of Existing Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:40 UTC | Asana, Inc. ASAN · Entity 4425 | OtherSenior Mandatory Convertible Promissory Note · Derivative | 11,282,390 | $0.00 Strike: $31.58 | $0.00 |
DisclosureSEC source: 0001209191-20-051667 · doc4.xml · derivative · entry 2 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 11,282,390 Underlying: Class B Common Stock · 11,282,390 shares Expires 2025-01-30 F4 · shares: The January Convertible Note has a principal amount of $300,000,000, a maturity date of January 30, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may be converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.58 per share. The initial conversion price and number of shares issuable upon conversion of the January Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the January Convertible Note, such note is also mandatorily convertible into shares of Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F4 · derivative.exercise_date: The January Convertible Note has a principal amount of $300,000,000, a maturity date of January 30, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may be converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.58 per share. The initial conversion price and number of shares issuable upon conversion of the January Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the January Convertible Note, such note is also mandatorily convertible into shares of Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F2 · derivative.underlying: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F4 · derivative.underlying_shares: The January Convertible Note has a principal amount of $300,000,000, a maturity date of January 30, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may be converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.58 per share. The initial conversion price and number of shares issuable upon conversion of the January Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the January Convertible Note, such note is also mandatorily convertible into shares of Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F4 · balance_after: The January Convertible Note has a principal amount of $300,000,000, a maturity date of January 30, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may be converted prior to maturity upon the option of the Issuer into shares of Class B Common Stock at the initial conversion price of $31.58 per share. The initial conversion price and number of shares issuable upon conversion of the January Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the January Convertible Note, such note is also mandatorily convertible into shares of Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:40 UTC | Asana, Inc. ASAN · Entity 4425 | OtherSenior Mandatory Convertible Promissory Note · Derivative | 11,282,390 | $0.00 Strike: $31.58 | $0.00 |
DisclosureSEC source: 0001209191-20-051667 · doc4.xml · derivative · entry 1 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Existing Class B Common Stock · 11,282,390 shares Expires 2025-01-30 F1 · shares: The Senior Mandatory Convertible Promissory Note (January Convertible Note) has a principal amount of $300,000,000, a maturity date of January 30, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may have been converted prior to maturity upon the option of the Issuer into shares of existing Class B Common Stock (Existing Class B Common Stock) at the initial conversion price of $31.58 per share. The initial conversion price and number of shares issuable upon conversion of the January Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the January Convertible Note, such note was also mandatorily convertible into shares of Existing Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F1 · derivative.exercise_date: The Senior Mandatory Convertible Promissory Note (January Convertible Note) has a principal amount of $300,000,000, a maturity date of January 30, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may have been converted prior to maturity upon the option of the Issuer into shares of existing Class B Common Stock (Existing Class B Common Stock) at the initial conversion price of $31.58 per share. The initial conversion price and number of shares issuable upon conversion of the January Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the January Convertible Note, such note was also mandatorily convertible into shares of Existing Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F2 · derivative.underlying: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.underlying_shares: The Senior Mandatory Convertible Promissory Note (January Convertible Note) has a principal amount of $300,000,000, a maturity date of January 30, 2025, and accrues interest at a rate of 3.5% per annum, compounded annually. Subject to meeting certain trading price conditions, the principal amount and all accrued interest through scheduled maturity may have been converted prior to maturity upon the option of the Issuer into shares of existing Class B Common Stock (Existing Class B Common Stock) at the initial conversion price of $31.58 per share. The initial conversion price and number of shares issuable upon conversion of the January Convertible Note are subject to potential adjustment per the terms of such note. Per the terms of the January Convertible Note, such note was also mandatorily convertible into shares of Existing Class B Common Stock upon the occurrence of certain other events, including at the maturity date of such note and upon a change of control of the Issuer. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass B Common Stock · Derivative | 855,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 30 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,888,336 Underlying: Class A Common Stock · 855,076 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | OtherExisting Class B Common Stock · Derivative | 855,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 29 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 855,076 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_price: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.expiration_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionExisting Class B Common Stock · Derivative | 855,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 28 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 855,076 Underlying: Class A Common Stock · 855,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F10 · derivative.exercise_price: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F10 · derivative.exercise_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F10 · derivative.expiration_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionSeries E Preferred Stock · Derivative | 855,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 27 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Existing Class B Common Stock · 855,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · security: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F10 · derivative.exercise_price: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F10 · derivative.exercise_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F10 · derivative.expiration_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass B Common Stock · Derivative | 19,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 26 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 42,578 Underlying: Class A Common Stock · 19,138 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F8 · ownership.nature: The shares are held of record by Moskovitz Investment Holdings, LLC. Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment Holdings, LLC, have shared voting and dispositive power with respect to these shares. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | OtherExisting Class B Common Stock · Derivative | 19,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 25 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 19,138 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_price: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.expiration_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F8 · ownership.nature: The shares are held of record by Moskovitz Investment Holdings, LLC. Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment Holdings, LLC, have shared voting and dispositive power with respect to these shares. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionExisting Class B Common Stock · Derivative | 19,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 24 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,138 Underlying: Class A Common Stock · 19,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.exercise_price: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.exercise_date: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.expiration_date: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F8 · ownership.nature: The shares are held of record by Moskovitz Investment Holdings, LLC. Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment Holdings, LLC, have shared voting and dispositive power with respect to these shares. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionSeries D Preferred Stock · Derivative | 19,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 23 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Existing Class B Common Stock · 19,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.exercise_price: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.exercise_date: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.expiration_date: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F8 · ownership.nature: The shares are held of record by Moskovitz Investment Holdings, LLC. Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment Holdings, LLC, have shared voting and dispositive power with respect to these shares. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass B Common Stock · Derivative | 7,090,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 22 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 27,033,260 Underlying: Class A Common Stock · 7,090,415 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | OtherExisting Class B Common Stock · Derivative | 7,090,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 21 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 7,090,415 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_price: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.expiration_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionExisting Class B Common Stock · Derivative | 7,090,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 20 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,090,415 Underlying: Class A Common Stock · 7,090,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.exercise_price: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.exercise_date: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.expiration_date: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionSeries D Preferred Stock · Derivative | 7,090,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 19 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Existing Class B Common Stock · 7,090,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · security: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.exercise_price: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.exercise_date: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F9 · derivative.expiration_date: The Series D Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass B Common Stock · Derivative | 23,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 18 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 23,440 Underlying: Class A Common Stock · 23,440 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F8 · ownership.nature: The shares are held of record by Moskovitz Investment Holdings, LLC. Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment Holdings, LLC, have shared voting and dispositive power with respect to these shares. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | OtherExisting Class B Common Stock · Derivative | 23,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 17 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 23,440 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_price: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.exercise_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · derivative.expiration_date: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F8 · ownership.nature: The shares are held of record by Moskovitz Investment Holdings, LLC. Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment Holdings, LLC, have shared voting and dispositive power with respect to these shares. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionExisting Class B Common Stock · Derivative | 23,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 16 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 23,440 Underlying: Class A Common Stock · 23,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F7 · derivative.exercise_price: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F7 · derivative.exercise_date: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F7 · derivative.expiration_date: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F8 · ownership.nature: The shares are held of record by Moskovitz Investment Holdings, LLC. Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment Holdings, LLC, have shared voting and dispositive power with respect to these shares. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | ConversionSeries C Preferred Stock · Derivative | 23,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 15 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Existing Class B Common Stock · 23,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F7 · derivative.exercise_price: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F7 · derivative.exercise_date: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F7 · derivative.expiration_date: The Series C Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date. F8 · ownership.nature: The shares are held of record by Moskovitz Investment Holdings, LLC. Dustin Moskovitz, Adam Moskovitz, and Richard Druckman, the managing members of Moskovitz Investment Holdings, LLC, have shared voting and dispositive power with respect to these shares. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:37 UTC | Asana, Inc. ASAN · Entity 4425 | OtherClass B Common Stock · Derivative | 18,198,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-051666 · doc4.xml · derivative · entry 14 Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 19,942,845 Underlying: Class A Common Stock · 18,198,935 shares Expires not disclosed F1 · security: Upon filing of the Issuer's Restated Certificate of Incorporation (Restated Charter) in connection with the Issuer's direct listing, each share of the Issuer's existing Class B Common Stock (Existing Class B Common Stock) was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. F3 · ownership.nature: The shares are held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.